Ticker: SMBS CUSIP: 808524615 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Hidden Cove Wealth Management, LLC | 14,501 | $372 |
| Piscataqua Savings Bank | 5,234 | $134 |
| WealthCollab, LLC | 3,235 | $83 |
| Private Wealth Asset Management, LLC | 3,533 | $91 |
| IFP Advisors, Inc | 8,313 | $213 |
| Triumph Capital Management | 1,218 | $31 |
| Cetera Investment Advisers | 12,687 | $326 |
| Focus Partners Wealth | 10,745 | $276 |
| Ancora Advisors LLC | 3,592 | $92 |
| Creative Planning | 11,056 | $284 |
| Global Retirement Partners, LLC | 3,347 | $86 |
| RAYMOND JAMES FINANCIAL INC | 8,996 | $231 |
| Creative Capital Management Investments LLC | 487 | $13 |
| FMR LLC | 5,372 | $138 |
| OPTIMA CAPITAL LLC | 294 | $8 |
| PHILLIPS FINANCIAL MANAGEMENT, LLC | 871 | $22 |
| FIFTH THIRD BANCORP | 2,064 | $53 |
| Harbor Asset Planning, Inc. | 142 | $4 |
| JPMORGAN CHASE & CO | 810 | $21 |
| Camelot Portfolios, LLC | 138 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| CacheTech Inc. | 379,625 | 390,201 | +10,576 (+2.8%) |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 211,074,767 | 222,649,093 | +11,574,326 (+5.5%) |
| CHAPMAN FINANCIAL GROUP, LLC | 24,133 | 25,281 | +1,148 (+4.8%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,919 | 92,244 | +73,325 (+387.6%) |
| JANE STREET GROUP, LLC | 16,090 | 48,742 | +32,652 (+202.9%) |
| HOWE & RUSLING INC | 1,014 | 3,080 | +2,066 (+203.7%) |
| Mariner, LLC | 17,323 | 29,388 | +12,065 (+69.6%) |
| MAI Capital Management | 385 | 5,943 | +5,558 (+1443.6%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,596 | 6,468 | +4,872 (+305.3%) |
| LPL Financial LLC | 24,423 | 29,327 | +4,904 (+20.1%) |
| PNC Financial Services Group, Inc. | 4,011 | 7,220 | +3,209 (+80.0%) |
| Rockefeller Capital Management L.P. | 338 | 2,796 | +2,458 (+727.2%) |
| Allworth Financial LP | 54 | 2,268 | +2,214 (+4100.0%) |
| OSAIC HOLDINGS, INC. | 4,844 | 7,281 | +2,437 (+50.3%) |
| WELLS FARGO & COMPANY/MN | 315 | 1,736 | +1,421 (+451.1%) |
| MORGAN STANLEY | 4,136 | 5,245 | +1,109 (+26.8%) |
| Root Financial Partners, LLC | 457 | 858 | +401 (+87.7%) |
| ROYAL BANK OF CANADA | 3 | 822 | +819 (+27300.0%) |
| AE Wealth Management LLC | 206 | 246 | +40 (+19.4%) |
| HARBOUR INVESTMENTS, INC. | 811 | 825 | +14 (+1.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| CITADEL ADVISORS LLC | 75,313 | 59,155 | -16,158 (-21.5%) |
| CoreCap Advisors, LLC | 2,924 | 1,559 | -1,365 (-46.7%) |
| BANK OF AMERICA CORP /DE/ | 1,706 | 2 | -1,704 (-99.9%) |
| MERCER GLOBAL ADVISORS INC /ADV | 23,580 | 21,999 | -1,581 (-6.7%) |
| JONES FINANCIAL COMPANIES LLLP | 772 | 62 | -710 (-92.0%) |
| Farther Finance Advisors, LLC | 568 | 238 | -330 (-58.1%) |
| MCF Advisors LLC | 993 | 845 | -148 (-14.9%) |
| ASSETMARK, INC | 82 | 24 | -58 (-70.7%) |
| Clearstead Advisors, LLC | 32 | 12 | -20 (-62.5%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| John W. Brooker & Co., CPAs | 8,748 | $225 |
| Orin Green Financial, LLC | 11,352 | $292 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 10,140 | $261 |
| GOLDMAN SACHS GROUP INC | 34,453 | $886 |
| Steigerwald, Gordon & Koch Inc. | 926 | $24 |
| Larson Financial Group LLC | 1,402 | $36 |
| Aptus Capital Advisors, LLC | 1,040 | $27 |
| CULLEN/FROST BANKERS, INC. | 905 | $23 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 334 | $9 |
| CIBC Private Wealth Group, LLC | 260 | $7 |
| Wealthspire Advisors, LLC | 217 | $6 |
| UBS Group AG | 219 | $6 |
| HIGHLINE WEALTH PARTNERS LLC | 86 | $2 |
| AdvisorNet Financial, Inc | 35 | $1 |
| Compass Financial Services Inc | 24 | $1 |