PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: Jul 24, 2023

Total Value ($000): $31,244 (100.0% shares, 0.0% debt)

Holdings (39)

SPY SPDR S&P 500 TRUST ETF (spy) 18.9%

Value ($000) $5,919 Shares 14,458 Est. Cost $397.74 Unrealized —

ULST SPDR SSgA Ultra Short Bond ETF (ulst) 18.6%

Value ($000) $5,807 Shares 144,285 Est. Cost $40.12 Unrealized —

IVV S&P 500 INDX (ivv) 15.3%

Value ($000) $4,784 Shares 11,637 Est. Cost $152905.14 Unrealized —

QQQ Invesco QQQ TR ETF SERIES 1 (qqq) 5.6%

Value ($000) $1,741 Shares 5,426 Est. Cost $200899.50 Unrealized —

VOO Vanguard Index S&P 500 (voo) 5.3%

Value ($000) $1,671 Shares 4,444 Est. Cost $185896.14 Unrealized —

SOXX ISHARES PHLX SOX SEMICONDUCTOR (soxx) 2.8%

Value ($000) $868 Shares 1,952 Est. Cost $444.67 Unrealized —

JNJ JOHNSON & JOHNSON (jnj) 2.6%

Value ($000) $827 Shares 5,337 Est. Cost $147.89 Unrealized 0.0%

SNSR Global X Internet of Things ETF (snsr) 2.6%

Value ($000) $824 Shares 24,772 Est. Cost $29.94 Unrealized —

IWM ISHARES ETF RUSSELL 2000 (iwm) 2.6%

Value ($000) $811 Shares 4,545 Est. Cost $178.40 Unrealized —

BAX Baxter International Inc. (bax) 2.5%

Value ($000) $789 Shares 19,457 Est. Cost $39.42 Unrealized 0.0%

CVX Chevron Corporation (cvx) 2.4%

Value ($000) $749 Shares 4,589 Est. Cost $148.45 Unrealized 0.0%

CIBR First Tr Nasdaq Cybersecurity ETF (cibr) 2.0%

Value ($000) $610 Shares 14,260 Est. Cost $42.75 Unrealized —

IGV ISHARES ETF NORTH AMERICAN TECH-SO (igv) 1.9%

Value ($000) $598 Shares 1,961 Est. Cost $204669.48 Unrealized —

QCOM QUALCOMM INC (qcom) 1.5%

Value ($000) $463 Shares 3,631 Est. Cost $116.41 Unrealized 0.0%

CPRI Capri Holdings Limited (cpri) 1.4%

Value ($000) $424 Shares 9,019 Est. Cost $53.65 Unrealized 0.0%

IYH Ishares DJ Us Healthcare (iyh) 1.3%

Value ($000) $401 Shares 1,470 Est. Cost $273.06 Unrealized —

— Checkpoint Therapeutics, Inc. (ckpt) 1.0%

Value ($000) $309 Shares 137,252 Est. Cost $3.40 Unrealized —

WFC WELLS FARGO COMPANY (wfc) 0.9%

Value ($000) $287 Shares 7,668 Est. Cost $40.83 Unrealized -0.9%

AVGO Broadcom Inc. (avgo) 0.9%

Value ($000) $268 Shares 418 Est. Cost $57.59 Unrealized 0.0%

MASI Masimo Corp. (masi) 0.8%

Value ($000) $263 Shares 1,425 Est. Cost $168.70 Unrealized 0.0%

MBLY Mobileye Global Inc. (mbly) 0.8%

Value ($000) $261 Shares 6,034 Est. Cost $39.16 Unrealized 0.0%

BMY Bristol Myers-Squibb (bmy) 0.8%

Value ($000) $260 Shares 3,755 Est. Cost $61.50 Unrealized 0.0%

PANW Palo Alto Networks Inc. (panw) 0.8%

Value ($000) $256 Shares 1,283 Est. Cost $84.74 Unrealized 0.0%

OKTA Okta Inc. (okta) 0.8%

Value ($000) $254 Shares 2,940 Est. Cost $76.12 Unrealized 0.0%

PD PagerDuty, Inc. (pd) 0.8%

Value ($000) $244 Shares 6,985 Est. Cost $29.36 Unrealized 0.0%

PRGS Progress Software Corp. (prgs) 0.8%

Value ($000) $242 Shares 4,219 Est. Cost $55.73 Unrealized 0.0%

— MSC Income Fund Inc. (mscf) 0.7%

Value ($000) $225 Shares 29,577 Est. Cost $7.61 Unrealized —

— BioXcel Therapeutics, Inc. (btai) 0.7%

Value ($000) $224 Shares 11,994 Est. Cost $9644.47 Unrealized —

MMM 3M Company (mmm) 0.7%

Value ($000) $212 Shares 2,021 Est. Cost $84.88 Unrealized 0.0%

— ProShares Tr Short S&P500 (spxu) 0.4%

Value ($000) $140 Shares 10,400 Est. Cost $13.48 Unrealized —

— BioLineRx Ltd. (blrx) 0.4%

Value ($000) $114 Shares 128,725 Est. Cost $0.89 Unrealized —

— Chimerix Inc. (cmrx) 0.3%

Value ($000) $88 Shares 69,550 Est. Cost $1.48 Unrealized —

— Synlogic, Inc. (sybx) 0.2%

Value ($000) $63 Shares 100,220 Est. Cost $179.45 Unrealized —

