SOLARMAX TECHNOLOGY INC

Ticker: SMXT CUSIP: 83419H103 Class: Common Stock

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (2)

Point72 Asset Management, L.P.
Value ($000) $9 Shares 11,154
JPMORGAN CHASE & CO
Value ($000) $0 Shares 75

Increased Positions (5)

GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $271 (-10.6%) Shares 329,889 (+14.3%)
BlackRock, Inc.
Value ($000) $79 (-2.5%) Shares 96,719 (+24.7%)
NORTHERN TRUST CORP
Value ($000) $89 (-9.9%) Shares 108,525 (+15.2%)
SBI Securities Co., Ltd.
Value ($000) $0 (+538.5%) Shares 101 (+741.7%)
BANK OF AMERICA CORP /DE/
Value ($000) $0 (+211.1%) Shares 34 (+277.8%)

Decreased Positions (10)

TWO SIGMA INVESTMENTS, LP
Value ($000) $51 (-78.3%) Shares 62,428 (-72.2%)
UBS Group AG
Value ($000) $10 (-92.4%) Shares 11,690 (-90.3%)
BARCLAYS PLC
Value ($000) $0 (-100.0%) Shares 1 (-100.0%)
Tower Research Capital LLC (TRC)
Value ($000) $3 (-59.4%) Shares 3,979 (-48.1%)
TWO SIGMA SECURITIES, LLC
Value ($000) $15 (-25.0%) Shares 18,847 (-4.0%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $32 (-23.4%) Shares 39,483 (-2.0%)
ROYAL BANK OF CANADA
Value ($000) $0 (-100.0%) Shares 85 (-94.3%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $0 (-56.6%) Shares 426 (-44.6%)
FMR LLC
Value ($000) $1 (-25.4%) Shares 878 (-4.7%)
CWM, LLC
Value ($000) $0 Shares 111 (-30.6%)

Exited Positions (9)

SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $32 Shares 30,041
TWO SIGMA ADVISERS, LP
Value ($000) $20 Shares 18,830
MILLENNIUM MANAGEMENT LLC
Value ($000) $16 Shares 15,526
GOLDMAN SACHS GROUP INC
Value ($000) $12 Shares 11,770
CITIGROUP INC
Value ($000) $11 Shares 10,846
NISA INVESTMENT ADVISORS, LLC
Value ($000) $0 Shares 162
EverSource Wealth Advisors, LLC
Value ($000) $0 Shares 13
MORGAN STANLEY
Value ($000) $0 Shares 11
True Wealth Design, LLC
Value ($000) $0 Shares 1