Ticker: SHM CUSIP: 78468R739 Class: NUVEEN ICE SHORT
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| UMB Bank, n.a. | 528,907 | $25,382 |
| ORBA Wealth Advisors, L.L.C. | 5,200 | $250 |
| Wakefield Asset Management LLLP | 12,970 | $622 |
| Burk Holdings LLC | 6,111 | $293 |
| Strategic Financial Concepts, LLC | 5,573 | $267 |
| FIRST NATIONAL BANK OF OMAHA | 24,871 | $1,194 |
| VCI Wealth Management LLC | 4,214 | $202 |
| Marshall Financial Group LLC | 5,293 | $254 |
| Parcion Private Wealth LLC | 14,019 | $673 |
| Kesler, Norman & Wride, LLC | 4,650 | $223 |
| L. Roy Papp & Associates, LLP | 7,080 | $340 |
| Global Wealth Management Investment Advisory, Inc. | 4,318 | $207 |
| Integrity Financial Corp /WA | 1,547 | $74 |
| SRS Capital Advisors, Inc. | 22,527 | $1,081 |
| FIRST CITIZENS BANK & TRUST CO | 18,350 | $881 |
| Clarity Financial LLC | 4,665 | $224 |
| Snowden Capital Advisors LLC | 11,961 | $574 |
| Kingdom Financial Group LLC. | 1,165 | $56 |
| STOCK YARDS BANK & TRUST CO | 7,090 | $340 |
| AXXCESS WEALTH MANAGEMENT, LLC | 8,140 | $391 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Quent Capital, LLC | 1,644,782 | 1,789,151 | +144,369 (+8.8%) |
| Paulson Wealth Management Inc. | 43,426 | 106,176 | +62,750 (+144.5%) |
| Alaska Wealth Advisors | 376,498 | 405,897 | +29,399 (+7.8%) |
| Ackerman Capital Advisors, LLC | 50,887 | 105,142 | +54,255 (+106.6%) |
| PURE PORTFOLIOS HOLDINGS LLC | 131,681 | 143,002 | +11,321 (+8.6%) |
| TruNorth Capital Management, LLC | 160,818 | 170,291 | +9,473 (+5.9%) |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 1,635,215 | 1,716,083 | +80,868 (+4.9%) |
| Precision Wealth Strategies, LLC | 102,604 | 105,029 | +2,425 (+2.4%) |
| Symmetry Partners, LLC | 165,663 | 176,438 | +10,775 (+6.5%) |
| FORONJY FINANCIAL LLC | 40,083 | 42,791 | +2,708 (+6.8%) |
| Columbia River Financial Group, LLC | 48,696 | 50,563 | +1,867 (+3.8%) |
| Elmwood Wealth Management, Inc. | 34,319 | 38,509 | +4,190 (+12.2%) |
| BCS Wealth Management | 12,461 | 28,122 | +15,661 (+125.7%) |
| CX Institutional | 1,037,551 | 1,058,055 | +20,504 (+2.0%) |
| TRUSTMARK BANK TRUST DEPARTMENT | 139,419 | 156,173 | +16,754 (+12.0%) |
| Detalus Advisors, LLC | 63,656 | 65,109 | +1,453 (+2.3%) |
| Brio Consultants, LLC | 82,810 | 85,485 | +2,675 (+3.2%) |
| Gerber Kawasaki Wealth & Investment Management | 411,727 | 417,161 | +5,434 (+1.3%) |
| Heritage Wealth Management, Inc. /CA/ | 12,479 | 13,327 | +848 (+6.8%) |
| McAdam, LLC | 96,215 | 106,049 | +9,834 (+10.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Karpus Management, Inc. | 896,907 | 398,706 | -498,201 (-55.5%) |
| Leisure Capital Management | 83,074 | 55,902 | -27,172 (-32.7%) |
| SYKON CAPITAL LLC | 47,283 | 32,704 | -14,579 (-30.8%) |
| CHATHAM CAPITAL GROUP, INC. | 118,285 | 98,175 | -20,110 (-17.0%) |
| QP WEALTH MANAGEMENT, LLC | 18,123 | 17,306 | -817 (-4.5%) |
| Horizon Family Wealth, Inc. | 46,305 | 44,073 | -2,232 (-4.8%) |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,994,926 | 1,817,846 | -177,080 (-8.9%) |
| McNaughton Wealth Management, LLC | 55,640 | 53,725 | -1,915 (-3.4%) |
| JUNCTURE WEALTH STRATEGIES, LLC | 30,679 | 25,791 | -4,888 (-15.9%) |
| Wealthcare Advisory Partners LLC | 654,631 | 617,481 | -37,150 (-5.7%) |
| HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC | 63,891 | 48,341 | -15,550 (-24.3%) |
| Idaho Trust Bank | 14,863 | 10,986 | -3,877 (-26.1%) |
| Tilson Financial Group, Inc. | 57,463 | 56,108 | -1,355 (-2.4%) |
| PFW Advisors LLC | 14,578 | 10,927 | -3,651 (-25.0%) |
| ENVESTNET ASSET MANAGEMENT INC | 2,822,780 | 999,818 | -1,822,962 (-64.6%) |
| Hurlow Wealth Management Group, Inc. | 33,552 | 30,820 | -2,732 (-8.1%) |
| Whitegate Investment Counselors, Inc. | 13,030 | 10,030 | -3,000 (-23.0%) |
| DAVIDSON INVESTMENT ADVISORS | 61,025 | 41,339 | -19,686 (-32.3%) |
| Parkside Financial Bank & Trust | 59,067 | 49,171 | -9,896 (-16.8%) |
| Dakota Wealth Management | 53,200 | 17,971 | -35,229 (-66.2%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| MMA ASSET MANAGEMENT LLC | 16,311 | $787 |
| FLOW TRADERS U.S. LLC | 93,499 | $5 |
| CARDIFF PARK ADVISORS, LLC | 15,659 | $755 |
| Diligent Investors, LLC | 5,470 | $264 |
| ARK & TLK INVESTMENTS, LLC | 4,348 | $210 |
| TRITONPOINT WEALTH, LLC | 10,179 | $491 |
| HCR Wealth Advisors | 8,000 | $385 |
| STUDIO INVESTMENT MANAGEMENT LLC | 4,695 | $226 |
| TWO SIGMA SECURITIES, LLC | 4,955 | $239 |
| SHEETS SMITH WEALTH MANAGEMENT | 4,552 | $220 |
| Engineers Gate Manager LP | 30,120 | $1,452 |
| Sageworth Trust Co | 6,169 | $297 |
| 1620 INVESTMENT ADVISORS, INC. | 600 | $29 |
| RENAISSANCE TECHNOLOGIES LLC | 36,683 | $1,769 |
| Kovitz Investment Group Partners, LLC | 12,336 | $595 |
| Main Street Group, LTD | 573 | $28 |
| Valmark Advisers, Inc. | 6,062 | $292 |
| Rise Advisors, LLC | 420 | $20 |
| MILLENNIUM MANAGEMENT LLC | 18,461 | $890 |
| Sunbelt Securities, Inc. | 34 | $2 |