Arena Capital Advisors, LLC- CA Diversified Active

Location: Los Angeles, CA

CIK: 0001833078 · Show all filings

Period: Q2 2024 (← Previous) (Next →)

Filing Date: Aug 6, 2024

Total Value: $87.41M (100.0% shares, 0.0% debt)

Holdings (37)

DBD DIEBOLD NIXDORF INC 69.2%

Value $60.46M Shares 1,571,237 Share Price $38.48 Est. Cost/Share $18.98 Unrealized @ Report Date +102.8%

— ENDO INC Common 26.8%

Value $23.46M Shares 841,756 Share Price $27.87 Est. Cost/Share $27.88 Unrealized @ Report Date —

GSM FERROGLOBE PLC 1.2%

Value $1.018M Shares 190,000 Share Price $5.36 Est. Cost/Share $4.66 Unrealized @ Report Date +12.8%

HLF HERBALIFE LTD 0.4%

Value $355K Shares 34,210 Share Price $10.39 Est. Cost/Share $16.13 Unrealized @ Report Date -35.6%

— WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS) 0.4%

Value $314K Shares 12,097 Share Price $25.93 Est. Cost/Share $26.41 Unrealized @ Report Date —

PL PLANET LABS PBC 0.3%

Value $287K Shares 154,431 Share Price $1.86 Est. Cost/Share $9.47 Unrealized @ Report Date -80.4%

MCDIF MCDERMOTT INTERNATIONAL ORD (PNK) 0.3%

Value $266K Shares 915,916 Share Price $0.29 * Est. Cost/Share $23.73 Unrealized @ Report Date +22.8%

AVTNF AVATION PLC WARRANTS 0.3%

Value $232K Shares 667,014 Share Price $0.35 Est. Cost/Share $0.61 Unrealized @ Report Date —

ALVOW ALVOTECH 0.2%

Value $182K Shares 60,714 Share Price $2.99 Est. Cost/Share $0.84 Unrealized @ Report Date —

TBLA TABOOLA.COM LTD 0.2%

Value $179K Shares 51,973 Share Price $3.44 Est. Cost/Share $4.01 Unrealized @ Report Date -14.1%

DCGO DOCGO INC 0.2%

Value $171K Shares 55,462 Share Price $3.09 Est. Cost/Share $9.10 Unrealized @ Report Date -66.1%

— ENDO INC Restricted 0.2%

Value $163K Shares 5,856 Share Price $27.88 Est. Cost/Share $27.88 Unrealized @ Report Date —

VSAT VIASAT INC 0.1%

Value $68,580 Shares 5,400 Share Price $12.70 Est. Cost/Share $20.90 Unrealized @ Report Date -39.2%

— MOBIX LABS EQY WARRANT (NMS) 0.1%

Value $67,031 Shares 375,000 Share Price $0.18 Est. Cost/Share $0.48 Unrealized @ Report Date —

— GTT COMMUNICATIONS INC ORD (OTC) 0.1%

Value $53,760 Shares 3,360 Share Price $16.00 Est. Cost/Share $14.50 Unrealized @ Report Date —

— PAYONEER GLOBAL INC 0.0%

Value $30,696 Shares 133,000 Share Price $0.23 Est. Cost/Share $2.37 Unrealized @ Report Date —

PL/WS PLANET LABS PBC 0.0%

Value $27,754 Shares 209,305 Share Price $0.13 Est. Cost/Share $1.94 Unrealized @ Report Date —

— KERNEL GROUP HOLDINGS INC 0.0%

Value $26,744 Shares 205,092 Share Price $0.13 Est. Cost/Share $0.59 Unrealized @ Report Date —

NIOBW NIOCORP DEVS LTD 0.0%

Value $18,104 Shares 78,035 Share Price $0.23 Est. Cost/Share $0.70 Unrealized @ Report Date —

OCSAW OCULIS HOLDING AG 0.0%

Value $12,058 Shares 6,518 Share Price $1.85 Est. Cost/Share $0.41 Unrealized @ Report Date —

AUROW AURORA INNOVATION INC 0.0%

Value $4,200 Shares 20,288 Share Price $0.21 Est. Cost/Share $3.11 Unrealized @ Report Date —

GROVW GROVE COLABORATIVE HOLD EQY WARRANT (PNK) 0.0%

Value $2,490 Shares 99,616 Share Price $0.02 Est. Cost/Share $0.01 Unrealized @ Report Date —

JWSWF JAWS MUSTANG ACQUISITION COR 0.0%

Value $2,375 Shares 25,000 Share Price $0.10 Est. Cost/Share $1.18 Unrealized @ Report Date —

