VIRTUS CONVERTIBLE & INC FD

CUSIP: 92838U801 Class: COM NEW

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (5)

READYSTATE ASSET MANAGEMENT LP

Value ($000) $174 Shares 12,614

Pinnacle Wealth Planning Services, Inc.

Value ($000) $58 Shares 4,196

Global Retirement Partners, LLC

Value ($000) $131 Shares 9,535

Indiana Trust & Investment Management CO

Value ($000) $8 Shares 581

FLAGSHIP HARBOR ADVISORS, LLC

Value ($000) $13 Shares 966

Institution	Shares	Value ($000)
READYSTATE ASSET MANAGEMENT LP	12,614	$174
Pinnacle Wealth Planning Services, Inc.	4,196	$58
Global Retirement Partners, LLC	9,535	$131
Indiana Trust & Investment Management CO	581	$8
FLAGSHIP HARBOR ADVISORS, LLC	966	$13

Increased Positions (15)

Congress Park Capital LLC

Value ($000) $7,167 (+2.4%) Shares 520,115 (+1.6%)

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Value ($000) $1,992 (+20.3%) Shares 144,549 (+19.5%)

Advisors Asset Management, Inc.

Value ($000) $14,499 (+23.8%) Shares 1,052,148 (+22.9%)

GUGGENHEIM CAPITAL LLC

Value ($000) $3,095 (+86.9%) Shares 224,609 (+85.5%)

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

Value ($000) $104 (+4981.3%) Shares 7,515 (+4943.6%)

WOLVERINE ASSET MANAGEMENT LLC

Value ($000) $727 (+173.7%) Shares 52,729 (+171.7%)

LPL Financial LLC

Value ($000) $3,728 (+21.6%) Shares 270,520 (+20.7%)

Kestra Advisory Services, LLC

Value ($000) $596 (+67.9%) Shares 43,272 (+66.6%)

Penserra Capital Management LLC

Value ($000) $8 (+8.1%) Shares 561,875 (+7.4%)

Private Advisor Group, LLC

Value ($000) $731 (+4.2%) Shares 53,027 (+3.5%)

BANK OF AMERICA CORP /DE/

Value ($000) $1,753 (+2.3%) Shares 127,229 (+1.6%)

PFG Investments, LLC

Value ($000) $157 (+9.7%) Shares 11,390 (+8.9%)

CoreCap Advisors, LLC

Value ($000) $145 (+10.9%) Shares 10,530 (+10.1%)

HighMark Wealth Management LLC

Value ($000) $11 (+3.3%) Shares 767 (+2.5%)

CWM, LLC

Value ($000) $0 (+21.4%) Shares 1,206 (+17.8%)

Institution	Prev Shares	Curr Shares	Change
Congress Park Capital LLC	511,794	520,115	+8,321 (+1.6%)
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	121,010	144,549	+23,539 (+19.5%)
Advisors Asset Management, Inc.	855,843	1,052,148	+196,305 (+22.9%)
GUGGENHEIM CAPITAL LLC	121,053	224,609	+103,556 (+85.5%)
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	149	7,515	+7,366 (+4943.6%)
WOLVERINE ASSET MANAGEMENT LLC	19,405	52,729	+33,324 (+171.7%)
LPL Financial LLC	224,132	270,520	+46,388 (+20.7%)
Kestra Advisory Services, LLC	25,967	43,272	+17,305 (+66.6%)
Penserra Capital Management LLC	523,378	561,875	+38,497 (+7.4%)
Private Advisor Group, LLC	51,252	53,027	+1,775 (+3.5%)
BANK OF AMERICA CORP /DE/	125,244	127,229	+1,985 (+1.6%)
PFG Investments, LLC	10,463	11,390	+927 (+8.9%)
CoreCap Advisors, LLC	9,561	10,530	+969 (+10.1%)
HighMark Wealth Management LLC	748	767	+19 (+2.5%)
CWM, LLC	1,024	1,206	+182 (+17.8%)

Decreased Positions (17)

Twelve Points Wealth Management LLC

Value ($000) $559 (-13.8%) Shares 39,123 (-17.5%)

ACCREDITED INVESTOR SERVICES, LLC

Value ($000) $180 (-7.2%) Shares 13,054 (-7.9%)

OPPENHEIMER & CO INC

Value ($000) $1,107 (-22.8%) Shares 80,338 (-23.3%)

MORGAN STANLEY

Value ($000) $38,422 (-3.3%) Shares 2,788,267 (-4.0%)

Invesco Ltd.

