TANAKA CAPITAL MANAGEMENT INC Concentrated Active

CIK: 0000816788 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 13, 2014

Total Value ($000): $37,835 (100.0% shares, 0.0% debt)

Holdings (33)

— Synaptics 11.1%

Value ($000) $4,218 Shares 46,534 Est. Cost $40.54 Unrealized —

— Carrizo Oil and Gas 10.9%

Value ($000) $4,109 Shares 59,334 Est. Cost $32.29 Unrealized —

— Apple Computing 10.6%

Value ($000) $4,026 Shares 43,321 Est. Cost $139.74 Unrealized —

— Valeant Pharmaceuticals 6.8%

Value ($000) $2,565 Shares 20,334 Est. Cost $87.40 Unrealized —

— China XD Plastics 6.1%

Value ($000) $2,322 Shares 276,757 Est. Cost $4.97 Unrealized —

— Harvest Natural Resourses 5.8%

Value ($000) $2,211 Shares 443,122 Est. Cost $4.93 Unrealized —

QCOM QUALCOMM 4.1%

Value ($000) $1,543 Shares 19,477 Est. Cost $47.30 Unrealized +21.1%

— Bio Reference Lab 3.8%

Value ($000) $1,428 Shares 47,251 Est. Cost $28.21 Unrealized —

— Alliance Fiber Optics Products 3.8%

Value ($000) $1,423 Shares 78,631 Est. Cost $14.46 Unrealized —

— AFLAC Inc. 3.6%

Value ($000) $1,377 Shares 22,121 Est. Cost $58.24 Unrealized —

— ASML Holding N V ADR 3.1%

Value ($000) $1,167 Shares 12,515 Est. Cost $79.14 Unrealized —

— Anadarko Petroleum 3.0%

Value ($000) $1,141 Shares 10,420 Est. Cost $85.85 Unrealized —

Value ($000) $1,039 Shares 29,579 Est. Cost $25.46 Unrealized —

TSLA Tesla Motor, Inc. 2.4%

Value ($000) $918 Shares 3,823 Est. Cost $11.55 Unrealized +20.7%

— Mattson Technology 2.2%

Value ($000) $817 Shares 373,249 Est. Cost $2.20 Unrealized —

— Altria Group, Inc. 1.9%

Value ($000) $722 Shares 17,223 Est. Cost $35.00 Unrealized —

— Neonode, Inc. 1.9%

Value ($000) $711 Shares 227,034 Est. Cost $4.90 Unrealized —

— Celgene Corp. 1.7%

Value ($000) $657 Shares 7,646 Est. Cost $112.68 Unrealized —

YUM Yum Brands, Inc 1.7%

Value ($000) $649 Shares 7,990 Est. Cost $39.13 Unrealized +14.1%

— Symantec Corp 1.7%

Value ($000) $644 Shares 28,118 Est. Cost $22.49 Unrealized —

GILD Gilead Sciences 1.5%

Value ($000) $572 Shares 6,895 Est. Cost $54.08 Unrealized 0.0%

— Rudolph Technologies 1.4%

Value ($000) $530 Shares 53,634 Est. Cost $11.21 Unrealized —

— Walgreens 1.4%

Value ($000) $520 Shares 7,010 Est. Cost $44.14 Unrealized —

— Nanometrics 1.3%

Value ($000) $499 Shares 27,349 Est. Cost $14.67 Unrealized —

PM Philip Morris International 1.2%

Value ($000) $450 Shares 5,336 Est. Cost $49.85 Unrealized -3.2%

SF Stifel Financial Corp. 1.1%

Value ($000) $412 Shares 8,705 Est. Cost $20.11 Unrealized +36.1%

CPRX Catalyst Pharamaceuticals Warr 0.9%

