Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value: $241M (48.5% shares, 51.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 227,000 | $46.86M | 19.5% | $206.43 | — | — | Put | 78462F103 |
| — | GENCORP INC | 7,750,000 | $19.95M | 8.3% | $2.57 | $1.96 | — | SDCV 4.062%12/3 | 368682AN0 |
| — | ENDO HEALTH SOLUTIONS INC | 6,372,000 | $19.3M | 8.0% | $3.03 | $2.56 | — | NOTE 1.750% 4/1 | 29264FAB2 |
| — | OMNICARE CAP TR II | 200,000 | $19.03M | 7.9% | $95.15 | $75.93 | — | PFD B TR 4.00% | 68214Q200 |
| — | MEDIVATION INC | 7,575,000 | $19.02M | 7.9% | $2.51 | $2.15 | — | NOTE 2.625% 4/0 | 58501NAA9 |
| — | WESCO INTL INC | 6,690,000 | $16.53M | 6.9% | $2.47 | $2.88 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | TEREX CORP NEW | 8,778,000 | $14.43M | 6.0% | $1.64 | $1.93 | — | NOTE 4.000% 6/0 | 880779AV5 |
| — | SALIX PHARMACEUTICALS INC | 3,750,000 | $9.968M | 4.1% | $2.66 | $2.66 | — | NOTE 1.500% 3/1 | 795435AE6 |
| — | RITE AID CORP | 2,015,000 | $6.768M | 2.8% | $3.36 | $2.92 | — | NOTE 8.500% 5/1 | 767754BU7 |
| — | ANNALY CAP MGMT INC | 6,000,000 | $6.015M | 2.5% | $1.00 | $1.01 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | UNITED THERAPEUTICS CORP DEL | 1,500,000 | $5.404M | 2.2% | $3.60 | $3.60 | — | NOTE 1.000% 9/1 | 91307CAF9 |
| — | MYLAN INC | 825,000 | $3.668M | 1.5% | $4.45 | $4.45 | — | NOTE 3.750% 9/1 | 628530AJ6 |
| — | BARCLAYS BK PLC | 120,000 | $3.076M | 1.3% | $25.63 | $28.02 | — | IPATH S&P500 VIX | 06742E711 |
| — | WELLS FARGO & CO NEW | 2,500 | $3.05M | 1.3% | $1220.00 | $1220.00 | — | PERP PFD CNV A | 949746804 |
| — | DIREXION SHS ETF TR | 300,000 | $3.033M | 1.3% | $10.11 | $13.53 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | NEOTHETICS INC | 303,420 | $2.491M | 1.0% | $8.21 | $7.48 | — | COM | 64066G101 |
| — | SPECTRANETICS CORP | 1,650,000 | $2.136M | 0.9% | $1.29 | $1.24 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | PROSHARES TR | 50,000 | $1.8M | 0.7% | $36.00 | $36.00 | — | ULTRAPRO SHORT S | 74348A442 |
| OM2 | ORTHOFIX INTL N V | 36,000 | $1.292M | 0.5% | $35.89 | $32.48 | — | COM | N6748L102 |
| — | ALEXION PHARMACEUTICALS INC | 6,500 | $1.126M | 0.5% | $173.23 | $173.23 | — | COM | 015351109 |
| — | IMPRIVATA INC | 75,000 | $1.05M | 0.4% | $14.00 | $13.63 | — | COM | 45323J103 |
| — | WEBMD HEALTH CORP | 23,500 | $1.03M | 0.4% | $43.83 | $43.83 | — | COM | 94770V102 |
| — | ATHENAHEALTH INC | 8,500 | $1.015M | 0.4% | $119.41 | $119.41 | — | COM | 04685W103 |
| — | EVINE LIVE INC | 140,000 | $939K | 0.4% | $6.71 | $6.62 | — | CL A | 300487105 |
| — | ADVISORY BRD CO | 16,000 | $852K | 0.4% | $53.25 | $53.25 | — | COM | 00762W107 |
| — | VOCERA COMMUNICATIONS INC | 85,000 | $843K | 0.3% | $9.92 | $9.92 | — | COM | 92857F107 |
