UPSTART HLDGS INC

CUSIP: 91680MAF4 Class: NOTE 1.000%11/1

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LINDEN ADVISORS LP163,302,000$142,655
WHITEBOX ADVISORS LLC60,730,000$52,911
Context Capital Management, LLC60,174,000$52,727
D. E. Shaw & Co., Inc.38,874,000$33,894
MACKAY SHIELDS LLC25,168,000$22,053
Jump Financial, LLC22,850,000$19,909
Nuveen, LLC21,352,000$18,603
FMR LLC16,337,000$14,234
Jefferies Financial Group Inc.11,129,000$9,694
MILLENNIUM MANAGEMENT LLC10,425,000$9,102
STATE STREET CORP10,250,000$9,020
BlueCrest Capital Management Ltd10,000,000$8,800
ADVENT CAPITAL MANAGEMENT /DE/9,118,000$8,002
BANK OF AMERICA CORP /DE/9,110,000$7,937
BlackRock, Inc.6,011,000$5,237
OFI INVEST ASSET MANAGEMENT4,000,000$3,001
Universal- Beteiligungs- und Servicegesellschaft mbH3,100,000$2,760
STATE OF WISCONSIN INVESTMENT BOARD3,000,000$2,614
RWC Asset Management LLP2,860,000$2,493
ZAZOVE ASSOCIATES LLC2,500,000$2,200
WELLINGTON MANAGEMENT GROUP LLP2,345,000$2,061
Man Group plc2,120,000$1,863
LuminArx Capital Management LP1,500,000$1,314
Zurcher Kantonalbank (Zurich Cantonalbank)1,300,000$1,174
BNP PARIBAS ARBITRAGE, SA1,187,000$1,034
BNP Paribas Investment Partners S.A.1,150,000$1
DEUTSCHE BANK AG\793,000$691
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt500,000$440
SEI INVESTMENTS CO221,000$193
JPMORGAN CHASE & CO167,000$146
Calamos Advisors LLC25,000$22
INSIGNEO ADVISORY SERVICES, LLC20,000$17
SG Americas Securities, LLC15,000$1
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC14,000$13
RAYMOND JAMES FINANCIAL INC11,000$10
ROYAL BANK OF CANADA6,200$5
Total (36 institutions)501,664,200$436,831