MIST Milestone Pharmaceuticals Inc. (mist) 0.2%

Value ($000) $62 Shares 15,835 Est. Cost $3.66 Unrealized 0.0%

— Hepion Pharmaceuticals, Inc. (hepa) 0.2%

Value ($000) $48 Shares 61,175 Est. Cost $0.78 Unrealized —

— Outlook Therapeutics, Inc. (otlk) 0.1%

Value ($000) $46 Shares 42,270 Est. Cost $519.39 Unrealized —

AMBP Ardagh Metal Packaging S.A. (ambp) 0.1%

Value ($000) $42 Shares 10,305 Est. Cost $3.64 Unrealized 0.0%

— Virios Therapeutics Inc. (viri) 0.1%

Value ($000) $30 Shares 80,590 Est. Cost $380.49 Unrealized —

FOFA Qualis Innovations, Inc. (qlis) 0.1%

Value ($000) $18 Shares 22,284 Est. Cost $0.82 Unrealized +0.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 TRUST ETF (spy)	14,458	$5,919	18.9%	$397.74	—	ETF	78462F103
ULST	SPDR SSgA Ultra Short Bond ETF (ulst)	144,285	$5,807	18.6%	$40.12	—	ETF	78467V707
IVV	S&P 500 INDX (ivv)	11,637	$4,784	15.3%	$152905.14	—	ETF	464287200
QQQ	Invesco QQQ TR ETF SERIES 1 (qqq)	5,426	$1,741	5.6%	$200899.50	—	ETF	46090E103
VOO	Vanguard Index S&P 500 (voo)	4,444	$1,671	5.3%	$185896.14	—	ETF	922908363
SOXX	ISHARES PHLX SOX SEMICONDUCTOR (soxx)	1,952	$868	2.8%	$444.67	—	ETF	464287523
JNJ	JOHNSON & JOHNSON (jnj)	5,337	$827	2.6%	$147.89	0.0%	COM	478160104
SNSR	Global X Internet of Things ETF (snsr)	24,772	$824	2.6%	$29.94	—	ETF	37954Y780
IWM	ISHARES ETF RUSSELL 2000 (iwm)	4,545	$811	2.6%	$178.40	—	ETF	464287655
BAX	Baxter International Inc. (bax)	19,457	$789	2.5%	$39.42	0.0%	COM	071813109
CVX	Chevron Corporation (cvx)	4,589	$749	2.4%	$148.45	0.0%	COM	166764100
CIBR	First Tr Nasdaq Cybersecurity ETF (cibr)	14,260	$610	2.0%	$42.75	—	ETF	33734X846
IGV	ISHARES ETF NORTH AMERICAN TECH-SO (igv)	1,961	$598	1.9%	$204669.48	—	ETF	464287515
QCOM	QUALCOMM INC (qcom)	3,631	$463	1.5%	$116.41	0.0%	COM	747525103
CPRI	Capri Holdings Limited (cpri)	9,019	$424	1.4%	$53.65	0.0%	COM	G1890L107
IYH	Ishares DJ Us Healthcare (iyh)	1,470	$401	1.3%	$273.06	—	COM	464287762
—	Checkpoint Therapeutics, Inc. (ckpt)	137,252	$309	1.0%	$3.40	—	COM	162828206
WFC	WELLS FARGO COMPANY (wfc)	7,668	$287	0.9%	$40.83	-0.9%	COM	949746101
AVGO	Broadcom Inc. (avgo)	418	$268	0.9%	$57.59	0.0%	COM	11135F101
MASI	Masimo Corp. (masi)	1,425	$263	0.8%	$168.70	0.0%	COM	574795100
MBLY	Mobileye Global Inc. (mbly)	6,034	$261	0.8%	$39.16	0.0%	COM	60741F104
BMY	Bristol Myers-Squibb (bmy)	3,755	$260	0.8%	$61.50	0.0%	COM	110122108
PANW	Palo Alto Networks Inc. (panw)	1,283	$256	0.8%	$84.74	0.0%	COM	697435105
OKTA	Okta Inc. (okta)	2,940	$254	0.8%	$76.12	0.0%	COM	679295105
PD	PagerDuty, Inc. (pd)	6,985	$244	0.8%	$29.36	0.0%	COM	69553P100
PRGS	Progress Software Corp. (prgs)	4,219	$242	0.8%	$55.73	0.0%	COM	743312100
—	MSC Income Fund Inc. (mscf)	29,577	$225	0.7%	$7.61	—	COM	55374X109
—	BioXcel Therapeutics, Inc. (btai)	11,994	$224	0.7%	$9644.47	—	COM	09075P105
MMM	3M Company (mmm)	2,021	$212	0.7%	$84.88	0.0%	COM	88579Y101
—	ProShares Tr Short S&P500 (spxu)	10,400	$140	0.4%	$13.48	—	ETF	74347B110
—	BioLineRx Ltd. (blrx)	128,725	$114	0.4%	$0.89	—	COM	09071M205
—	Chimerix Inc. (cmrx)	69,550	$88	0.3%	$1.48	—	COM	16934W106
—	Synlogic, Inc. (sybx)	100,220	$63	0.2%	$179.45	—	COM	87166L100
MIST	Milestone Pharmaceuticals Inc. (mist)	15,835	$62	0.2%	$3.66	0.0%	COM	59935V107
—	Hepion Pharmaceuticals, Inc. (hepa)	61,175	$48	0.2%	$0.78	—	COM	426897302
—	Outlook Therapeutics, Inc. (otlk)	42,270	$46	0.1%	$519.39	—	COM	69012T206
AMBP	Ardagh Metal Packaging S.A. (ambp)	10,305	$42	0.1%	$3.64	0.0%	COM	L02235106
—	Virios Therapeutics Inc. (viri)	80,590	$30	0.1%	$380.49	—	COM	92829J104
FOFA	Qualis Innovations, Inc. (qlis)	22,284	$18	0.1%	$0.82	+0.7%	COM	74754Q105