TANAKA CAPITAL MANAGEMENT INC Concentrated Active

CIK: 0000816788 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 12, 2014

Total Value ($000): $33,959 (100.0% shares, 0.0% debt)

Holdings (32)

— Apple Computing 10.5%

Value ($000) $3,580 Shares 6,381 Est. Cost $411.31 Unrealized —

— MFC Industrial 8.9%

Value ($000) $3,022 Shares 378,216 Est. Cost $8.06 Unrealized —

— Carrizo Oil and Gas 7.8%

Value ($000) $2,636 Shares 58,869 Est. Cost $30.99 Unrealized —

— Synaptics 7.4%

Value ($000) $2,516 Shares 48,560 Est. Cost $40.54 Unrealized —

— Valeant Pharmaceuticals 7.0%

Value ($000) $2,382 Shares 20,293 Est. Cost $87.40 Unrealized —

— Harvest Natural Resourses 6.3%

Value ($000) $2,139 Shares 473,266 Est. Cost $4.93 Unrealized —

QCOM QUALCOMM 4.4%

Value ($000) $1,491 Shares 20,084 Est. Cost $47.30 Unrealized +6.5%

— AFLAC Inc. 4.3%

Value ($000) $1,468 Shares 21,977 Est. Cost $58.24 Unrealized —

— China XD Plastics 4.1%

Value ($000) $1,398 Shares 265,790 Est. Cost $4.82 Unrealized —

NUS Nu Skin 3.7%

Value ($000) $1,255 Shares 9,083 Est. Cost $37.42 Unrealized +113.7%

Value ($000) $1,180 Shares 29,188 Est. Cost $25.33 Unrealized —

— ASML Holding N V ADR 3.4%

Value ($000) $1,169 Shares 12,474 Est. Cost $79.14 Unrealized —

— Nanometrics 3.0%

Value ($000) $1,021 Shares 53,597 Est. Cost $14.67 Unrealized —

— Mattson Technology 3.0%

Value ($000) $1,005 Shares 366,804 Est. Cost $2.20 Unrealized —

— Neonode, Inc. 2.5%

Value ($000) $843 Shares 133,357 Est. Cost $5.96 Unrealized —

— Anadarko Petroleum 2.4%

Value ($000) $824 Shares 10,392 Est. Cost $85.85 Unrealized —

— Altria Group, Inc. 2.0%

Value ($000) $664 Shares 17,291 Est. Cost $35.00 Unrealized —

— Symantec Corp 1.9%

Value ($000) $662 Shares 28,079 Est. Cost $22.49 Unrealized —

— Bio Reference Lab 1.9%

Value ($000) $635 Shares 24,850 Est. Cost $28.72 Unrealized —

— Rudolph Technologies 1.8%

Value ($000) $628 Shares 53,497 Est. Cost $11.21 Unrealized —

YUM Yum Brands, Inc 1.7%

Value ($000) $587 Shares 7,765 Est. Cost $38.97 Unrealized +4.9%

PM Philip Morris International 1.4%

Value ($000) $466 Shares 5,351 Est. Cost $49.85 Unrealized -4.0%

SF Stifel Financial Corp. 1.2%

Value ($000) $417 Shares 8,705 Est. Cost $20.11 Unrealized +26.8%

— Walgreens 1.2%

Value ($000) $404 Shares 7,035 Est. Cost $44.14 Unrealized —

TSLA Tesla Motor, Inc. 1.0%

Value ($000) $334 Shares 2,220 Est. Cost $10.21 Unrealized 0.0%

PEP PepsiCo, Inc. 0.8%

Value ($000) $268 Shares 3,226 Est. Cost $56.03 Unrealized +3.1%

— Google 0.7%

Value ($000) $253 Shares 226 Est. Cost $1119.47 Unrealized —

CPRX Catalyst Pharamaceuticals Warr 0.7%

Value ($000) $251 Shares 147,993 Est. Cost $0.80 Unrealized +152.3%

HELE Helen of Troy Limited 0.7%

Value ($000) $232 Shares 4,705 Est. Cost $37.98 Unrealized +23.4%

— Invensense 0.7%

Value ($000) $227 Shares 10,940 Est. Cost $15.38 Unrealized —

— Mymetics Corp 0.0%

Value ($000) $2 Shares 177,723 Est. Cost $0.02 Unrealized —

— Fuelnation, Inc. 0.0%

Value ($000) $0 Shares 496,780 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Apple Computing	6,381	$3,580	10.5%	$411.31	—	COM	37833100
—	MFC Industrial	378,216	$3,022	8.9%	$8.06	—	COM	55278T105
—	Carrizo Oil and Gas	58,869	$2,636	7.8%	$30.99	—	COM	144577103
—	Synaptics	48,560	$2,516	7.4%	$40.54	—	COM	87157d109
—	Valeant Pharmaceuticals	20,293	$2,382	7.0%	$87.40	—	COM	91911K102
—	Harvest Natural Resourses	473,266	$2,139	6.3%	$4.93	—	COM	41754V103
QCOM	QUALCOMM	20,084	$1,491	4.4%	$47.30	+6.5%	COM	747525103
—	AFLAC Inc.	21,977	$1,468	4.3%	$58.24	—	COM	1055102
—	China XD Plastics	265,790	$1,398	4.1%	$4.82	—	COM	16948F107
NUS	Nu Skin	9,083	$1,255	3.7%	$37.42	+113.7%	COM	67018T105
—	Yahoo	29,188	$1,180	3.5%	$25.33	—	COM	984332106
—	ASML Holding N V ADR	12,474	$1,169	3.4%	$79.14	—	COM	N07059111
—	Nanometrics	53,597	$1,021	3.0%	$14.67	—	COM	630077105
—	Mattson Technology	366,804	$1,005	3.0%	$2.20	—	COM	577223100
—	Neonode, Inc.	133,357	$843	2.5%	$5.96	—	COM	64051m402
—	Anadarko Petroleum	10,392	$824	2.4%	$85.85	—	COM	32511107
—	Altria Group, Inc.	17,291	$664	2.0%	$35.00	—	COM	718154107
—	Symantec Corp	28,079	$662	1.9%	$22.49	—	COM	871503108
—	Bio Reference Lab	24,850	$635	1.9%	$28.72	—	COM	09057G602
—	Rudolph Technologies	53,497	$628	1.8%	$11.21	—	COM	781270103
YUM	Yum Brands, Inc	7,765	$587	1.7%	$38.97	+4.9%	COM	988498101
PM	Philip Morris International	5,351	$466	1.4%	$49.85	-4.0%	COM	718172109
SF	Stifel Financial Corp.	8,705	$417	1.2%	$20.11	+26.8%	COM	860630102
—	Walgreens	7,035	$404	1.2%	$44.14	—	COM	931422109
TSLA	Tesla Motor, Inc.	2,220	$334	1.0%	$10.21	0.0%	COM	88160R101
PEP	PepsiCo, Inc.	3,226	$268	0.8%	$56.03	+3.1%	COM	713448108
—	Google	226	$253	0.7%	$1119.47	—	COM	38259P508
CPRX	Catalyst Pharamaceuticals Warr	147,993	$251	0.7%	$0.80	+152.3%	COM	14888U101
HELE	Helen of Troy Limited	4,705	$232	0.7%	$37.98	+23.4%	COM	G4388N106
—	Invensense	10,940	$227	0.7%	$15.38	—	COM	461851107
—	Mymetics Corp	177,723	$2	0.0%	$0.02	—	COM	62856A102
—	Fuelnation, Inc.	496,780	$0	0.0%	—	—	COM	359528205