NEOS ETF TRUST

Ticker: IWMI CUSIP: 78433H634 Class: RUSSELL 2000 HIG

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC387,937$18,885
MADDEN SECURITIES Corp246,728$12,011
Gradient Investments LLC163,353$7,952
Cascade Wealth Advisors, Inc116,581$5,885
STEPHENS INC /AR/63,720$3,102
MML INVESTORS SERVICES, LLC58,208$2,834
Independence Wealth Advisors, LLC44,149$2,149
Brookwood Investment Group LLC34,943$1,701
High Net Worth Advisory Group LLC31,208$1,519
Mutual Advisors, LLC28,447$1,385
Garden State Investment Advisory Services LLC27,405$1,334
ROYAL BANK OF CANADA27,214$1,325
Capital Investment Advisory Services, LLC25,845$1,258
Summit Financial, LLC25,336$1,233
STIFEL FINANCIAL CORP24,170$1,177
Kestra Advisory Services, LLC21,266$1,035
Cresset Asset Management, LLC16,348$796
SUSQUEHANNA INTERNATIONAL GROUP, LLP15,373$748
JANE STREET GROUP, LLC15,321$746
Newbridge Financial Services Group, Inc.15,129$736
FSA Advisors, Inc.15,102$735
Palacios Wealth Management, LLC13,001$633
KESTRA PRIVATE WEALTH SERVICES, LLC12,814$624
Savvy Advisors, Inc.12,604$614
PFG Investments, LLC11,926$581
WORLD EQUITY GROUP, INC.9,119$444
SeaCrest Wealth Management, LLC8,750$437
Moran Wealth Management, LLC8,371$408
Sunbelt Securities, Inc.7,095$345
Cambridge Investment Research Advisors, Inc.6,592$0
Naviter Wealth, LLC6,445$314
Owen LaRue, LLC6,140$299
Stratos Wealth Partners, LTD.5,027$245
Quantum Private Wealth, LLC5,000$243
PRIVATE TRUST CO NA4,800$234
Cetera Investment Advisers4,742$231
Gladstone Institutional Advisory LLC4,524$220
CWM, LLC4,275$0
PSI Advisors, LLC4,256$207
Gateway Wealth Partners, LLC4,190$204
Allworth Financial LP2,900$141
GROUP ONE TRADING, L.P.1,700$83
Rockefeller Capital Management L.P.1,625$79
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,403$68
Aptus Capital Advisors, LLC1,175$57
CoreCap Advisors, LLC1,052$51
Capital Analysts, LLC397$0
AdvisorNet Financial, Inc353$17
OSAIC HOLDINGS, INC.297$14
Spire Wealth Management202$10
Financial Management Professionals, Inc.186$9
GHP Investment Advisors, Inc.162$8
BNP PARIBAS ARBITRAGE, SA48$2
DHJJ Financial Advisors, Ltd.30$1
Global Wealth Strategies & Associates30$1
MORGAN STANLEY22$1
SIGNATUREFD, LLC20$1
Triumph Capital Management6$0
Total (58 institutions)1,555,062$75,374