UPSTART HLDGS INC

CUSIP: 91680MAF4 Class: NOTE 1.000%11/1

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (35)

Context Capital Management, LLC
Value ($000) $52,727 Shares 60,174,000
LINDEN ADVISORS LP
Value ($000) $142,655 Shares 163,302,000
WHITEBOX ADVISORS LLC
Value ($000) $52,911 Shares 60,730,000
MACKAY SHIELDS LLC
Value ($000) $22,053 Shares 25,168,000
Jump Financial, LLC
Value ($000) $19,909 Shares 22,850,000
BlueCrest Capital Management Ltd
Value ($000) $8,800 Shares 10,000,000
ZAZOVE ASSOCIATES LLC
Value ($000) $2,200 Shares 2,500,000
ADVENT CAPITAL MANAGEMENT /DE/
Value ($000) $8,002 Shares 9,118,000
RWC Asset Management LLP
Value ($000) $2,493 Shares 2,860,000
Jefferies Financial Group Inc.
Value ($000) $9,694 Shares 11,129,000
OFI INVEST ASSET MANAGEMENT
Value ($000) $3,001 Shares 4,000,000
D. E. Shaw & Co., Inc.
Value ($000) $33,894 Shares 38,874,000
Nuveen, LLC
Value ($000) $18,603 Shares 21,352,000
MILLENNIUM MANAGEMENT LLC
Value ($000) $9,102 Shares 10,425,000
STATE OF WISCONSIN INVESTMENT BOARD
Value ($000) $2,614 Shares 3,000,000
Universal- Beteiligungs- und Servicegesellschaft mbH
Value ($000) $2,760 Shares 3,100,000
FMR LLC
Value ($000) $14,234 Shares 16,337,000
Man Group plc
Value ($000) $1,863 Shares 2,120,000
BANK OF AMERICA CORP /DE/
Value ($000) $7,937 Shares 9,110,000
STATE STREET CORP
Value ($000) $9,020 Shares 10,250,000