Arena Capital Advisors, LLC- CA Diversified Active

CIK: 0001833078 · Show all filings

Period: Q2 2024 (← Previous) (Next →)

Filing Date: Aug 6, 2024

Total Value ($000): $87,413 (100.0% shares, 0.0% debt)

Holdings (37)

DBD DIEBOLD NIXDORF INC 69.2%

Value ($000) $60,461 Shares 1,571,237 Est. Cost $18.98 Unrealized +100.8%

— ENDO INC Common 26.8%

Value ($000) $23,464 Shares 841,756 Est. Cost $27.88 Unrealized —

GSM FERROGLOBE PLC 1.2%

Value ($000) $1,018 Shares 190,000 Est. Cost $4.66 Unrealized +14.3%

HLF HERBALIFE LTD 0.4%

Value ($000) $355 Shares 34,210 Est. Cost $16.13 Unrealized -38.1%

— WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS) 0.4%

Value ($000) $314 Shares 12,097 Est. Cost $26.41 Unrealized —

PL PLANET LABS PBC 0.3%

Value ($000) $287 Shares 154,431 Est. Cost $9.47 Unrealized -79.8%

MCDIF MCDERMOTT INTERNATIONAL ORD (PNK) 0.3%

Value ($000) $266 Shares 915,916 Est. Cost $23.73 Unrealized +22.8%

AVTNF AVATION PLC WARRANTS 0.3%

Value ($000) $232 Shares 667,014 Est. Cost $0.61 Unrealized —

ALVOW ALVOTECH 0.2%

Value ($000) $182 Shares 60,714 Est. Cost $0.84 Unrealized —

TBLA TABOOLA.COM LTD 0.2%

Value ($000) $179 Shares 51,973 Est. Cost $4.01 Unrealized +0.7%

DCGO DOCGO INC 0.2%

Value ($000) $171 Shares 55,462 Est. Cost $9.10 Unrealized -63.8%

— ENDO INC Restricted 0.2%

Value ($000) $163 Shares 5,856 Est. Cost $27.88 Unrealized —

VSAT VIASAT INC 0.1%

Value ($000) $69 Shares 5,400 Est. Cost $20.90 Unrealized -23.7%

— MOBIX LABS EQY WARRANT (NMS) 0.1%

Value ($000) $67 Shares 375,000 Est. Cost $0.48 Unrealized —

— GTT COMMUNICATIONS INC ORD (OTC) 0.1%

Value ($000) $54 Shares 3,360 Est. Cost $14.50 Unrealized —

— PAYONEER GLOBAL INC 0.0%

Value ($000) $31 Shares 133,000 Est. Cost $2.37 Unrealized —

PL/WS PLANET LABS PBC 0.0%

Value ($000) $28 Shares 209,305 Est. Cost $1.94 Unrealized —

— KERNEL GROUP HOLDINGS INC 0.0%

Value ($000) $27 Shares 205,092 Est. Cost $0.59 Unrealized —

NIOBW NIOCORP DEVS LTD 0.0%

Value ($000) $18 Shares 78,035 Est. Cost $0.70 Unrealized —

OCSAW OCULIS HOLDING AG 0.0%

Value ($000) $12 Shares 6,518 Est. Cost $0.41 Unrealized —

AUROW AURORA INNOVATION INC 0.0%

Value ($000) $4 Shares 20,288 Est. Cost $3.11 Unrealized —

GROVW GROVE COLABORATIVE HOLD EQY WARRANT (PNK) 0.0%

Value ($000) $2 Shares 99,616 Est. Cost $0.01 Unrealized —

JWSWF JAWS MUSTANG ACQUISITION COR 0.0%

Value ($000) $2 Shares 25,000 Est. Cost $1.18 Unrealized —

ECXWW ECARX HOLDINGS INC 0.0%

Value ($000) $2 Shares 48,842 Est. Cost $0.10 Unrealized —

— PROSOMNUS INC (PNK) 0.0%

Value ($000) $2 Shares 187,500 Est. Cost $0.08 Unrealized —

— IRIS ACQUISITION CORP 0.0%

Value ($000) $1 Shares 29,166 Est. Cost $1.07 Unrealized —

BNZIW BANZAI INTERNATIONAL INC 0.0%

Value ($000) $1 Shares 39,028 Est. Cost $0.05 Unrealized —

— NORTHERN STAR INVSTMNT CORP 0.0%

Value ($000) $1 Shares 99,998 Est. Cost $1.37 Unrealized —

— INNOVID CORP 0.0%

Value ($000) $0 Shares 8,450 Est. Cost $1.07 Unrealized —

ALUR/WS ALLURION TECHNOLOGIES INC 0.0%

Value ($000) $0 Shares 1,813 Est. Cost $0.91 Unrealized —

ELIWQ ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK) 0.0%

Value ($000) $0 Shares 100,000 Est. Cost $0.03 Unrealized —

CZOWF CAZOO GROUP EQY WARRANT (PNK) 0.0%

Value ($000) $0 Shares 36,456 Est. Cost $0.00 Unrealized —

