CUSIP: 76882G107 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Logan Stone Capital, LLC | 117,642 | $935 |
| Yakira Capital Management, Inc. | 94,588 | $752 |
| Almitas Capital LLC | 33,963 | $270 |
| SIT INVESTMENT ASSOCIATES INC | 238,253 | $2 |
| CSS LLC/IL | 31,339 | $249 |
| Pathstone Holdings, LLC | 133,142 | $1,058 |
| WFA of San Diego, LLC | 1,300 | $10 |
| HighTower Advisors, LLC | 29,706 | $236 |
| JANE STREET GROUP, LLC | 23,179 | $184 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,300 | $18 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,170 | $97 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,995 | $88 |
| Global Retirement Partners, LLC | 5,661 | $45 |
| Pinnacle Wealth Planning Services, Inc. | 2,340 | $19 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Shaker Financial Services, LLC | 60,471 | 110,263 | +49,792 (+82.3%) |
| 1607 Capital Partners, LLC | 32,184 | 178,157 | +145,973 (+453.6%) |
| PFG Investments, LLC | 42,851 | 136,424 | +93,573 (+218.4%) |
| RIVERBRIDGE PARTNERS LLC | 61,808 | 224,106 | +162,298 (+262.6%) |
| Verity Asset Management, Inc. | 79,104 | 86,809 | +7,705 (+9.7%) |
| Total Wealth Planning & Management, Inc. | 37,421 | 40,449 | +3,028 (+8.1%) |
| Advisors Asset Management, Inc. | 364,018 | 392,381 | +28,363 (+7.8%) |
| Powell Investment Advisors, LLC | 24,446 | 27,070 | +2,624 (+10.7%) |
| WELLS FARGO & COMPANY/MN | 1,072,758 | 1,325,507 | +252,749 (+23.6%) |
| Post Resch Tallon Group Inc. | 16,542 | 17,347 | +805 (+4.9%) |
| ROYAL BANK OF CANADA | 953,940 | 1,027,527 | +73,587 (+7.7%) |
| OSAIC HOLDINGS, INC. | 41,328 | 90,009 | +48,681 (+117.8%) |
| NewEdge Advisors, LLC | 182,225 | 213,449 | +31,224 (+17.1%) |
| Baird Financial Group, Inc. | 147,506 | 157,625 | +10,119 (+6.9%) |
| Kestra Advisory Services, LLC | 50,020 | 57,020 | +7,000 (+14.0%) |
| COMERICA BANK | 30,328 | 37,432 | +7,104 (+23.4%) |
| SeaCrest Wealth Management, LLC | 67,604 | 68,904 | +1,300 (+1.9%) |
| RAYMOND JAMES FINANCIAL INC | 23,151 | 26,313 | +3,162 (+13.7%) |
| Gateway Wealth Partners, LLC | 17,410 | 18,410 | +1,000 (+5.7%) |
| Ausdal Financial Partners, Inc. | 11,489 | 11,904 | +415 (+3.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 193,429 | 53,307 | -140,122 (-72.4%) |
| Perennial Investment Advisors, LLC | 25,824 | 15,872 | -9,952 (-38.5%) |
| MORGAN STANLEY | 2,319,153 | 2,070,723 | -248,430 (-10.7%) |
| J.W. COLE ADVISORS, INC. | 258,894 | 245,190 | -13,704 (-5.3%) |
| STIFEL FINANCIAL CORP | 55,941 | 24,849 | -31,092 (-55.6%) |
| UBS Group AG | 240,088 | 221,655 | -18,433 (-7.7%) |
| Navis Wealth Advisors, LLC | 29,530 | 29,136 | -394 (-1.3%) |
| &PARTNERS | 13,975 | 11,375 | -2,600 (-18.6%) |
| LPL Financial LLC | 156,202 | 153,419 | -2,783 (-1.8%) |
| CoreCap Advisors, LLC | 26,108 | 24,765 | -1,343 (-5.1%) |
| BANK OF AMERICA CORP /DE/ | 4,681 | 3,068 | -1,613 (-34.5%) |
| Sanctuary Advisors, LLC | 11,456 | 10,090 | -1,366 (-11.9%) |
| WPG Advisers, LLC | 1,273 | 1,118 | -155 (-12.2%) |
| NBC SECURITIES, INC. | 5,285 | 5,085 | -200 (-3.8%) |
| ASSETMARK, INC | 74 | 4 | -70 (-94.6%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Future Financial Wealth Managment LLC | 9,000 | $77 |
| Strategic Financial Concepts, LLC | 12,600 | $107 |
| Advisory Services Network, LLC | 4,398 | $38 |
| HRT FINANCIAL LP | 15,844 | $0 |