Location: Minneapolis, MN
CIK: 0000724683 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value: $205M (34.7% shares, 65.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HEALTH CARE REIT INC | 13,500,000 | $20.24M | 9.9% | $1.50 | $1.36 | — | NOTE 3.000%12/0 | 42217KAR7 |
| — | GENCORP INC | 9,274,000 | $18.83M | 9.2% | $2.03 | $1.96 | — | SDCV 4.062%12/3 | 368682AN0 |
| — | OMNICARE CAP TR II | 183,000 | $16.41M | 8.0% | $89.68 | $74.14 | — | PFD B TR 4.00% | 68214Q200 |
| SPY | SPDR S&P 500 ETF TR | 79,500 | $16.34M | 8.0% | $205.53 | — | — | Put | 78462F103 |
| — | TEREX CORP NEW | 8,778,000 | $15.31M | 7.5% | $1.74 | $1.93 | — | NOTE 4.000% 6/0 | 880779AV5 |
| — | WESCO INTL INC | 5,125,000 | $13.79M | 6.7% | $2.69 | $3.00 | — | DBCV 6.000% 9/1 | 95082PAH8 |
| — | CUBIST PHARMACEUTICALS INC | 3,852,000 | $13.35M | 6.5% | $3.46 | $3.46 | — | NOTE 2.500%11/0 | 229678AD9 |
| — | ENDO HEALTH SOLUTIONS INC | 5,250,000 | $12.92M | 6.3% | $2.46 | $2.46 | — | NOTE 1.750% 4/1 | 29264FAB2 |
| — | CONTINENTAL AIRLS INC | 3,350,000 | $11.73M | 5.7% | $3.50 | $3.36 | — | NOTE 4.500% 1/1 | 210795PU8 |
| — | MEDIVATION INC | 4,800,000 | $9.309M | 4.5% | $1.94 | $1.94 | — | NOTE 2.625% 4/0 | 58501NAA9 |
| — | ANNALY CAP MGMT INC | 6,000,000 | $6.03M | 2.9% | $1.00 | $1.01 | — | NOTE 5.000% 5/1 | 035710AB8 |
| — | RITE AID CORP | 2,000,000 | $5.846M | 2.8% | $2.92 | $2.92 | — | NOTE 8.500% 5/1 | 767754BU7 |
| — | SPECTRANETICS CORP | 2,986,000 | $3.83M | 1.9% | $1.28 | $1.24 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | NEOTHETICS INC | 439,147 | $3.285M | 1.6% | $7.48 | $7.48 | — | COM | 64066G101 |
| — | BARCLAYS BK PLC | 96,671 | $3.046M | 1.5% | $31.51 | $28.60 | — | IPATH S&P500 VIX | 06742E711 |
| — | DIREXION SHS ETF TR | 205,000 | $2.46M | 1.2% | $12.00 | $15.12 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | GILEAD SCIENCES INC | 400,000 | $1.656M | 0.8% | $4.14 | $4.67 | — | NOTE 1.625% 5/0 | 375558AP8 |
| — | ROYAL GOLD INC | 1,082,000 | $1.118M | 0.5% | $1.03 | $1.07 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | PROSHARES TR | 50,000 | $1.103M | 0.5% | $22.06 | $22.06 | — | PSHS ULSHT SP500 | 74347B300 |
| PII | POLARIS INDS INC | 5,000 | $756K | 0.4% | $151.20 | $150.00 | +0.8% | COM | 731068102 |
| RNG | RINGCENTRAL INC | 50,000 | $746K | 0.4% | $14.92 | $12.55 | +18.8% | CL A | 76680R206 |
| OM2 | ORTHOFIX INTL N V | 22,000 | $661K | 0.3% | $30.05 | $30.30 | — | COM | N6748L102 |
| — | EVINE LIVE INC | 100,000 | $659K | 0.3% | $6.59 | $6.59 | — | CL A | 300487105 |
