ROCKET PHARMACEUTICALS INC

Ticker: RCKT CUSIP: 77313F106 Class: COM

SBI Securities Co., Ltd.'s Holding History (CIK: 0001851815)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025

Shares 117 Value ($000) $0 Avg Close $3.42 Range $2.81 - $4.51

Q3 2025

Shares 235 Value ($000) $1 Avg Close $3.15 Range $2.40 - $4.10

Q2 2025

Shares 246 Value ($000) $1 Avg Close $5.07 Range $2.19 - $8.26

Q1 2025

Shares 350 Value ($000) $2 Avg Close $9.88 Range $6.26 - $13.35

Q4 2024

Shares 50 Value ($000) $1 Avg Close $15.05 Range $11.15 - $18.89

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2025	117	$0	$3.42	$2.81 - $4.51
Q3 2025	235	$1	$3.15	$2.40 - $4.10
Q2 2025	246	$1	$5.07	$2.19 - $8.26
Q1 2025	350	$2	$9.88	$6.26 - $13.35
Q4 2024	50	$1	$15.05	$11.15 - $18.89