CUSIP: 90353TAM2 Class: NOTE 0.875%12/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| K2 PRINCIPAL FUND, L.P. | 8,000 | $10,400 |
| Amundi | 12,850,000 | $1,666,645 |
| MIZUHO SECURITIES USA LLC | 6,115,000 | $8,303 |
| ODDO BHF ASSET MANAGEMENT SAS | 508 | $661 |
| Calamos Wealth Management LLC | 452,000 | $588 |
| BARCLAYS PLC | 11,444,000 | $14,878 |
| MML INVESTORS SERVICES, LLC | 51,000 | $66 |
| UBS Group AG | 19,000 | $25 |
| NewEdge Advisors, LLC | 15,000 | $19 |
| CoreCap Advisors, LLC | 5,000 | $7 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SILVERBACK ASSET MANAGEMENT LLC | 16,500,000 | 19,000,000 | +2,500,000 (+15.2%) |
| Lombard Odier Asset Management (Europe) Ltd | 94,560 | 8,953,000 | +8,858,440 (+9368.1%) |
| Alken Asset Management Ltd | 3,450 | 4,150 | +700 (+20.3%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 125,451,000 | 142,238,000 | +16,787,000 (+13.4%) |
| STEELHEAD PARTNERS LLC | 52,000,000 | 55,000,000 | +3,000,000 (+5.8%) |
| INCOME RESEARCH & MANAGEMENT | 4,005,000 | 4,430,000 | +425,000 (+10.6%) |
| KIM, LLC | 10,000,000 | 14,800,000 | +4,800,000 (+48.0%) |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 87,500,000 | 90,000,000 | +2,500,000 (+2.9%) |
| Voya Investment Management LLC | 7,500,000 | 198,470,000 | +190,970,000 (+2546.3%) |
| Warberg Asset Management LLC | 331,000 | 1,903,000 | +1,572,000 (+474.9%) |
| Aequim Alternative Investments LP | 15,000,000 | 20,000,000 | +5,000,000 (+33.3%) |
| LOOMIS SAYLES & CO L P | 102,449 | 247,506 | +145,057 (+141.6%) |
| TUDOR INVESTMENT CORP ET AL | 44,000,000 | 49,000,000 | +5,000,000 (+11.4%) |
| VICTORY CAPITAL MANAGEMENT INC | 58,449,000 | 69,123,000 | +10,674,000 (+18.3%) |
| Central Pacific Bank - Trust Division | 504,000 | 595,000 | +91,000 (+18.1%) |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 3,500,000 | 6,000,000 | +2,500,000 (+71.4%) |
| BANK OF MONTREAL /CAN/ | 16,500,000 | 24,000,000 | +7,500,000 (+45.5%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 49,358,000 | 50,933,000 | +1,575,000 (+3.2%) |
| GOLDMAN SACHS GROUP INC | 318,000 | 9,627,000 | +9,309,000 (+2927.4%) |
| Police & Firemen's Retirement System of New Jersey | 689,000 | 1,231,000 | +542,000 (+78.7%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| CAMDEN ASSET MANAGEMENT L P /CA | 102,609,000 | 67,109,000 | -35,500,000 (-34.6%) |
| PIER 88 INVESTMENT PARTNERS LLC | 12,721,000 | 11,471,000 | -1,250,000 (-9.8%) |
| Laffer Tengler Investments, Inc. | 17,820 | 1,780 | -16,040 (-90.0%) |
| SSI INVESTMENT MANAGEMENT LLC | 24,444,000 | 23,537,000 | -907,000 (-3.7%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 6,093,000 | 2,746,000 | -3,347,000 (-54.9%) |
| Nicholas Investment Partners, LP | 8,190,000 | 6,090,000 | -2,100,000 (-25.6%) |
| RATIONAL ADVISORS LLC | 7,339,000 | 6,089,000 | -1,250,000 (-17.0%) |
| Calamos Advisors LLC | 95,658,000 | 93,878,000 | -1,780,000 (-1.9%) |
| Jefferies Financial Group Inc. | 3,293,000 | 753,000 | -2,540,000 (-77.1%) |
| M&G PLC | 40,687,000 | 39,639,000 | -1,048,000 (-2.6%) |
| Nuveen, LLC | 42,000,000 | 24,474,000 | -17,526,000 (-41.7%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 26,371,000 | 23,871,000 | -2,500,000 (-9.5%) |
| SUSQUEHANNA ADVISORS GROUP, INC. | 50,829,000 | 9,657,000 | -41,172,000 (-81.0%) |
| BNP PARIBAS ARBITRAGE, SA | 9,331,000 | 5,474,000 | -3,857,000 (-41.3%) |
| WELLINGTON MANAGEMENT GROUP LLP | 29,468,000 | 23,900,000 | -5,568,000 (-18.9%) |
| JPMORGAN CHASE & CO | 35,672,000 | 28,939,000 | -6,733,000 (-18.9%) |
| BANK OF AMERICA CORP /DE/ | 19,253,000 | 13,917,000 | -5,336,000 (-27.7%) |
| Invesco Ltd. | 11,225,000 | 8,725,000 | -2,500,000 (-22.3%) |
| DEUTSCHE BANK AG\ | 2,514,000 | 1,776,000 | -738,000 (-29.4%) |
| CITIGROUP INC | 5,369,000 | 4,976,000 | -393,000 (-7.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Lombard Odier Asset Management (Switzerland) SA | 16,340 | $15,125 |
| Alpine Global Management, LLC | 1,000 | $1,473 |
| CSS LLC/IL | 3,116,000 | $4,581 |
| TWO SIGMA INVESTMENTS, LP | 20,700,000 | $30,429 |
| Point72 Asset Management, L.P. | 19,000,000 | $27,975 |
| OAKTREE CAPITAL MANAGEMENT LP | 1,503,000 | $2,213 |
| Parallax Volatility Advisers, L.P. | 8,990,000 | $13,215 |
| MILLENNIUM MANAGEMENT LLC | 13,500,000 | $19,866 |
| CITADEL ADVISORS LLC | 29,000,000 | $42,680 |
| D. E. Shaw & Co., Inc. | 8,500,000 | $12,511 |
| AMERIPRISE FINANCIAL INC | 13,500,000 | $19,845 |
| MACQUARIE GROUP LTD | 1,600,000 | $2,335 |
| TORONTO DOMINION BANK | 1,653,000 | $2,433 |
| FIFTH THIRD BANCORP | 9,000 | $1,323 |