| — | EXPRESS SCRIPTS HLDG CO | 9,000 | $781K | 0.3% | $86.78 | $86.78 | — | COM | 30219G108 |
| — | INCONTACT INC | 71,624 | $781K | 0.3% | $10.90 | $10.30 | — | COM | 45336E109 |
| — | ROYAL GOLD INC | 730,000 | $751K | 0.3% | $1.03 | $1.07 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | HEALTHWAYS INC | 35,000 | $690K | 0.3% | $19.71 | $19.71 | — | COM | 422245100 |
| — | MELLANOX TECHNOLOGIES LTD | 15,000 | $680K | 0.3% | $45.33 | $44.36 | — | SHS | M51363113 |
| GPRO | GOPRO INC | 15,000 | $651K | 0.3% | $43.40 | $47.16 | -8.0% | CL A | 38268T103 |
| — | RUCKUS WIRELESS INC | 50,000 | $644K | 0.3% | $12.88 | $12.66 | — | COM | 781220108 |
| — | QUALITY SYS INC | 40,000 | $639K | 0.3% | $15.97 | $15.72 | — | COM | 747582104 |
| — | TWITTER INC | 12,500 | $626K | 0.3% | $50.08 | $50.08 | — | COM | 90184L102 |
| RNG | RINGCENTRAL INC | 40,000 | $613K | 0.3% | $15.32 | $12.55 | +22.1% | CL A | 76680R206 |
| — | UNILIFE CORP NEW | 150,000 | $602K | 0.2% | $4.01 | $4.01 | — | COM | 90478E103 |
| — | SUNEDISON INC | 25,000 | $600K | 0.2% | $24.00 | $22.87 | — | COM | 86732Y109 |
| — | BENEFITFOCUS INC | 15,500 | $570K | 0.2% | $36.77 | $36.77 | — | COM | 08180D106 |
| — | TANDEM DIABETES CARE INC | 45,000 | $568K | 0.2% | $12.62 | $12.99 | — | COM | 875372104 |
| PODD | INSULET CORP | 16,500 | $550K | 0.2% | $33.33 | $33.75 | -1.2% | COM | 45784P101 |
| — | OREXIGEN THERAPEUTICS INC | 70,000 | $548K | 0.2% | $7.83 | $7.83 | — | COM | 686164104 |
| — | VIVINT SOLAR INC | 45,000 | $546K | 0.2% | $12.13 | $10.53 | — | COM | 92854Q106 |
| — | BIODELIVERY SCIENCES INTL IN | 48,000 | $504K | 0.2% | $10.50 | $10.50 | — | COM | 09060J106 |
| CSIQ | CANADIAN SOLAR INC | 15,000 | $501K | 0.2% | $33.40 | $28.06 | +19.0% | COM | 136635109 |
| — | CYPRESS SEMICONDUCTOR CORP | 35,000 | $494K | 0.2% | $14.11 | $14.11 | — | COM | 232806109 |
| PDFS | PDF SOLUTIONS INC | 27,500 | $493K | 0.2% | $17.93 | $14.26 | +25.7% | COM | 693282105 |
| — | AEGERION PHARMACEUTICALS INC | 18,000 | $471K | 0.2% | $26.17 | $26.17 | — | COM | 00767E102 |
| — | LHC GROUP INC | 14,000 | $462K | 0.2% | $33.00 | $33.00 | — | COM | 50187A107 |
| — | ZULILY INC | 35,000 | $455K | 0.2% | $13.00 | $13.00 | — | CL A | 989774104 |
| — | MARKETO INC | 17,500 | $448K | 0.2% | $25.60 | $25.60 | — | COM | 57063L107 |
| HBIO | HARVARD BIOSCIENCE INC | 75,000 | $437K | 0.2% | $5.83 * | $5.37 | 0.0% | COM | 416906105 |
| ATRC | ATRICURE INC | 21,000 | $430K | 0.2% | $20.48 | $17.65 | +16.1% | COM | 04963C209 |
| TSEM | TOWER SEMICONDUCTOR LTD | 25,000 | $425K | 0.2% | $17.00 | $11.63 | +46.0% | SHS NEW | M87915274 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 29,750 | $419K | 0.2% | $14.08 | $13.67 | — | ORD SHS | G6855A103 |