| FTNT | FORTINET INC | 20,000 | $613K | 0.3% | $30.65 * | $5.39 | +13.8% | COM | 34959E109 |
| HSTM | HEALTHSTREAM INC | 20,000 | $590K | 0.3% | $29.50 | $28.38 | +3.9% | COM | 42222N103 |
| MASI | MASIMO CORP | 22,000 | $579K | 0.3% | $26.32 | $22.87 | +15.2% | COM | 574795100 |
| — | SKECHERS U S A INC | 10,000 | $553K | 0.3% | $55.30 | $53.33 | — | CL A | 830566105 |
| — | SEQUENTIAL BRANDS GROUP INC | 40,980 | $536K | 0.3% | $13.08 | $13.08 | — | COM NEW | 817340201 |
| HOLX | HOLOGIC INC | 20,000 | $535K | 0.3% | $26.75 | $25.53 | +4.7% | COM | 436440101 |
| BDX | BECTON DICKINSON & CO | 3,550 | $494K | 0.2% | $139.15 * | $107.84 | +6.5% | COM | 075887109 |
| — | WELLS FARGO & CO NEW | 21,242 | $454K | 0.2% | $21.37 | $21.37 | — | *W EXP 10/28/201 | 949746119 |
| — | VOLCANO CORPORATION | 25,000 | $447K | 0.2% | $17.88 | $11.35 | — | COM | 928645100 |
| — | HEARTWARE INTL INC | 6,000 | $441K | 0.2% | $73.50 | $73.50 | — | COM | 422368100 |
| — | QUALITY SYS INC | 27,500 | $429K | 0.2% | $15.60 | $15.60 | — | COM | 747582104 |
| — | CARDIOVASCULAR SYS INC DEL | 14,000 | $421K | 0.2% | $30.07 | $30.07 | — | COM | 141619106 |
| FIVE | FIVE BELOW INC | 10,000 | $408K | 0.2% | $40.80 | $40.36 | +1.2% | COM | 33829M101 |
| — | TANDEM DIABETES CARE INC | 30,000 | $381K | 0.2% | $12.70 | $13.17 | — | COM | 875372104 |
| — | UNIVERSAL AMERN CORP NEW | 40,000 | $371K | 0.2% | $9.28 | $9.28 | — | COM | 91338E101 |
| PANW | PALO ALTO NETWORKS INC | 3,000 | $368K | 0.2% | $122.67 * | $18.43 | +10.8% | COM | 697435105 |
| — | FIESTA RESTAURANT GROUP INC | 6,000 | $365K | 0.2% | $60.83 | $48.34 | — | COM | 31660B101 |
| — | DEL FRISCOS RESTAURANT GROUP | 15,360 | $365K | 0.2% | $23.76 | $19.14 | — | COM | 245077102 |
| — | IMPRIVATA INC | 28,000 | $364K | 0.2% | $13.00 | $13.00 | — | COM | 45323J103 |
| — | NOVAVAX INC | 60,000 | $356K | 0.2% | $5.93 | $5.93 | — | COM | 670002104 |
| YELP | YELP INC | 6,500 | $356K | 0.2% | $54.77 | $59.10 | -7.4% | CL A | 985817105 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 26,000 | $354K | 0.2% | $13.62 | $13.62 | — | ORD SHS | G6855A103 |
| — | ARM HLDGS PLC | 7,500 | $347K | 0.2% | $46.27 | $46.27 | — | SPONSORED ADR | 042068106 |
| NEO | NEOGENOMICS INC | 80,000 | $334K | 0.2% | $4.17 | $4.59 | -9.2% | COM NEW | 64049M209 |
| GOGO | GOGO INC | 20,000 | $331K | 0.2% | $16.55 | $16.30 | +1.4% | COM | 38046C109 |
| — | GROUPON INC | 40,000 | $330K | 0.2% | $8.25 | $8.25 | — | COM CL A | 399473107 |
