SWISS HELVETIA FD INC

CUSIP: 870875101 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (8)

ICON ADVISERS INC/CO
Value ($000) $3,395 Shares 545,899
Logan Stone Capital, LLC
Value ($000) $173 Shares 27,811
Almitas Capital LLC
Value ($000) $229 Shares 36,781
NIXON PEABODY TRUST CO
Value ($000) $261 Shares 42,024
TrueMark Investments, LLC
Value ($000) $95 Shares 15,276
Capital Investment Counsel, Inc
Value ($000) $93 Shares 14,961
Marex Group plc
Value ($000) $62 Shares 10,000
SageView Advisory Group, LLC
Value ($000) $29 Shares 4,700

Increased Positions (12)

North Ground Capital
Value ($000) $4,112 (+249.5%) Shares 661,145 (+241.6%)
CSS LLC/IL
Value ($000) $10,319 (+211.6%) Shares 1,659,007 (+204.6%)
Noble Wealth Management PBC
Value ($000) $634 (+92.3%) Shares 101,924 (+88.0%)
Bulldog Investors, LLP
Value ($000) $1,007 (+54.9%) Shares 161,903 (+51.4%)
Saba Capital Management, L.P.
Value ($000) $3,764 (+104.6%) Shares 605,224 (+100.0%)
RIVERNORTH CAPITAL MANAGEMENT, LLC
Value ($000) $2,718 (+18.1%) Shares 437,018 (+15.4%)
SIT INVESTMENT ASSOCIATES INC
Value ($000) $1 (+31550.0%) Shares 101,837 (+33845.7%)
GAMCO INVESTORS, INC. ET AL
Value ($000) $200 (+104.6%) Shares 32,096 (+100.0%)
OSAIC HOLDINGS, INC.
Value ($000) $77 (+159.8%) Shares 12,437 (+153.5%)
UBS Group AG
Value ($000) $131 (+52.2%) Shares 21,074 (+48.8%)
WELLS FARGO & COMPANY/MN
Value ($000) $66 (+9.9%) Shares 10,565 (+7.4%)
WINMILL & CO. INC
Value ($000) $21 (+6.1%) Shares 3,370 (+3.1%)

Decreased Positions (7)

Shaker Financial Services, LLC
Value ($000) $847 (-53.4%) Shares 136,198 (-54.4%)
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
Value ($000) $401 (-65.8%) Shares 64,513 (-66.5%)
GARDNER RUSSO & QUINN LLC
Value ($000) $910 (-65.5%) Shares 146,284 (-66.3%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $513 (+68561.3%) Shares 82,461 (-32.8%)
MORGAN STANLEY
Value ($000) $263 (-18.6%) Shares 42,272 (-20.5%)
PNC Financial Services Group, Inc.
Value ($000) $0 (-99.3%) Shares 24 (-99.4%)
BANK OF AMERICA CORP /DE/
Value ($000) $17 (-47.0%) Shares 2,790 (-48.2%)

Exited Positions (10)

UHLMANN PRICE SECURITIES, LLC
Value ($000) $679 Shares 111,654
Alpine Global Management, LLC
Value ($000) $532 Shares 87,500
Quarry LP
Value ($000) $456 Shares 75,080
Karpus Management, Inc.
Value ($000) $1,257 Shares 206,753
DELTA CAPITAL MANAGEMENT LLC
Value ($000) $0 Shares 33,363
BOOTHBAY FUND MANAGEMENT, LLC
Value ($000) $532 Shares 87,500
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $117 Shares 19,315
GUGGENHEIM CAPITAL LLC
Value ($000) $67 Shares 10,954
Federation des caisses Desjardins du Quebec
Value ($000) $11 Shares 1,829
CWM, LLC
Value ($000) $0 Shares 835