| — | VONAGE HLDGS CORP | 85,000 | $417K | 0.2% | $4.91 | $4.91 | — | COM | 92886T201 |
| — | TUBEMOGUL INC | 30,113 | $416K | 0.2% | $13.81 | $13.81 | — | COM | 898570106 |
| — | PANDORA MEDIA INC | 25,000 | $405K | 0.2% | $16.20 | $16.84 | — | COM | 698354107 |
| — | HEARTWARE INTL INC | 4,592 | $403K | 0.2% | $87.76 | $73.50 | — | COM | 422368100 |
| — | KYTHERA BIOPHARMACEUTICALS I | 8,000 | $401K | 0.2% | $50.13 | $50.13 | — | COM | 501570105 |
| — | POWERSECURE INTL INC | 30,000 | $395K | 0.2% | $13.17 | $12.55 | — | COM | 73936N105 |
| JKS | JINKOSOLAR HLDG CO LTD | 15,000 | $385K | 0.2% | $25.67 | $23.44 | +9.4% | SPONSORED ADR | 47759T100 |
| — | ENVISION HEALTHCARE HLDGS IN | 10,000 | $384K | 0.2% | $38.40 | $38.40 | — | COM | 29413U103 |
| DGII | DIGI INTL INC | 37,500 | $374K | 0.2% | $9.97 | $9.81 | +1.7% | COM | 253798102 |
| — | IGI LABS INC | 45,000 | $367K | 0.2% | $8.16 | $8.16 | — | COM | 449575109 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 30,000 | $363K | 0.2% | $12.10 | $9.45 | +28.0% | COM | 868459108 |
| — | TASER INTL INC | 15,000 | $362K | 0.2% | $24.13 | $24.13 | — | COM | 87651B104 |
| — | RUBICON PROJ INC | 20,000 | $358K | 0.1% | $17.90 | $16.15 | — | COM | 78112V102 |
| — | ARISTA NETWORKS INC | 5,000 | $353K | 0.1% | $70.60 | $70.60 | — | COM | 040413106 |
| AAOI | APPLIED OPTOELECTRONICS INC | 25,000 | $347K | 0.1% | $13.88 | $10.97 | +26.5% | COM | 03823U102 |
| — | JA SOLAR HOLDINGS CO LTD | 35,000 | $335K | 0.1% | $9.57 | $9.58 | — | SPON ADR REP5ORD | 466090206 |
| ENPH | ENPHASE ENERGY INC | 25,000 | $330K | 0.1% | $13.20 | $12.94 | +2.0% | COM | 29355A107 |
| — | JDS UNIPHASE CORP | 25,000 | $328K | 0.1% | $13.12 | $13.12 | — | COM PAR $0.001 | 46612J507 |
| — | FINISAR CORP | 15,000 | $320K | 0.1% | $21.33 | $21.33 | — | COM NEW | 31787A507 |
| — | MONSTER WORLDWIDE INC | 50,000 | $317K | 0.1% | $6.34 | $6.34 | — | COM | 611742107 |
| — | HOMEAWAY INC | 10,000 | $302K | 0.1% | $30.20 | $30.00 | — | COM | 43739Q100 |
| — | INTEGRATED DEVICE TECHNOLOGY | 15,000 | $300K | 0.1% | $20.00 | $16.45 | — | COM | 458118106 |
| — | OSIRIS THERAPEUTICS INC NEW | 17,000 | $299K | 0.1% | $17.59 | $16.19 | — | COM | 68827R108 |
| — | ORBCOMM INC | 50,010 | $299K | 0.1% | $5.98 | $5.97 | — | COM | 68555P100 |
| — | CLOVIS ONCOLOGY INC | 4,000 | $297K | 0.1% | $74.25 | $74.25 | — | COM | 189464100 |
| — | ALPHATEC HOLDINGS INC | 200,000 | $290K | 0.1% | $1.45 | $1.42 | — | COM | 02081G102 |
| — | WEB COM GROUP INC | 15,000 | $284K | 0.1% | $18.93 | $20.21 | — | COM | 94733A104 |
| — | MAXWELL TECHNOLOGIES INC | 35,000 | $282K | 0.1% | $8.06 | $8.06 | — | COM | 577767106 |
| — | ADEPT TECHNOLOGY INC | 45,000 | $277K | 0.1% | $6.16 | $7.83 | — | COM NEW | 006854202 |
