TEKLA HEALTHCARE OPPORTUNITI

CUSIP: 879105104 Class: SHS

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (31)

Heron Bay Capital Management
Value ($000) $11,339 (+33.5%) Shares 592,723 (+20.6%)
Next Level Private LLC
Value ($000) $1,189 (+56.9%) Shares 62,157 (+47.8%)
Westbourne Investment Advisors, Inc.
Value ($000) $748 (+19.2%) Shares 39,100 (+7.7%)
CoreCap Advisors, LLC
Value ($000) $242 (+1768.5%) Shares 12,667 (+1588.9%)
STEPHENS INC /AR/
Value ($000) $723 (+217.0%) Shares 37,790 (+186.5%)
Aviance Capital Partners, LLC
Value ($000) $1,604 (+13.5%) Shares 83,837 (+2.6%)
Private Advisor Group, LLC
Value ($000) $1,637 (+52.8%) Shares 85,573 (+38.1%)
WORLD EQUITY GROUP, INC.
Value ($000) $358 (+17.2%) Shares 18,700 (+5.9%)
STIFEL FINANCIAL CORP
Value ($000) $3,540 (+39.9%) Shares 185,057 (+26.5%)
Stonehage Fleming Financial Services Holdings Ltd
Value ($000) $598 (+32.7%) Shares 31,250 (+19.9%)
WEDBUSH SECURITIES INC
Value ($000) $3 (+28.3%) Shares 158,429 (+16.0%)
PNC Financial Services Group, Inc.
Value ($000) $466 (+757.7%) Shares 24,357 (+675.2%)
LPL Financial LLC
Value ($000) $6,357 (+18.3%) Shares 332,325 (+7.0%)
ROYAL BANK OF CANADA
Value ($000) $21,537 (+11.9%) Shares 1,125,857 (+1.2%)
UBS Group AG
Value ($000) $5,655 (+15.1%) Shares 295,613 (+4.1%)
Cetera Investment Advisers
Value ($000) $1,407 (+21.5%) Shares 73,536 (+9.8%)
B. Riley Wealth Advisors, Inc.
Value ($000) $516 (+15.9%) Shares 26,967 (+4.8%)
COMERICA BANK
Value ($000) $265 (+36.1%) Shares 13,836 (+23.1%)
D.A. DAVIDSON & CO.
Value ($000) $840 (+16.8%) Shares 43,891 (+5.5%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
Value ($000) $81 (+250.6%) Shares 4,224 (+216.9%)

Decreased Positions (28)

PMG Family Office LLC
Value ($000) $549 (-12.6%) Shares 28,702 (-21.0%)
Triumph Capital Management
Value ($000) $63 (-87.0%) Shares 3,301 (-88.2%)
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
Value ($000) $261 (-82.3%) Shares 13,650 (-84.0%)
Samalin Investment Counsel, LLC
Value ($000) $1,034 (+1.5%) Shares 54,052 (-8.3%)
PFG Investments, LLC
Value ($000) $277 (-30.8%) Shares 14,487 (-37.5%)
Tradition Wealth Management, LLC
Value ($000) $350 (-8.0%) Shares 18,311 (-16.8%)
WELLS FARGO & COMPANY/MN
Value ($000) $457 (-64.5%) Shares 23,874 (-67.9%)
MILLENNIUM MANAGEMENT LLC
Value ($000) $251 (-73.9%) Shares 13,132 (-76.4%)
OSAIC HOLDINGS, INC.
Value ($000) $787 (-26.6%) Shares 41,128 (-34.7%)
GUGGENHEIM CAPITAL LLC
Value ($000) $286 (-34.8%) Shares 14,976 (-41.1%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $19,845 (+8.1%) Shares 1,037,389 (-2.3%)
MORGAN STANLEY
Value ($000) $25,906 (+8.5%) Shares 1,354,223 (-2.0%)
Prospera Financial Services Inc
Value ($000) $356 (-17.7%) Shares 18,622 (-25.6%)
Steward Partners Investment Advisory, LLC
Value ($000) $2,112 (+3.4%) Shares 110,420 (-6.6%)
BANK OF AMERICA CORP /DE/
Value ($000) $1,958 (-1.7%) Shares 102,377 (-11.1%)
NWF Advisory Services Inc.
Value ($000) $216 (+0.3%) Shares 11,304 (-9.3%)
FIRST TRUST ADVISORS LP
Value ($000) $2,657 (+7.1%) Shares 138,911 (-3.2%)
Summit Financial, LLC
Value ($000) $779 (+5.6%) Shares 40,335 (-5.4%)
JANE STREET GROUP, LLC
Value ($000) $1,384 (+4.9%) Shares 72,354 (-5.2%)
Tactive Advisors, LLC
Value ($000) $201 (+7.0%) Shares 10,522 (-3.3%)

Exited Positions (17)