UBER TECHNOLOGIES INC

CUSIP: 90353TAM2 Class: NOTE 0.875%12/0

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Voya Investment Management LLC198,470,000$257,912
ADVENT CAPITAL MANAGEMENT /DE/142,238,000$184,945
Calamos Advisors LLC93,878,000$122,044
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP90,000,000$116,730
VICTORY CAPITAL MANAGEMENT INC69,123,000$89,770
CAMDEN ASSET MANAGEMENT L P /CA67,109,000$87,040
STEELHEAD PARTNERS LLC55,000,000$71,502
LAZARD ASSET MANAGEMENT LLC54,903,000$713
Universal- Beteiligungs- und Servicegesellschaft mbH50,933,000$66,302
TUDOR INVESTMENT CORP ET AL49,000,000$63,742
MACKAY SHIELDS LLC42,644,000$55,404
M&G PLC39,639,000$51,531
STATE STREET CORP36,807,000$47,903
FRANKLIN RESOURCES INC32,511,000$42,248
BlackRock, Inc.30,418,000$39,452
JPMORGAN CHASE & CO28,939,000$37,622
Nuveen, LLC24,474,000$31,743
BANK OF MONTREAL /CAN/24,000,000$31,278
WELLINGTON MANAGEMENT GROUP LLP23,900,000$31,071
CAPSTONE INVESTMENT ADVISORS, LLC23,871,000$31,020
SSI INVESTMENT MANAGEMENT LLC23,537,000$30,527
FMR LLC20,940,000$27,159
Aequim Alternative Investments LP20,000,000$25,990
SILVERBACK ASSET MANAGEMENT LLC19,000,000$24,688
MORGAN STANLEY17,562,000$22,778
ONTARIO TEACHERS PENSION PLAN BOARD15,000,000$19,451
KIM, LLC14,800,000$19,233
BANK OF AMERICA CORP /DE/13,917,000$18,050
Thrivent Financial for Lutherans13,340,000$17
Amundi12,850,000$1,666,645
BNP Paribas Investment Partners S.A.12,094,000$16
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt11,750,000$15,304
PIER 88 INVESTMENT PARTNERS LLC11,471,000$14,879
BARCLAYS PLC11,444,000$14,878
SUSQUEHANNA ADVISORS GROUP, INC.9,657,000$125
GOLDMAN SACHS GROUP INC9,627,000$12,486
Lombard Odier Asset Management (Europe) Ltd8,953,000$11,639
Invesco Ltd.8,725,000$11,316
MANUFACTURERS LIFE INSURANCE COMPANY, THE7,000,000$9,106
MIZUHO SECURITIES USA LLC6,115,000$8,303
Nicholas Investment Partners, LP6,090,000$7,899
RATIONAL ADVISORS LLC6,089,000$7,897
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND6,000,000$7,797
GABELLI FUNDS LLC5,480,000$7,124
BNP PARIBAS ARBITRAGE, SA5,474,000$7,100
CITIGROUP INC4,976,000$6,454
CONNING INC.4,750,000$6,190
LORD, ABBETT & CO. LLC4,681,000$6
Russell Investments Group, Ltd.4,448,000$5,786
INCOME RESEARCH & MANAGEMENT4,430,000$5,746
OFI INVEST ASSET MANAGEMENT4,000,000$4,430
WELLS FARGO & COMPANY/MN3,578,000$4,652
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$3,891
Walleye Capital LLC3,000,000$3,899
SHENKMAN CAPITAL MANAGEMENT INC2,746,000$3,570
Man Group plc2,415,000$3,140
RWC Asset Management LLP2,400,000$3,120
WESTWOOD HOLDINGS GROUP INC2,000,000$2,000
Warberg Asset Management LLC1,903,000$2,473
DEUTSCHE BANK AG\1,776,000$2,303
Zurcher Kantonalbank (Zurich Cantonalbank)1,500,000$1,953
AEGON USA Investment Management, LLC1,403,000$1,820
PALISADE CAPITAL MANAGEMENT, LP1,335,000$1,734
Bank of New York Mellon Corp1,250,000$1,625
Police & Firemen's Retirement System of New Jersey1,231,000$1,599
DNCA FINANCE1,010,000$1,314
LuminArx Capital Management LP1,000,000$1,300
AGF MANAGEMENT LTD950,000$1,232
Jefferies Financial Group Inc.753,000$979
FLOSSBACH VON STORCH AG700,000$911
Central Pacific Bank - Trust Division595,000$772
SEI INVESTMENTS CO482,000$625
Calamos Wealth Management LLC452,000$588
GAMCO INVESTORS, INC. ET AL320,000$416
LOOMIS SAYLES & CO L P247,506$20,224
NOMURA HOLDINGS INC226,460$18,504
OPPENHEIMER ASSET MANAGEMENT INC.158,000$205
&PARTNERS146,000$185
MML INVESTORS SERVICES, LLC51,000$66
STEPHENS INC /AR/48,000$62
Balboa Wealth Partners30,000$39
SG Americas Securities, LLC23,880$3
LPL Financial LLC23,000$30
Virtus ETF Advisers LLC20,000$26
UBS Group AG19,000$25
NewEdge Advisors, LLC15,000$19
K2 PRINCIPAL FUND, L.P.8,000$10,400
CoreCap Advisors, LLC5,000$7
BARTLETT & CO. WEALTH MANAGEMENT LLC5,000$7
Alken Asset Management Ltd4,150$5
Steward Partners Investment Advisory, LLC2,000$3
Laffer Tengler Investments, Inc.1,780$2,315
ODDO BHF ASSET MANAGEMENT SAS508$661
Total (93 institutions)1,538,890,284$3,577,694