NEOS ETF TRUST

Ticker: IWMI CUSIP: 78433H634 Class: RUSSELL 2000 HIG

Note: Option positions (PUT/CALL) are excluded.

New Positions (22)

Increased Positions (20)

MADDEN SECURITIES Corp
Value ($000) $12,011 (+37.3%) Shares 246,728 (+37.0%)
Brookwood Investment Group LLC
Value ($000) $1,701 (+134.3%) Shares 34,943 (+133.8%)
Newbridge Financial Services Group, Inc.
Value ($000) $736 (+402.4%) Shares 15,129 (+401.3%)
Garden State Investment Advisory Services LLC
Value ($000) $1,334 (+22.7%) Shares 27,405 (+22.4%)
High Net Worth Advisory Group LLC
Value ($000) $1,519 (+5.5%) Shares 31,208 (+5.2%)
Owen LaRue, LLC
Value ($000) $299 (+30.7%) Shares 6,140 (+30.4%)
WORLD EQUITY GROUP, INC.
Value ($000) $444 (+12.1%) Shares 9,119 (+11.8%)
LPL Financial LLC
Value ($000) $18,885 (+111.6%) Shares 387,937 (+111.1%)
STEPHENS INC /AR/
Value ($000) $3,102 (+17.2%) Shares 63,720 (+17.0%)
Kestra Advisory Services, LLC
Value ($000) $1,035 (+249.0%) Shares 21,266 (+248.3%)
Mutual Advisors, LLC
Value ($000) $1,385 (+11.2%) Shares 28,447 (+11.7%)
ROYAL BANK OF CANADA
Value ($000) $1,325 (+2604.1%) Shares 27,214 (+2621.4%)
Sunbelt Securities, Inc.
Value ($000) $345 (+12.6%) Shares 7,095 (+12.4%)
STIFEL FINANCIAL CORP
Value ($000) $1,177 (+12.7%) Shares 24,170 (+12.5%)
PRIVATE TRUST CO NA
Value ($000) $234 (+11.9%) Shares 4,800 (+11.6%)
Allworth Financial LP
Value ($000) $141 (+61.5%) Shares 2,900 (+61.1%)
AdvisorNet Financial, Inc
Value ($000) $17 (+146.8%) Shares 353 (+146.9%)
MORGAN STANLEY
Value ($000) $1 (+1778.9%) Shares 22 (+2100.0%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $0 (+40.8%) Shares 6,592 (+40.7%)
CWM, LLC
Value ($000) $0 (+7.2%) Shares 4,275 (+7.2%)