BHLWQ BENSON HILL EQY WARRANT (PNK) 0.0%

Value ($000) $0 Shares 25,000 Est. Cost $1.40 Unrealized —

AUR AURORA INNOVATION INC 0.0%

Value ($000) $0 Shares 7 Est. Cost $11.09 Unrealized -75.0%

— GTT COMMUNICATIONS INC WRT 0.0%

Value ($000) $0 Shares 10,785 Est. Cost — Unrealized —

CNDA CONCORD ACQUISITION CORP II 0.0%

Value ($000) $0 Shares 75,000 Est. Cost $9.70 Unrealized +9.0%

— CLOUD PEAK ENERGY INC (PNK) 0.0%

Value ($000) $0 Shares 36,579 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DBD	DIEBOLD NIXDORF INC	1,571,237	$60,461	69.2%	$18.98	+100.8%	COM SHS	253651202
—	ENDO INC Common	841,756	$23,464	26.8%	$27.88	—	COM	29290D117
GSM	FERROGLOBE PLC	190,000	$1,018	1.2%	$4.66	+14.3%	SHS	G33856108
HLF	HERBALIFE LTD	34,210	$355	0.4%	$16.13	-38.1%	COM SHS	G4412G101
—	WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS)	12,097	$314	0.4%	$26.41	—	COM	95082P303
PL	PLANET LABS PBC	154,431	$287	0.3%	$9.47	-79.8%	COM CL A	72703X106
MCDIF	MCDERMOTT INTERNATIONAL ORD (PNK)	915,916	$266	0.3%	$23.73	+22.8%	COM	G5924V106
AVTNF	AVATION PLC WARRANTS	667,014	$232	0.3%	$0.61	—	*W EXP 99/99/999	G0713X132
ALVOW	ALVOTECH	60,714	$182	0.2%	$0.84	—	*W EXP 99/99/999	L01800116
TBLA	TABOOLA.COM LTD	51,973	$179	0.2%	$4.01	+0.7%	ORD SHS	M8744T106
DCGO	DOCGO INC	55,462	$171	0.2%	$9.10	-63.8%	COM	256086109
—	ENDO INC Restricted	5,856	$163	0.2%	$27.88	—	COM	29290D109
VSAT	VIASAT INC	5,400	$69	0.1%	$20.90	-23.7%	COM	92552V100
—	MOBIX LABS EQY WARRANT (NMS)	375,000	$67	0.1%	$0.48	—	*W EXP 99/99/999	G2058L111
—	GTT COMMUNICATIONS INC ORD (OTC)	3,360	$54	0.1%	$14.50	—	COM	362393308
—	PAYONEER GLOBAL INC	133,000	$31	0.0%	$2.37	—	*W EXP 99/99/999	70451X112
PL/WS	PLANET LABS PBC	209,305	$28	0.0%	$1.94	—	*W EXP 12/06/202	72703X114
—	KERNEL GROUP HOLDINGS INC	205,092	$27	0.0%	$0.59	—	*W EXP 99/99/999	G5259L129
NIOBW	NIOCORP DEVS LTD	78,035	$18	0.0%	$0.70	—	*W EXP 03/17/202	654484153
OCSAW	OCULIS HOLDING AG	6,518	$12	0.0%	$0.41	—	*W EXP 03/06/202	H5870P110
AUROW	AURORA INNOVATION INC	20,288	$4	0.0%	$3.11	—	*W EXP 11/03/202	051774115
GROVW	GROVE COLABORATIVE HOLD EQY WARRANT (PNK)	99,616	$2	0.0%	$0.01	—	*W EXP 99/99/999	39957D110
JWSWF	JAWS MUSTANG ACQUISITION COR	25,000	$2	0.0%	$1.18	—	*W EXP 01/30/202	G50737124
ECXWW	ECARX HOLDINGS INC	48,842	$2	0.0%	$0.10	—	*W EXP 99/99/999	G29201111
—	PROSOMNUS INC (PNK)	187,500	$2	0.0%	$0.08	—	*W EXP 04/20/202	50535E116
—	IRIS ACQUISITION CORP	29,166	$1	0.0%	$1.07	—	*W EXP 02/28/202	89601Y119
BNZIW	BANZAI INTERNATIONAL INC	39,028	$1	0.0%	$0.05	—	*W EXP 12/14/202	06682J118
—	NORTHERN STAR INVSTMNT CORP	99,998	$1	0.0%	$1.37	—	*W EXP 01/31/202	66573W115
—	INNOVID CORP	8,450	$0	0.0%	$1.07	—	*W EXP 11/30/202	457679116
ALUR/WS	ALLURION TECHNOLOGIES INC	1,813	$0	0.0%	$0.91	—	*W EXP 08/01/203	02008G110
ELIWQ	ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK)	100,000	$0	0.0%	$0.03	—	*W EXP 99/99/999	285046116
CZOWF	CAZOO GROUP EQY WARRANT (PNK)	36,456	$0	0.0%	$0.00	—	*W EXP 99/99/999	G2007L113
BHLWQ	BENSON HILL EQY WARRANT (PNK)	25,000	$0	0.0%	$1.40	—	*W EXP 99/99/999	082490111
AUR	AURORA INNOVATION INC	7	$0	0.0%	$11.09	-75.0%	CLASS A COM	051774107
—	GTT COMMUNICATIONS INC WRT	10,785	$0	0.0%	—	—	*W EXP 99/99/999	362393126
CNDA	CONCORD ACQUISITION CORP II	75,000	$0	0.0%	$9.70	+9.0%	COM CL A	20607U108
—	CLOUD PEAK ENERGY INC (PNK)	36,579	$0	0.0%	—	—	COM	18911Q300