VIRTUS CONVERTIBLE & INC FD

CUSIP: 92838U801 Class: COM NEW

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY2,788,267$38,422
Advisors Asset Management, Inc.1,052,148$14,499
Penserra Capital Management LLC561,875$8
Congress Park Capital LLC520,115$7,167
COHEN & STEERS, INC.285,042$4
LPL Financial LLC270,520$3,728
GUGGENHEIM CAPITAL LLC224,609$3,095
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC144,549$1,992
BANK OF AMERICA CORP /DE/127,229$1,753
OSAIC HOLDINGS, INC.106,533$1,468
ENVESTNET ASSET MANAGEMENT INC91,128$1,256
PARK AVENUE SECURITIES LLC89,627$1
OPPENHEIMER & CO INC80,338$1,107
ROYAL BANK OF CANADA77,771$1,072
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC59,355$843
RAYMOND JAMES FINANCIAL INC59,013$813
SUSQUEHANNA INTERNATIONAL GROUP, LLP56,670$781
Invesco Ltd.56,243$775
Private Advisor Group, LLC53,027$731
WOLVERINE ASSET MANAGEMENT LLC52,729$727
Kestra Advisory Services, LLC43,272$596
Twelve Points Wealth Management LLC39,123$559
Merit Financial Group, LLC36,731$506
Robinson Capital Management, LLC35,467$489
COMMONWEALTH EQUITY SERVICES, LLC27,581$380
UBS Group AG25,646$353
Cambridge Investment Research Advisors, Inc.23,715$0
NewEdge Advisors, LLC19,350$267
Closed-End Fund Advisors, Inc.16,956$234
INTEGRATED CAPITAL MANAGEMENT, INC.16,126$222
CHOREO, LLC13,729$192
ACCREDITED INVESTOR SERVICES, LLC13,054$180
INSIGNEO ADVISORY SERVICES, LLC12,875$177
READYSTATE ASSET MANAGEMENT LP12,614$174
WELLS FARGO & COMPANY/MN11,590$160
PFG Investments, LLC11,390$157
HighTower Advisors, LLC10,824$149
CoreCap Advisors, LLC10,530$145
HOLLENCREST CAPITAL MANAGEMENT10,338$142
Global Retirement Partners, LLC9,535$131
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC7,515$104
Pinnacle Wealth Planning Services, Inc.4,196$58
COMERICA BANK1,931$27
WPG Advisers, LLC1,550$21
Allworth Financial LP1,412$19
Crews Bank & Trust1,250$17
CWM, LLC1,206$0
FLAGSHIP HARBOR ADVISORS, LLC966$13
Kilter Group LLC945$13
HighMark Wealth Management LLC767$11
GHP Investment Advisors, Inc.750$10
EverSource Wealth Advisors, LLC700$10
Fortitude Family Office, LLC625$9
Indiana Trust & Investment Management CO581$8
Garton & Associates Financial Advisors LLC456$6
ASSETMARK, INC109$2
HIGHLINE WEALTH PARTNERS LLC75$1
Total (57 institutions)7,182,268$85,784