CUSIP: 76954AAB9 Class: Convertible Debt
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| LINDEN ADVISORS LP | 40,500,000 | $50,927 |
| Rokos Capital Management LLP | 25,000 | $31,313 |
| Polar Capital Holdings Plc | 1,500,000 | $1,893 |
| BNP Paribas Investment Partners S.A. | 4,140,000 | $5 |
| STIFEL FINANCIAL CORP | 31,406 | $31 |
| MML INVESTORS SERVICES, LLC | 10,000 | $13 |
| CoreCap Advisors, LLC | 2,000 | $3 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Context Capital Management, LLC | 58,050 | 55,537,000 | +55,478,950 (+95571.0%) |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 100,000,000 | 103,500,000 | +3,500,000 (+3.5%) |
| Amundi | 175,000 | 5,975,000 | +5,800,000 (+3314.3%) |
| D. E. Shaw & Co., Inc. | 22,976,000 | 103,476,000 | +80,500,000 (+350.4%) |
| BALYASNY ASSET MANAGEMENT L.P. | 9,500,000 | 36,750,000 | +27,250,000 (+286.8%) |
| Voya Investment Management LLC | 203,290,000 | 225,755,000 | +22,465,000 (+11.1%) |
| Jefferies Financial Group Inc. | 10,008,000 | 15,341,000 | +5,333,000 (+53.3%) |
| LMR Partners LLP | 96,500,000 | 100,000,000 | +3,500,000 (+3.6%) |
| Point72 Asset Management, L.P. | 21,000,000 | 26,500,000 | +5,500,000 (+26.2%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 13,258,000 | 17,838,000 | +4,580,000 (+34.5%) |
| TWO SIGMA INVESTMENTS, LP | 53,392,000 | 55,510,000 | +2,118,000 (+4.0%) |
| BANK OF AMERICA CORP /DE/ | 7,000 | 12,893,000 | +12,886,000 (+184085.7%) |
| JPMORGAN CHASE & CO | 5,900,000 | 12,259,000 | +6,359,000 (+107.8%) |
| MORGAN STANLEY | 14,841,000 | 18,452,000 | +3,611,000 (+24.3%) |
| BNP PARIBAS ARBITRAGE, SA | 3,701,000 | 5,036,000 | +1,335,000 (+36.1%) |
| WELLS FARGO & COMPANY/MN | 4,896,000 | 6,385,000 | +1,489,000 (+30.4%) |
| LAZARD ASSET MANAGEMENT LLC | 67,708,000 | 71,139,000 | +3,431,000 (+5.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ABN AMRO INVESTMENT SOLUTIONS | 200,000 | 200 | -199,800 (-99.9%) |
| SOROS FUND MANAGEMENT LLC | 148,436,000 | 143,436,000 | -5,000,000 (-3.4%) |
| RWC Asset Management LLP | 8,525,000 | 6,537,000 | -1,988,000 (-23.3%) |
| CSS LLC/IL | 4,552,000 | 3,639,000 | -913,000 (-20.1%) |
| Walleye Capital LLC | 13,500,000 | 4,500,000 | -9,000,000 (-66.7%) |
| NOMURA HOLDINGS INC | 1,023,966 | 42,073 | -981,893 (-95.9%) |
| MILLENNIUM MANAGEMENT LLC | 61,145,000 | 25,704,000 | -35,441,000 (-58.0%) |
| ROYAL BANK OF CANADA | 17,774,500 | 663,500 | -17,111,000 (-96.3%) |
| FRANKLIN RESOURCES INC | 13,963,000 | 2,127,000 | -11,836,000 (-84.8%) |
| CITIGROUP INC | 12,435,000 | 5,075,000 | -7,360,000 (-59.2%) |
| BlackRock, Inc. | 54,475,000 | 30,885,000 | -23,590,000 (-43.3%) |
| Man Group plc | 3,710,000 | 2,510,000 | -1,200,000 (-32.3%) |
| WELLINGTON MANAGEMENT GROUP LLP | 13,592,000 | 10,592,000 | -3,000,000 (-22.1%) |
| AMERIPRISE FINANCIAL INC | 11,700,000 | 9,002,000 | -2,698,000 (-23.1%) |
| DEUTSCHE BANK AG\ | 6,373,000 | 4,810,000 | -1,563,000 (-24.5%) |
| Invesco Ltd. | 9,000,000 | 7,500,000 | -1,500,000 (-16.7%) |
| Russell Investments Group, Ltd. | 849,000 | 541,000 | -308,000 (-36.3%) |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1,200,000 | 1,000,000 | -200,000 (-16.7%) |
| SSI INVESTMENT MANAGEMENT LLC | 1,077,000 | 1,061,000 | -16,000 (-1.5%) |
| Balboa Wealth Partners | 14,000 | 13,000 | -1,000 (-7.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Alpine Global Management, LLC | 10,200 | $10,589 |
| Boussard & Gavaudan Investment Management LLP | 4,600 | $4,850 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 5,000,000 | $5,206 |
| SHENKMAN CAPITAL MANAGEMENT INC | 1,126,000 | $1,172 |
| AGF MANAGEMENT LTD | 16,450,000 | $17,034 |
| CITADEL ADVISORS LLC | 20,000,000 | $20,798 |
| GABELLI FUNDS LLC | 1,000,000 | $1,039 |
| MACQUARIE GROUP LTD | 1,400,000 | $1,443 |
| GAMCO INVESTORS, INC. ET AL | 300,000 | $312 |
| FIFTH THIRD BANCORP | 5,000 | $518 |
| Allianz Asset Management GmbH | 800,000 | $831 |
| GOLDMAN SACHS GROUP INC | 1,082,000 | $1,120 |
| LORD, ABBETT & CO. LLC | 2,948,000 | $3 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,000 | $1 |