| ATRC | ATRICURE INC | 16,400 | $327K | 0.2% | $19.94 | $17.16 | +16.3% | COM | 04963C209 |
| BA | BOEING CO | 2,500 | $325K | 0.2% | $130.00 * | $110.65 | +2.7% | COM | 097023105 |
| — | RUBICON PROJ INC | 20,000 | $323K | 0.2% | $16.15 | $16.15 | — | COM | 78112V102 |
| — | MELLANOX TECHNOLOGIES LTD | 7,500 | $320K | 0.2% | $42.67 | $43.38 | — | SHS | M51363113 |
| AMZN | AMAZON COM INC | 1,000 | $310K | 0.2% | $310.00 * | $15.58 | -0.4% | COM | 023135106 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 5,250 | $302K | 0.1% | $57.52 | $55.71 | +3.2% | ADR | 881624209 |
| TSEM | TOWER SEMICONDUCTOR LTD | 22,500 | $300K | 0.1% | $13.33 | $11.22 | +18.8% | SHS NEW | M87915274 |
| — | ADEPTUS HEALTH INC | 8,000 | $299K | 0.1% | $37.38 | $37.38 | — | CL A | 006855100 |
| PDFS | PDF SOLUTIONS INC | 20,000 | $297K | 0.1% | $14.85 | $13.09 | +13.6% | COM | 693282105 |
| — | SUNEDISON INC | 15,000 | $293K | 0.1% | $19.53 | $22.11 | — | COM | 86732Y109 |
| COST | COSTCO WHSL CORP NEW | 2,000 | $284K | 0.1% | $142.00 * | $109.42 | +4.4% | COM | 22160K105 |
| — | LIFE TIME FITNESS INC | 5,000 | $283K | 0.1% | $56.60 | $50.45 | — | COM | 53217R207 |
| — | FOOT LOCKER INC | 5,000 | $281K | 0.1% | $56.20 | $56.20 | — | COM | 344849104 |
| — | POWERSHARES DB CMDTY IDX TRA | 15,000 | $277K | 0.1% | $18.47 | $18.47 | — | UNIT BEN INT | 73935S105 |
| — | LANNET INC | 6,325 | $271K | 0.1% | $42.85 | $42.85 | — | COM | 516012101 |
| — | SOLARCITY CORP | 5,000 | $267K | 0.1% | $53.40 | $59.60 | — | COM | 83416T100 |
| — | GIGAMON INC | 15,000 | $266K | 0.1% | $17.73 | $10.48 | — | COM | 37518B102 |
| — | CORNERSTONE ONDEMAND INC | 7,500 | $264K | 0.1% | $35.20 | $34.40 | — | COM | 21925Y103 |
| BOOT | BOOT BARN HLDGS INC | 14,500 | $264K | 0.1% | $18.21 | $19.66 | -7.4% | COM | 099406100 |
| — | HUTCHINSON TECHNOLOGY INC | 75,000 | $263K | 0.1% | $3.51 | $3.51 | — | COM | 448407106 |
| — | ADEPT TECHNOLOGY INC | 30,000 | $260K | 0.1% | $8.67 | $8.67 | — | COM NEW | 006854202 |
| — | SUNPOWER CORP | 10,000 | $258K | 0.1% | $25.80 | $37.20 | — | COM | 867652406 |
| LMAT | LEMAITRE VASCULAR INC | 33,500 | $256K | 0.1% | $7.64 * | $6.39 | +7.1% | COM | 525558201 |
| TECH | BIO TECHNE CORP | 2,750 | $254K | 0.1% | $92.36 * | $21.13 | +1.1% | COM | 09073M104 |
| — | ALPHATEC HOLDINGS INC | 180,000 | $254K | 0.1% | $1.41 | $1.41 | — | COM | 02081G102 |
| — | HERITAGE CRYSTAL CLEAN INC | 20,000 | $247K | 0.1% | $12.35 | $12.35 | — | COM | 42726M106 |
