SCHWAB STRATEGIC TR

Ticker: SMBS CUSIP: 808524615 Class: ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
CHARLES SCHWAB INVESTMENT MANAGEMENT INC222,649,093$5,716,516
CacheTech Inc.390,201$10,018
Adams Wealth Management354,800$9,109
Summit Financial, LLC106,922$2,745
SUSQUEHANNA INTERNATIONAL GROUP, LLP92,244$2,368
CITADEL ADVISORS LLC59,155$1,519
JANE STREET GROUP, LLC48,742$1,251
Mariner, LLC29,388$755
LPL Financial LLC29,327$753
CHAPMAN FINANCIAL GROUP, LLC25,281$649
MERCER GLOBAL ADVISORS INC /ADV21,999$565
Hidden Cove Wealth Management, LLC14,501$372
CHAPIN DAVIS, INC.12,698$326
Cetera Investment Advisers12,687$326
Creative Planning11,056$284
Focus Partners Wealth10,745$276
RAYMOND JAMES FINANCIAL INC8,996$231
HRT FINANCIAL LP8,696$0
IFP Advisors, Inc8,313$213
OSAIC HOLDINGS, INC.7,281$187
PNC Financial Services Group, Inc.7,220$185
CWM, LLC6,560$0
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,468$166
MAI Capital Management5,943$153
FMR LLC5,372$138
MORGAN STANLEY5,245$135
Piscataqua Savings Bank5,234$134
Ancora Advisors LLC3,592$92
Private Wealth Asset Management, LLC3,533$91
Global Retirement Partners, LLC3,347$86
WealthCollab, LLC3,235$83
HOWE & RUSLING INC3,080$79
Rockefeller Capital Management L.P.2,796$72
PFS Partners, LLC2,688$69
Allworth Financial LP2,268$58
FIFTH THIRD BANCORP2,064$53
WELLS FARGO & COMPANY/MN1,736$45
CoreCap Advisors, LLC1,559$40
HOEY INVESTMENTS, INC1,557$40
Triumph Capital Management1,218$31
PHILLIPS FINANCIAL MANAGEMENT, LLC871$22
Root Financial Partners, LLC858$22
MCF Advisors LLC845$22
HARBOUR INVESTMENTS, INC.825$21
ROYAL BANK OF CANADA822$21
JPMORGAN CHASE & CO810$21
CDKV HOLDINGS LLC521$13
Creative Capital Management Investments LLC487$13
GODSEY & GIBB, INC486$12
BROWN BROTHERS HARRIMAN & CO322$8
OPTIMA CAPITAL LLC294$8
AE Wealth Management LLC246$6
FRANKLIN RESOURCES INC240$6
Farther Finance Advisors, LLC238$6
Harbor Asset Planning, Inc.142$4
Camelot Portfolios, LLC138$4
Financial Management Professionals, Inc.115$3
SIGNATUREFD, LLC101$3
Smartleaf Asset Management LLC93$2
Greenline Wealth Management LLC84$2
Quent Capital, LLC63$2
JONES FINANCIAL COMPANIES LLLP62$2
VALLEY NATIONAL ADVISERS INC50$0
SRS Capital Advisors, Inc.46$1
ASSETMARK, INC24$1
Clearstead Advisors, LLC12$0
BLAIR WILLIAM & CO/IL6$0
BANK OF AMERICA CORP /DE/2$0
BNP PARIBAS ARBITRAGE, SA2$0
NewEdge Advisors, LLC2$0
Total (70 institutions)223,985,647$5,750,440