PRINCIPAL EXCHANGE TRADED FD

Ticker: USMC CUSIP: 74255Y870 Class: USMC

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (38)

Symphony Financial Services, Inc.
Value ($000) $15,654 (+7.0%) Shares 228,694 (+6.6%)
PRINCIPAL SECURITIES, INC.
Value ($000) $306,013 (+2.5%) Shares 4,470,607 (+2.1%)
Golden State Wealth Management, LLC
Value ($000) $14,235 (+5.3%) Shares 207,963 (+4.8%)
PMG Wealth Management, Inc.
Value ($000) $2,289 (+2.5%) Shares 33,438 (+1.3%)
Integrated Wealth Concepts LLC
Value ($000) $16,541 (+55.9%) Shares 241,652 (+55.3%)
GREENWOOD CAPITAL ASSOCIATES LLC
Value ($000) $2,099 (+51.2%) Shares 30,658 (+50.6%)
Richmond Investment Services, LLC
Value ($000) $2,200 (+6.9%) Shares 32,147 (+6.4%)
GTS SECURITIES LLC
Value ($000) $1,199 (+135.0%) Shares 17,523 (+134.0%)
Virtu Financial LLC
Value ($000) $2 (+512.5%) Shares 22,824 (+509.5%)
Capital Investment Advisory Services, LLC
Value ($000) $3,630 (+5.6%) Shares 53,034 (+5.2%)
OSAIC HOLDINGS, INC.
Value ($000) $9,821 (+121.0%) Shares 143,433 (+115.2%)
Brinker Capital Investments, LLC
Value ($000) $20,971 (+5.2%) Shares 306,368 (+4.7%)
Jackson Wealth Management, LLC
Value ($000) $3,040 (+2.6%) Shares 44,418 (+2.2%)
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $292,396 (+2.7%) Shares 4,271,668 (+2.3%)
LPL Financial LLC
Value ($000) $96,113 (+7.0%) Shares 1,404,127 (+6.6%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $9,651 (+21.6%) Shares 141,000 (+21.1%)
Cetera Investment Advisers
Value ($000) $5,897 (+50.7%) Shares 86,151 (+50.1%)
Prospera Financial Services Inc
Value ($000) $1,142 (+30.9%) Shares 16,678 (+30.4%)
WELLS FARGO & COMPANY/MN
Value ($000) $43,817 (+7.8%) Shares 640,137 (+7.3%)
MORGAN STANLEY
Value ($000) $47,596 (+7.1%) Shares 695,333 (+6.6%)

Decreased Positions (23)

Elevation Capital Advisory, LLC
Value ($000) $6,949 (-20.4%) Shares 101,514 (-20.8%)
Legacy CG, LLC
Value ($000) $20,275 (-3.7%) Shares 296,195 (-4.0%)
O'Brien Wealth Partners LLC
Value ($000) $61,175 (-1.0%) Shares 893,720 (-1.4%)
Wealth Advisors of Iowa, LLC
Value ($000) $14,037 (-0.9%) Shares 205,062 (-1.3%)
PRINCIPAL FINANCIAL GROUP INC
Value ($000) $2,141,905 (-16.1%) Shares 31,301,844 (-16.4%)
Stillwater Wealth Management Group
Value ($000) $503 (-15.6%) Shares 7,352 (-15.9%)
NewEdge Advisors, LLC
Value ($000) $21,462 (-31.5%) Shares 313,540 (-31.7%)
SILVER OAK SECURITIES, INCORPORATED
Value ($000) $1,838 (-14.8%) Shares 26,687 (-15.7%)
Cannon Wealth Management Services, LLC
Value ($000) $651 (-1.1%) Shares 9,511 (-1.5%)
MERCER GLOBAL ADVISORS INC /ADV
Value ($000) $61,168 (-0.9%) Shares 893,610 (-1.3%)
Gotham Asset Management, LLC
Value ($000) $554 (-56.6%) Shares 8,093 (-56.7%)
Smartleaf Asset Management LLC
Value ($000) $3,584 (+0.2%) Shares 52,031 (-1.4%)
UBS Group AG
Value ($000) $1,516 (-62.6%) Shares 22,153 (-62.8%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $50,980 (-1.8%) Shares 744,783 (-2.2%)
CITADEL ADVISORS LLC
Value ($000) $1,451 (-17.1%) Shares 21,200 (-17.4%)
BANK OF AMERICA CORP /DE/
Value ($000) $587 (-20.6%) Shares 8,577 (-20.9%)
CARY STREET PARTNERS FINANCIAL LLC
Value ($000) $857 (-4.1%) Shares 12,516 (-4.5%)
Cornerstone Wealth Management, LLC
Value ($000) $458 (-5.2%) Shares 6,685 (-5.6%)
Steward Partners Investment Advisory, LLC
Value ($000) $737 (-4.3%) Shares 10,762 (-4.7%)
CITIZENS FINANCIAL GROUP INC/RI
Value ($000) $1,077 (-1.7%) Shares 15,734 (-2.1%)