Value ($000) $338 Shares 147,993 Est. Cost $0.80 Unrealized +166.6%

HELE Helen of Troy Limited 0.8%

Value ($000) $295 Shares 4,862 Est. Cost $38.93 Unrealized +59.7%

PEP PepsiCo, Inc. 0.8%

Value ($000) $288 Shares 3,226 Est. Cost $56.03 Unrealized +8.7%

— Invensense 0.6%

Value ($000) $239 Shares 10,527 Est. Cost $15.38 Unrealized —

— Mymetics Corp 0.0%

Value ($000) $5 Shares 177,723 Est. Cost $0.02 Unrealized —

— Fuelnation, Inc. 0.0%

Value ($000) $0 Shares 496,780 Est. Cost — Unrealized —

— Blue Earth Refineries 0.0%

Value ($000) $0 Shares 86,538 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Synaptics	46,534	$4,218	11.1%	$40.54	—	COM	87157d109
—	Carrizo Oil and Gas	59,334	$4,109	10.9%	$32.29	—	COM	144577103
—	Apple Computing	43,321	$4,026	10.6%	$139.74	—	COM	37833100
—	Valeant Pharmaceuticals	20,334	$2,565	6.8%	$87.40	—	COM	91911K102
—	China XD Plastics	276,757	$2,322	6.1%	$4.97	—	COM	16948F107
—	Harvest Natural Resourses	443,122	$2,211	5.8%	$4.93	—	COM	41754V103
QCOM	QUALCOMM	19,477	$1,543	4.1%	$47.30	+21.1%	COM	747525103
—	Bio Reference Lab	47,251	$1,428	3.8%	$28.21	—	COM	09057G602
—	Alliance Fiber Optics Products	78,631	$1,423	3.8%	$14.46	—	COM	18680306
—	AFLAC Inc.	22,121	$1,377	3.6%	$58.24	—	COM	1055102
—	ASML Holding N V ADR	12,515	$1,167	3.1%	$79.14	—	COM	N07059111
—	Anadarko Petroleum	10,420	$1,141	3.0%	$85.85	—	COM	32511107
—	Yahoo	29,579	$1,039	2.7%	$25.46	—	COM	984332106
TSLA	Tesla Motor, Inc.	3,823	$918	2.4%	$11.55	+20.7%	COM	88160R101
—	Mattson Technology	373,249	$817	2.2%	$2.20	—	COM	577223100
—	Altria Group, Inc.	17,223	$722	1.9%	$35.00	—	COM	718154107
—	Neonode, Inc.	227,034	$711	1.9%	$4.90	—	COM	64051m402
—	Celgene Corp.	7,646	$657	1.7%	$112.68	—	COM	151020104
YUM	Yum Brands, Inc	7,990	$649	1.7%	$39.13	+14.1%	COM	988498101
—	Symantec Corp	28,118	$644	1.7%	$22.49	—	COM	871503108
GILD	Gilead Sciences	6,895	$572	1.5%	$54.08	0.0%	COM	375558103
—	Rudolph Technologies	53,634	$530	1.4%	$11.21	—	COM	781270103
—	Walgreens	7,010	$520	1.4%	$44.14	—	COM	931422109
—	Nanometrics	27,349	$499	1.3%	$14.67	—	COM	630077105
PM	Philip Morris International	5,336	$450	1.2%	$49.85	-3.2%	COM	718172109
SF	Stifel Financial Corp.	8,705	$412	1.1%	$20.11	+36.1%	COM	860630102
CPRX	Catalyst Pharamaceuticals Warr	147,993	$338	0.9%	$0.80	+166.6%	COM	14888U101
HELE	Helen of Troy Limited	4,862	$295	0.8%	$38.93	+59.7%	COM	G4388N106
PEP	PepsiCo, Inc.	3,226	$288	0.8%	$56.03	+8.7%	COM	713448108
—	Invensense	10,527	$239	0.6%	$15.38	—	COM	461851107
—	Mymetics Corp	177,723	$5	0.0%	$0.02	—	COM	62856A102
—	Fuelnation, Inc.	496,780	$0	0.0%	—	—	COM	359528205
—	Blue Earth Refineries	86,538	$0	0.0%	—	—	COM	G11999102