| — | GLOBAL EAGLE ENTMT INC | 20,000 | $266K | 0.1% | $13.30 | $13.30 | — | COM | 37951D102 |
| — | BOINGO WIRELESS INC | 35,000 | $264K | 0.1% | $7.54 | $7.54 | — | COM | 09739C102 |
| MCHX | MARCHEX INC | 60,000 | $245K | 0.1% | $4.08 | $3.99 | +2.3% | CL B | 56624R108 |
| — | ARC DOCUMENT SOLUTIONS INC | 25,000 | $231K | 0.1% | $9.24 | $9.82 | — | COM | 00191G103 |
| — | NIMBLE STORAGE INC | 10,000 | $223K | 0.1% | $22.30 | $22.30 | — | COM | 65440R101 |
| CPRX | CATALYST PHARM PARTNERS INC | 50,000 | $217K | 0.1% | $4.34 | $3.60 | +20.1% | COM | 14888U101 |
| — | AEROHIVE NETWORKS INC | 45,000 | $201K | 0.1% | $4.47 | $4.47 | — | COM | 007786106 |
| — | QUANTUM CORP | 125,000 | $200K | 0.1% | $1.60 | $1.66 | — | COM DSSG | 747906204 |
| — | MOBILEIRON INC | 20,000 | $185K | 0.1% | $9.25 | $9.25 | — | COM NEW | 60739U204 |
| — | INTRALINKS HLDGS INC | 17,500 | $181K | 0.1% | $10.34 | $10.34 | — | COM | 46118H104 |
| — | XCERRA CORP | 20,000 | $178K | 0.1% | $8.90 | $8.90 | — | COM | 98400J108 |
| — | SHORETEL INC | 25,000 | $171K | 0.1% | $6.84 | $6.84 | — | COM | 825211105 |
| — | SUPERCOM LTD NEW | 20,000 | $168K | 0.1% | $8.40 | $8.40 | — | SHS NEW | M87095119 |
| EGHT | 8X8 INC NEW | 20,000 | $168K | 0.1% | $8.40 | $8.05 | +4.3% | COM | 282914100 |
| — | PIXELWORKS INC | 30,000 | $151K | 0.1% | $5.03 | $6.22 | — | COM NEW | 72581M305 |
| VCYT | VERACYTE INC | 20,000 | $146K | 0.1% | $7.30 | $7.80 | -6.7% | COM | 92337F107 |
| — | ZYNGA INC | 50,000 | $143K | 0.1% | $2.86 | $2.86 | — | CL A | 98986T108 |
| — | ROYAL BK SCOTLAND GROUP PLC | 5,757 | $140K | 0.1% | $24.32 | $24.32 | — | SP ADR L RP PF | 780097788 |
| — | ALLIANCE HEALTHCARE SRVCS IN | 5,000 | $111K | 0.0% | $22.20 | $22.20 | — | COM PAR $0.01 | 018606301 |
| — | ARATANA THERAPEUTICS INC | 4,934 | $79,000 | 0.0% | $16.01 | $16.01 | — | COM | 03874P101 |
| — | OMNICARE INC | 50,000 | $55,000 | 0.0% | $1.10 | $1.10 | — | DBCV 3.250%12/1 | 681904AL2 |
| — | TERRAPIN 3 ACQUISITION CORP | 78,980 | $25,000 | 0.0% | $0.32 | $0.27 | — | *W EXP 06/27/201 | 88104P112 |
| — | BIOAMBER INC | 14,330 | $23,000 | 0.0% | $1.61 | $1.65 | — | *W EXP 05/09/201 | 09072Q114 |
| CSCO | CISCO SYS INC | 386 | $11,000 | 0.0% | $28.50 * | $20.10 | -1.5% | COM | 17275R102 |
| — | RALLY SOFTWARE DEV CORP | 694 | $11,000 | 0.0% | $15.85 | $15.85 | — | COM | 751198102 |
| — | XILINX INC | 200 | $8,000 | 0.0% | $40.00 | $40.00 | — | COM | 983919101 |
| — | CITIGROUP INC | 273,197 | $6,000 | 0.0% | $0.02 | $0.03 | — | *W EXP 10/28/201 | 172967234 |
| — | BROADCOM CORP | 76 | $3,000 | 0.0% | $39.47 | $39.47 | — | CL A | 111320107 |
| — | GP STRATEGIES CORP | 15 | $1,000 | 0.0% | $66.67 | $66.67 | — | COM | 36225V104 |