| CRS | CARPENTER TECHNOLOGY CORP | 5,000 | $246K | 0.1% | $49.20 * | $39.60 | +2.2% | COM | 144285103 |
| VCYT | VERACYTE INC | 25,250 | $244K | 0.1% | $9.66 | $7.80 | +23.8% | COM | 92337F107 |
| — | OSIRIS THERAPEUTICS INC NEW | 15,000 | $240K | 0.1% | $16.00 | $16.00 | — | COM | 68827R108 |
| — | FIREEYE INC | 7,500 | $237K | 0.1% | $31.60 | $31.60 | — | COM | 31816Q101 |
| — | VIVINT SOLAR INC | 25,000 | $231K | 0.1% | $9.24 | $9.24 | — | COM | 92854Q106 |
| MCHX | MARCHEX INC | 50,000 | $230K | 0.1% | $4.60 | $3.94 | +16.4% | CL B | 56624R108 |
| — | INFINERA CORPORATION | 15,000 | $221K | 0.1% | $14.73 | $10.12 | — | COM | 45667G103 |
| — | ACTIVISION BLIZZARD INC | 10,000 | $202K | 0.1% | $20.20 | $20.20 | — | COM | 00507V109 |
| AORT | CRYOLIFE INC | 17,500 | $198K | 0.1% | $11.31 | $10.21 | +9.7% | COM | 228903100 |
| — | KRISPY KREME DOUGHNUTS INC | 10,000 | $197K | 0.1% | $19.70 | $16.00 | — | COM | 501014104 |
| — | BANK AMER CORP | 273,435 | $195K | 0.1% | $0.71 | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | WEB COM GROUP INC | 10,000 | $190K | 0.1% | $19.00 | $20.86 | — | COM | 94733A104 |
| — | CONNS INC | 10,000 | $187K | 0.1% | $18.70 | $18.70 | — | COM | 208242107 |
| — | SKULLCANDY INC | 20,000 | $184K | 0.1% | $9.20 | $8.15 | — | COM | 83083J104 |
| — | PANDORA MEDIA INC | 10,000 | $178K | 0.1% | $17.80 | $17.80 | — | COM | 698354107 |
| — | INCONTACT INC | 20,000 | $176K | 0.1% | $8.80 | $8.73 | — | COM | 45336E109 |
| — | ALMOST FAMILY INC | 6,000 | $174K | 0.1% | $29.00 | $27.94 | — | COM | 020409108 |
| — | HIGHER ONE HLDGS INC | 40,543 | $171K | 0.1% | $4.22 | $2.47 | — | COM | 42983D104 |
| — | ORBCOMM INC | 23,888 | $156K | 0.1% | $6.53 | $5.97 | — | COM | 68555P100 |
| — | ANGIES LIST INC | 25,000 | $156K | 0.1% | $6.24 | $6.24 | — | COM | 034754101 |
| — | ARC DOCUMENT SOLUTIONS INC | 15,000 | $153K | 0.1% | $10.20 | $10.20 | — | COM | 00191G103 |
| — | MATTSON TECHNOLOGY INC | 45,000 | $153K | 0.1% | $3.40 | $3.40 | — | COM | 577223100 |
| — | VITESSE SEMICONDUCTOR CORP | 40,000 | $151K | 0.1% | $3.77 | $3.77 | — | COM NEW | 928497304 |
| — | ZOES KITCHEN INC | 5,000 | $150K | 0.1% | $30.00 | $30.00 | — | COM | 98979J109 |
| — | RUCKUS WIRELESS INC | 12,500 | $150K | 0.1% | $12.00 | $12.00 | — | COM | 781220108 |
| — | HOMEAWAY INC | 5,000 | $149K | 0.1% | $29.80 | $29.80 | — | COM | 43739Q100 |
| — | INTEGRATED DEVICE TECHNOLOGY | 7,500 | $147K | 0.1% | $19.60 | $12.90 | — | COM | 458118106 |
| — | POWERSECURE INTL INC | 12,500 | $146K | 0.1% | $11.68 | $11.68 | — | COM | 73936N105 |
