RIVERNORTH DOUBLELINE STRATE

CUSIP: 76882G107 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY2,070,723$16,462
WELLS FARGO & COMPANY/MN1,325,507$10,538
ROYAL BANK OF CANADA1,027,527$8,169
Advisors Asset Management, Inc.392,381$3,119
J.W. COLE ADVISORS, INC.245,190$1,949
SIT INVESTMENT ASSOCIATES INC238,253$2
RIVERBRIDGE PARTNERS LLC224,106$1,782
UBS Group AG221,655$1,762
NewEdge Advisors, LLC213,449$1,697
1607 Capital Partners, LLC178,157$1,416
Baird Financial Group, Inc.157,625$1,253
LPL Financial LLC153,419$1,220
PFG Investments, LLC136,424$1,085
Pathstone Holdings, LLC133,142$1,058
Logan Stone Capital, LLC117,642$935
Shaker Financial Services, LLC110,263$877
Yakira Capital Management, Inc.94,588$752
OSAIC HOLDINGS, INC.90,009$716
Verity Asset Management, Inc.86,809$690
SeaCrest Wealth Management, LLC68,904$542
WEDBUSH SECURITIES INC62,432$0
FIRST FOUNDATION ADVISORS61,339$488
Kestra Advisory Services, LLC57,020$453
Next Capital Management LLC55,109$438
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC53,307$424
Prime Capital Investment Advisors, LLC46,888$373
Total Wealth Planning & Management, Inc.40,449$322
Closed-End Fund Advisors, Inc.39,010$310
COMERICA BANK37,432$298
Almitas Capital LLC33,963$270
COMMONWEALTH EQUITY SERVICES, LLC33,244$264
CSS LLC/IL31,339$249
HighTower Advisors, LLC29,706$236
Navis Wealth Advisors, LLC29,136$232
Powell Investment Advisors, LLC27,070$215
RAYMOND JAMES FINANCIAL INC26,313$209
STIFEL FINANCIAL CORP24,849$198
CoreCap Advisors, LLC24,765$197
JANE STREET GROUP, LLC23,179$184
ORG Partners LLC20,484$163
Gateway Wealth Partners, LLC18,410$146
Post Resch Tallon Group Inc.17,347$138
Perennial Investment Advisors, LLC15,872$126
SUSQUEHANNA INTERNATIONAL GROUP, LLP12,170$97
Fiduciary Group LLC12,100$96
Ausdal Financial Partners, Inc.11,904$95
&PARTNERS11,375$90
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,995$88
HOLLENCREST CAPITAL MANAGEMENT10,945$87
Sanctuary Advisors, LLC10,090$80
Rockefeller Capital Management L.P.8,000$64
Global Retirement Partners, LLC5,661$45
NBC SECURITIES, INC.5,085$40
PNC Financial Services Group, Inc.5,000$40
BANK OF AMERICA CORP /DE/3,068$24
Pinnacle Wealth Planning Services, Inc.2,340$19
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,300$18
CIBC Private Wealth Group, LLC2,170$17
NATIONAL BANK OF CANADA /FI/2,164$17
WFA of San Diego, LLC1,300$10
WPG Advisers, LLC1,118$9
HIGHLINE WEALTH PARTNERS LLC1,000$8
CWM, LLC384$0
Geneos Wealth Management Inc.345$3
Allworth Financial LP50$0
ASSETMARK, INC4$0
Total (66 institutions)8,214,004$62,905