RIVERNORTH OPPORTUNITIES FD

Ticker: RIV-R CUSIP: 76881Y174 Class: RIGHT 10/06/2025

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

Exited Positions (43)

Yakira Capital Management, Inc.
Value ($000) $11 Shares 1,318,986
Polar Asset Management Partners Inc.
Value ($000) $4 Shares 445,528
LPL Financial LLC
Value ($000) $4 Shares 494,836
READYSTATE ASSET MANAGEMENT LP
Value ($000) $2 Shares 289,376
ROYAL BANK OF CANADA
Value ($000) $2 Shares 186,621
PRINCIPAL SECURITIES, INC.
Value ($000) $1 Shares 183,792
ENVESTNET ASSET MANAGEMENT INC
Value ($000) $2 Shares 185,601
Almitas Capital LLC
Value ($000) $1 Shares 140,834
Alpine Global Management, LLC
Value ($000) $1 Shares 140,001
JPMORGAN CHASE & CO
Value ($000) $1 Shares 153,500
Tennessee Valley Asset Management Partners
Value ($000) $1 Shares 130,515
BOOTHBAY FUND MANAGEMENT, LLC
Value ($000) $1 Shares 142,500
WELLS FARGO & COMPANY/MN
Value ($000) $1 Shares 121,391
MORGAN STANLEY
Value ($000) $1 Shares 100,101
UBS Group AG
Value ($000) $1 Shares 96,336
STIFEL FINANCIAL CORP
Value ($000) $1 Shares 86,061
RAYMOND JAMES FINANCIAL INC
Value ($000) $0 Shares 59,583
NWF Advisory Services Inc.
Value ($000) $0 Shares 55,875
BALYASNY ASSET MANAGEMENT L.P.
Value ($000) $0 Shares 53,710
Advisor OS, LLC
Value ($000) $0 Shares 49,074