Value ($000) $775 (-42.2%) Shares 56,243 (-42.6%)

OSAIC HOLDINGS, INC.

Value ($000) $1,468 (-11.2%) Shares 106,533 (-12.2%)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $781 (-8.1%) Shares 56,670 (-8.8%)

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Value ($000) $843 (-3.0%) Shares 59,355 (-5.2%)

HighTower Advisors, LLC

Value ($000) $149 (-15.9%) Shares 10,824 (-16.5%)

WELLS FARGO & COMPANY/MN

Value ($000) $160 (-14.1%) Shares 11,590 (-14.7%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $1,256 (-1.3%) Shares 91,128 (-2.0%)

CHOREO, LLC

Value ($000) $192 (-3.6%) Shares 13,729 (-5.5%)

Merit Financial Group, LLC

Value ($000) $506 (-1.1%) Shares 36,731 (-1.8%)

COMERICA BANK

Value ($000) $27 (-17.8%) Shares 1,931 (-18.4%)

Kilter Group LLC

Value ($000) $13 (-8.1%) Shares 945 (-8.8%)

WPG Advisers, LLC

Value ($000) $21 (-3.0%) Shares 1,550 (-3.7%)

PARK AVENUE SECURITIES LLC

Value ($000) $1 (-2.1%) Shares 89,627 (-2.8%)

Institution	Prev Shares	Curr Shares	Change
Twelve Points Wealth Management LLC	47,397	39,123	-8,274 (-17.5%)
ACCREDITED INVESTOR SERVICES, LLC	14,175	13,054	-1,121 (-7.9%)
OPPENHEIMER & CO INC	104,783	80,338	-24,445 (-23.3%)
MORGAN STANLEY	2,904,110	2,788,267	-115,843 (-4.0%)
Invesco Ltd.	97,946	56,243	-41,703 (-42.6%)
OSAIC HOLDINGS, INC.	121,271	106,533	-14,738 (-12.2%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	62,111	56,670	-5,441 (-8.8%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	62,616	59,355	-3,261 (-5.2%)
HighTower Advisors, LLC	12,962	10,824	-2,138 (-16.5%)
WELLS FARGO & COMPANY/MN	13,594	11,590	-2,004 (-14.7%)
ENVESTNET ASSET MANAGEMENT INC	92,977	91,128	-1,849 (-2.0%)
CHOREO, LLC	14,533	13,729	-804 (-5.5%)
Merit Financial Group, LLC	37,408	36,731	-677 (-1.8%)
COMERICA BANK	2,366	1,931	-435 (-18.4%)
Kilter Group LLC	1,036	945	-91 (-8.8%)
WPG Advisers, LLC	1,609	1,550	-59 (-3.7%)
PARK AVENUE SECURITIES LLC	92,214	89,627	-2,587 (-2.8%)

Exited Positions (6)

Marshall & Sterling Wealth Advisors Inc.

Value ($000) $28 Shares 2,062

JANE STREET GROUP, LLC

Value ($000) $357 Shares 26,082

Mariner, LLC

Value ($000) $144 Shares 10,498

Newbridge Financial Services Group, Inc.

Value ($000) $10 Shares 750

Advisory Services Network, LLC

Value ($000) $2 Shares 112

FMR LLC

Value ($000) $0 Shares 3

Institution	Prev Shares	Prev Value ($000)
Marshall & Sterling Wealth Advisors Inc.	2,062	$28
JANE STREET GROUP, LLC	26,082	$357
Mariner, LLC	10,498	$144
Newbridge Financial Services Group, Inc.	750	$10
Advisory Services Network, LLC	112	$2
FMR LLC	3	$0