| FLEX | FLEXTRONICS INTL LTD | 12,500 | $140K | 0.1% | $11.20 * | $7.91 | +6.5% | ORD | Y2573F102 |
| — | JAKKS PAC INC | 20,000 | $136K | 0.1% | $6.80 | $7.10 | — | COM | 47012E106 |
| CSIQ | CANADIAN SOLAR INC | 5,000 | $121K | 0.1% | $24.20 | $29.01 | -16.6% | COM | 136635109 |
| — | SERVICESOURCE INTL LLC | 25,000 | $117K | 0.1% | $4.68 | $4.68 | — | COM | 81763U100 |
| — | CONTROL4 CORP | 7,500 | $115K | 0.1% | $15.33 | $12.90 | — | COM | 21240D107 |
| — | LIONBRIDGE TECHNOLOGIES INC | 20,000 | $115K | 0.1% | $5.75 | $5.75 | — | COM | 536252109 |
| — | PIXELWORKS INC | 25,000 | $114K | 0.1% | $4.56 | $6.46 | — | COM NEW | 72581M305 |
| — | ON TRACK INNOVATION LTD | 65,000 | $107K | 0.1% | $1.65 | $1.65 | — | SHS | M8791A109 |
| — | GLOBAL CASH ACCESS HLDGS INC | 15,000 | $107K | 0.1% | $7.13 | $7.13 | — | COM | 378967103 |
| JKS | JINKOSOLAR HLDG CO LTD | 5,000 | $99,000 | 0.0% | $19.80 | $27.82 | -29.2% | SPONSORED ADR | 47759T100 |
| — | MATTERSIGHT CORP | 15,000 | $94,000 | 0.0% | $6.27 | $6.27 | — | COM | 577097108 |
| — | TRINA SOLAR LIMITED | 10,000 | $93,000 | 0.0% | $9.30 | $12.07 | — | SPON ADR | 89628E104 |
| — | QUANTUM CORP | 50,000 | $88,000 | 0.0% | $1.76 | $1.76 | — | COM DSSG | 747906204 |
| — | WHITEWAVE FOODS CO | 2,500 | $87,000 | 0.0% | $34.80 | $34.80 | — | COM | 966244105 |
| SBUX | STARBUCKS CORP | 1,000 | $82,000 | 0.0% | $82.00 * | $30.85 | +6.7% | COM | 855244109 |
| — | JA SOLAR HOLDINGS CO LTD | 10,000 | $82,000 | 0.0% | $8.20 | $9.60 | — | SPON ADR REP5ORD | 466090206 |
| — | SONUS NETWORKS INC | 20,000 | $79,000 | 0.0% | $3.95 | $3.34 | — | COM | 835916107 |
| — | SPEED COMM INC | 25,000 | $77,000 | 0.0% | $3.08 | $3.08 | — | COM | 84764T106 |
| — | SUMMER INFANT INC | 13,000 | $42,000 | 0.0% | $3.23 | $3.23 | — | COM | 865646103 |
| NVGS | NAVIGATOR HOLDINGS LTD | 1,500 | $32,000 | 0.0% | $21.33 * | $21.21 | -4.0% | SHS | Y62132108 |
| — | MAST THERAPEUTICS INC | 56,200 | $31,000 | 0.0% | $0.55 | — | — | Call | 576314108 |
| — | GALENA BIOPHARMA INC | 20,000 | $30,000 | 0.0% | $1.50 | — | — | Call | 363256108 |
| — | CITIGROUP INC | 818,359 | $22,000 | 0.0% | $0.03 | $0.03 | — | *W EXP 10/28/201 | 172967234 |
| — | BIOAMBER INC | 11,426 | $19,000 | 0.0% | $1.66 | $1.66 | — | *W EXP 05/09/201 | 09072Q114 |
| — | TERRAPIN 3 ACQUISITION CORP | 58,980 | $15,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 06/27/201 | 88104P112 |
| — | DIGITAL RIV INC | 14,000 | $14,000 | 0.0% | $1.00 | $1.00 | — | NOTE 2.000%11/0 | 25388BAD6 |