VANECK ETF TRUST

Ticker: SMOT CUSIP: 92189H730 Class: MORNINGSTAR SMID

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
GREAT LAKES ADVISORS, LLC1,134,513$41,069
LPL Financial LLC1,096,786$39,704
Gradient Investments LLC822,960$29,791
MORGAN STANLEY602,220$21,800
FINANCIAL MANAGEMENT NETWORK INC560,002$20,406
BANK OF AMERICA CORP /DE/429,579$15,551
UNITED CAPITAL FINANCIAL ADVISORS, LLC339,937$12,309
Mesirow Financial Investment Management, Inc.215,235$7,791
RAYMOND JAMES FINANCIAL INC190,360$6,891
MML INVESTORS SERVICES, LLC139,784$5,060
FOCUSED ALPHA, LLC105,350$3,814
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC93,442$3,500
JONES FINANCIAL COMPANIES LLLP91,172$3,300
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC80,942$3
Family Office Research LLC66,806$2,444
MERCER GLOBAL ADVISORS INC /ADV65,991$2,389
Stegent Equity Advisors, Inc.65,858$2,384
Creekside Partners64,603$2,339
Prospera Financial Services Inc64,030$2,318
Cetera Investment Advisers62,933$2,278
TPG Advisors LLC61,702$2,234
TRUE Private Wealth Advisors56,244$2,036
Cambridge Investment Research Advisors, Inc.53,004$2
STEPHENS INC /AR/49,368$1,787
STIFEL FINANCIAL CORP48,964$1,772
Brown Financial Advisors48,398$1,752
Steward Partners Investment Advisory, LLC47,167$1,707
FIRST FOUNDATION ADVISORS45,767$1,657
PURSUE WEALTH PARTNERS LLC44,601$1,615
Kestra Advisory Services, LLC44,577$1,614
Vise Technologies, Inc.36,082$1,306
Stonebridge Financial Planning Group, LLC32,174$1,165
Beaumont Financial Advisors, LLC31,866$1,154
HighTower Advisors, LLC28,134$1,018
EP Wealth Advisors, LLC27,265$987
Paladin Wealth, LLC27,125$982
Farther Finance Advisors, LLC25,667$929
COMMONWEALTH EQUITY SERVICES, LLC24,825$899
Bank of New Hampshire23,926$866
Mattson Financial Services, LLC22,703$822
Coordinated Financial Services, Inc.22,118$801
Stiles Financial Services Inc21,923$794
Argent Trust Co21,750$787
First Financial Group Corp21,563$781
Acorn Wealth Advisors, LLC21,529$779
MAI Capital Management20,061$726
Comprehensive Financial Consultants Institutional, Inc.19,825$718
WOODMONT INVESTMENT COUNSEL LLC19,450$704
Equitable Holdings, Inc.19,366$701
IRON Financial LLC17,354$628
Mariner, LLC14,687$532
AlphaCore Capital LLC14,350$519
IHT Wealth Management, LLC14,025$508
CITADEL ADVISORS LLC13,813$500
Tranquility Partners, LLC13,338$483
Janney Montgomery Scott LLC12,150$0
Principle Wealth Partners LLC11,904$431
Essex Financial Services, Inc.11,771$426
Atlas Wealth LLC11,374$412
COMERICA BANK10,608$384
OPPENHEIMER & CO INC10,126$367
ROYAL BANK OF CANADA9,907$359
Capital Analysts, LLC9,697$0
Copley Financial Group, Inc.9,281$336
CALTON & ASSOCIATES, INC.8,813$319
A4 Wealth Advisors LLC8,729$316
HRT FINANCIAL LP8,704$0
ROVIN CAPITAL /UT/ /ADV8,503$0
Private Advisor Group, LLC8,280$300
NewEdge Advisors, LLC8,156$295
Fermata Advisors, LLC8,101$293
Soundwatch Capital LLC7,754$281
Capital Investment Advisory Services, LLC7,509$272
Sanctuary Advisors, LLC6,763$245
Etesian Wealth Advisors, Inc.6,564$238
SageView Advisory Group, LLC6,561$238
Thrivent Financial for Lutherans6,097$0
IFP Advisors, Inc4,364$158
OSAIC HOLDINGS, INC.2,858$103
BlackRock, Inc.2,842$103
UBS ASSET MANAGEMENT AMERICAS INC2,003$73
PRIVATE TRUST CO NA1,659$60
SRS Capital Advisors, Inc.1,382$50
Allworth Financial LP1,147$42
Geneos Wealth Management Inc.1,115$40
EASTERN BANK1,000$36
FMR LLC931$34
1620 INVESTMENT ADVISORS, INC.835$30
UBS Group AG707$26
FAS Wealth Partners, Inc.642$23
ASSETMARK, INC569$21
Hilton Head Capital Partners, LLC500$18
HARBOUR INVESTMENTS, INC.463$17
BROWN BROTHERS HARRIMAN & CO412$15
JPMORGAN CHASE & CO335$12
OLD SECOND NATIONAL BANK OF AURORA320$12
Smartleaf Asset Management LLC250$9
GPS Wealth Strategies Group, LLC230$8
WELLS FARGO & COMPANY/MN150$5
VAN ECK ASSOCIATES CORP124$0
7 other institutions366$13
Total (107 institutions)7,569,770$267,826