CUSIP: 743312AD2 Class: NOTE 3.500% 3/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,823,000 | $2,892 |
| JPMORGAN CHASE & CO | 1,701,000 | $1,547 |
| BARCLAYS PLC | 718,000 | $724 |
| RAYMOND JAMES FINANCIAL INC | 17,000 | $17 |
| BNP Paribas Investment Partners S.A. | 1,250,000 | $1 |
| CoreCap Advisors, LLC | 3,000 | $3 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Wellesley Asset Management | 3,500,000 | 16,368,000 | +12,868,000 (+367.7%) |
| AQR Arbitrage LLC | 3,555,000 | 23,822,000 | +20,267,000 (+570.1%) |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 12,000,000 | 12,617,000 | +617,000 (+5.1%) |
| TWO SIGMA INVESTMENTS, LP | 10,000,000 | 17,250,000 | +7,250,000 (+72.5%) |
| BNP PARIBAS ARBITRAGE, SA | 5,585,000 | 17,964,000 | +12,379,000 (+221.6%) |
| BANK OF AMERICA CORP /DE/ | 9,422,000 | 13,164,000 | +3,742,000 (+39.7%) |
| WELLS FARGO & COMPANY/MN | 683,000 | 3,558,000 | +2,875,000 (+420.9%) |
| RWC Asset Management LLP | 1,569,000 | 1,652,000 | +83,000 (+5.3%) |
| STATE STREET CORP | 9,415,000 | 10,415,000 | +1,000,000 (+10.6%) |
| BlackRock, Inc. | 4,446,000 | 5,246,000 | +800,000 (+18.0%) |
| CITIGROUP INC | 426,000 | 769,000 | +343,000 (+80.5%) |
| INSIGNEO ADVISORY SERVICES, LLC | 26,000 | 32,000 | +6,000 (+23.1%) |
| OPPENHEIMER ASSET MANAGEMENT INC. | 81,000 | 82,000 | +1,000 (+1.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ADVENT CAPITAL MANAGEMENT /DE/ | 64,630,000 | 43,706,000 | -20,924,000 (-32.4%) |
| KIM, LLC | 10,000,000 | 7,000,000 | -3,000,000 (-30.0%) |
| WOLVERINE ASSET MANAGEMENT LLC | 32,318,000 | 8,318,000 | -24,000,000 (-74.3%) |
| MACKAY SHIELDS LLC | 28,964,000 | 28,642,000 | -322,000 (-1.1%) |
| Kohlberg Kravis Roberts & Co. L.P. | 2,066,000 | 1,041,000 | -1,025,000 (-49.6%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 5,784,000 | 2,680,000 | -3,104,000 (-53.7%) |
| Jefferies Financial Group Inc. | 1,382,000 | 539,000 | -843,000 (-61.0%) |
| Man Group plc | 1,959,000 | 1,150,000 | -809,000 (-41.3%) |
| FRANKLIN RESOURCES INC | 4,536,000 | 3,604,000 | -932,000 (-20.5%) |
| MORGAN STANLEY | 12,486,000 | 11,576,000 | -910,000 (-7.3%) |
| Bank of New York Mellon Corp | 1,900,000 | 1,100,000 | -800,000 (-42.1%) |
| AMERIPRISE FINANCIAL INC | 11,800,000 | 11,502,000 | -298,000 (-2.5%) |
| WELLINGTON MANAGEMENT GROUP LLP | 250,000 | 200,000 | -50,000 (-20.0%) |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 23,000 | 19,000 | -4,000 (-17.4%) |
| Balboa Wealth Partners | 14,000 | 13,000 | -1,000 (-7.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 8,321,000 | $8,608 |
| TORONTO DOMINION BANK | 2,500,000 | $2,508 |
| UBS Group AG | 5,000,000 | $5,023 |
| FIFTH THIRD BANCORP | 5,000 | $502 |
| CSS LLC/IL | 23,000 | $23 |
| SG Americas Securities, LLC | 15,000 | $2 |
| LAZARD ASSET MANAGEMENT LLC | 905,000 | $9 |