TANAKA CAPITAL MANAGEMENT INC Long-Term Concentrated

Location: New York, NY

CIK: 0000816788 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 12, 2013

Total Value: $29.06M (100.0% shares, 0.0% debt)

Holdings (31)

— MFCIndustrial 10.1%

Value $2.925M Shares 348,185 Est. Cost $8.07 Unrealized —

— AppleComputing 9.7%

Value $2.831M Shares 5,939 Est. Cost $400.17 Unrealized —

— HarvestNaturalResourses 7.9%

Value $2.304M Shares 430,736 Est. Cost $4.97 Unrealized —

— CarrizoOilandGas 7.6%

Value $2.214M Shares 59,370 Est. Cost $30.99 Unrealized —

— ValeantPharmaceuticals 7.2%

Value $2.103M Shares 20,157 Est. Cost $87.40 Unrealized —

— Synaptics 7.0%

Value $2.027M Shares 45,818 Est. Cost $39.86 Unrealized —

— AFLACInc. 4.6%

Value $1.343M Shares 21,663 Est. Cost $58.12 Unrealized —

— ASMLHoldingNVADR 4.3%

Value $1.241M Shares 12,567 Est. Cost $79.14 Unrealized —

Value $956K Shares 28,820 Est. Cost $25.14 Unrealized —

— AnadarkoPetroleum 3.3%

Value $953K Shares 10,251 Est. Cost $85.94 Unrealized —

NUS NuSkin 3.0%

Value $873K Shares 9,118 Est. Cost $37.42 Unrealized +53.5%

— Nanometrics 3.0%

Value $860K Shares 53,357 Est. Cost $14.67 Unrealized —

— MattsonTechnology 2.9%

Value $857K Shares 358,525 Est. Cost $2.19 Unrealized —

— Neonode,Inc. 2.9%

Value $842K Shares 131,220 Est. Cost $5.95 Unrealized —

QCOM QUALCOMM 2.7%

Value $779K Shares 11,573 Est. Cost $45.06 Unrealized +3.3%

— BioReferenceLab 2.5%

Value $735K Shares 24,586 Est. Cost $28.75 Unrealized —

— SymantecCorp 2.4%

Value $704K Shares 28,440 Est. Cost $22.49 Unrealized —

— RudolphTechnologies 2.1%

Value $611K Shares 53,560 Est. Cost $11.21 Unrealized —

— AltriaGroup,Inc. 2.1%

Value $600K Shares 17,461 Est. Cost $35.00 Unrealized —

YUM YumBrands,Inc 1.9%

Value $554K Shares 7,765 Est. Cost $38.97 Unrealized +5.2%

— ChinaXDPlastics 1.6%

Value $478K Shares 103,810 Est. Cost $4.12 Unrealized —

PM PhilipMorrisInternational 1.6%

Value $466K Shares 5,376 Est. Cost $49.85 Unrealized -5.0%

CPRX CatalystPharamaceuticalsWarr 1.4%

Value $414K Shares 147,993 Est. Cost $0.80 Unrealized +110.0%

— Walgreens 1.3%

Value $378K Shares 7,035 Est. Cost $44.14 Unrealized —

SF StifelFinancialCorp. 1.2%

Value $359K Shares 8,705 Est. Cost $20.11 Unrealized +15.3%

PEP PepsiCo,Inc. 0.9%

Value $251K Shares 3,161 Est. Cost $56.00 Unrealized +1.4%

HELE HelenofTroyLimited 0.7%

Value $208K Shares 4,705 Est. Cost $37.98 Unrealized +10.8%

— Invensense 0.7%

Value $191K Shares 10,855 Est. Cost $15.38 Unrealized —

— MymeticsCorp 0.0%

Value $4,000 Shares 290,540 Est. Cost $0.02 Unrealized —

— Fuelnation,Inc. 0.0%

Value $0 Shares 496,780 Est. Cost — Unrealized —

— BlueEarthRefineries 0.0%

Value $0 Shares 88,621 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	MFCIndustrial	348,185	$2.925M	10.1%	$8.07	—	COM	55278T105
—	AppleComputing	5,939	$2.831M	9.7%	$400.17	—	COM	37833100
—	HarvestNaturalResourses	430,736	$2.304M	7.9%	$4.97	—	COM	41754V103
—	CarrizoOilandGas	59,370	$2.214M	7.6%	$30.99	—	COM	144577103
—	ValeantPharmaceuticals	20,157	$2.103M	7.2%	$87.40	—	COM	91911K102
—	Synaptics	45,818	$2.027M	7.0%	$39.86	—	COM	87157d109
—	AFLACInc.	21,663	$1.343M	4.6%	$58.12	—	COM	1055102
—	ASMLHoldingNVADR	12,567	$1.241M	4.3%	$79.14	—	COM	N07059111
—	Yahoo	28,820	$956K	3.3%	$25.14	—	COM	984332106
—	AnadarkoPetroleum	10,251	$953K	3.3%	$85.94	—	COM	32511107
NUS	NuSkin	9,118	$873K	3.0%	$37.42	+53.5%	COM	67018T105
—	Nanometrics	53,357	$860K	3.0%	$14.67	—	COM	630077105
—	MattsonTechnology	358,525	$857K	2.9%	$2.19	—	COM	577223100
—	Neonode,Inc.	131,220	$842K	2.9%	$5.95	—	COM	64051m402
QCOM	QUALCOMM	11,573	$779K	2.7%	$45.06	+3.3%	COM	747525103
—	BioReferenceLab	24,586	$735K	2.5%	$28.75	—	COM	09057G602
—	SymantecCorp	28,440	$704K	2.4%	$22.49	—	COM	871503108
—	RudolphTechnologies	53,560	$611K	2.1%	$11.21	—	COM	781270103
—	AltriaGroup,Inc.	17,461	$600K	2.1%	$35.00	—	COM	718154107
YUM	YumBrands,Inc	7,765	$554K	1.9%	$38.97	+5.2%	COM	988498101
—	ChinaXDPlastics	103,810	$478K	1.6%	$4.12	—	COM	16948F107
PM	PhilipMorrisInternational	5,376	$466K	1.6%	$49.85	-5.0%	COM	718172109
CPRX	CatalystPharamaceuticalsWarr	147,993	$414K	1.4%	$0.80	+110.0%	COM	14888U101
—	Walgreens	7,035	$378K	1.3%	$44.14	—	COM	931422109
SF	StifelFinancialCorp.	8,705	$359K	1.2%	$20.11	+15.3%	COM	860630102
PEP	PepsiCo,Inc.	3,161	$251K	0.9%	$56.00	+1.4%	COM	713448108
HELE	HelenofTroyLimited	4,705	$208K	0.7%	$37.98	+10.8%	COM	G4388N106
—	Invensense	10,855	$191K	0.7%	$15.38	—	COM	461851107
—	MymeticsCorp	290,540	$4,000	0.0%	$0.02	—	COM	62856A102
—	Fuelnation,Inc.	496,780	$0	0.0%	—	—	COM	359528205
—	BlueEarthRefineries	88,621	$0	0.0%	—	—	COM	G11999102