ECXWW ECARX HOLDINGS INC 0.0%

Value $1,666 Shares 48,842 Share Price $0.03 Est. Cost/Share $0.10 Unrealized @ Report Date —

— PROSOMNUS INC (PNK) 0.0%

Value $1,612 Shares 187,500 Share Price $0.01 Est. Cost/Share $0.08 Unrealized @ Report Date —

— IRIS ACQUISITION CORP 0.0%

Value $1,167 Shares 29,166 Share Price $0.04 Est. Cost/Share $1.07 Unrealized @ Report Date —

BNZIW BANZAI INTERNATIONAL INC 0.0%

Value $898 Shares 39,028 Share Price $0.02 Est. Cost/Share $0.05 Unrealized @ Report Date —

— NORTHERN STAR INVSTMNT CORP 0.0%

Value $520 Shares 99,998 Share Price $0.01 Est. Cost/Share $1.37 Unrealized @ Report Date —

— INNOVID CORP 0.0%

Value $434 Shares 8,450 Share Price $0.05 Est. Cost/Share $1.07 Unrealized @ Report Date —

ALUR/WS ALLURION TECHNOLOGIES INC 0.0%

Value $290 Shares 1,813 Share Price $0.16 Est. Cost/Share $0.91 Unrealized @ Report Date —

ELIWQ ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK) 0.0%

Value $60 Shares 100,000 Share Price $0.00 Est. Cost/Share $0.03 Unrealized @ Report Date —

CZOWF CAZOO GROUP EQY WARRANT (PNK) 0.0%

Value $55 Shares 36,456 Share Price $0.00 Est. Cost/Share $0.00 Unrealized @ Report Date —

BHLWQ BENSON HILL EQY WARRANT (PNK) 0.0%

Value $45 Shares 25,000 Share Price $0.00 Est. Cost/Share $1.40 Unrealized @ Report Date —

AUR AURORA INNOVATION INC 0.0%

Value $19 Shares 7 Share Price $2.71 * Est. Cost/Share $11.09 Unrealized @ Report Date -75.0%

CNDA CONCORD ACQUISITION CORP II 0.0%

Value $0 Shares 75,000 Share Price $0.00 Est. Cost/Share $9.70 Unrealized @ Report Date +9.0%

— CLOUD PEAK ENERGY INC (PNK) 0.0%

Value $0 Shares 36,579 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

— GTT COMMUNICATIONS INC WRT 0.0%

Value $0 Shares 10,785 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DBD	DIEBOLD NIXDORF INC	1,571,237	$60.46M	69.2%	$38.48	$18.98	+102.8%	COM SHS	253651202
—	ENDO INC Common	841,756	$23.46M	26.8%	$27.87	$27.88	—	COM	29290D117
GSM	FERROGLOBE PLC	190,000	$1.018M	1.2%	$5.36	$4.66	+12.8%	SHS	G33856108
HLF	HERBALIFE LTD	34,210	$355K	0.4%	$10.39	$16.13	-35.6%	COM SHS	G4412G101
—	WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS)	12,097	$314K	0.4%	$25.93	$26.41	—	COM	95082P303
PL	PLANET LABS PBC	154,431	$287K	0.3%	$1.86	$9.47	-80.4%	COM CL A	72703X106
MCDIF	MCDERMOTT INTERNATIONAL ORD (PNK)	915,916	$266K	0.3%	$0.29 *	$23.73	+22.8%	COM	G5924V106
AVTNF	AVATION PLC WARRANTS	667,014	$232K	0.3%	$0.35	$0.61	—	*W EXP 99/99/999	G0713X132
ALVOW	ALVOTECH	60,714	$182K	0.2%	$2.99	$0.84	—	*W EXP 99/99/999	L01800116
TBLA	TABOOLA.COM LTD	51,973	$179K	0.2%	$3.44	$4.01	-14.1%	ORD SHS	M8744T106
DCGO	DOCGO INC	55,462	$171K	0.2%	$3.09	$9.10	-66.1%	COM	256086109
—	ENDO INC Restricted	5,856	$163K	0.2%	$27.88	$27.88	—	COM	29290D109
VSAT	VIASAT INC	5,400	$68,580	0.1%	$12.70	$20.90	-39.2%	COM	92552V100
—	MOBIX LABS EQY WARRANT (NMS)	375,000	$67,031	0.1%	$0.18	$0.48	—	*W EXP 99/99/999	G2058L111
—	GTT COMMUNICATIONS INC ORD (OTC)	3,360	$53,760	0.1%	$16.00	$14.50	—	COM	362393308
—	PAYONEER GLOBAL INC	133,000	$30,696	0.0%	$0.23	$2.37	—	*W EXP 99/99/999	70451X112
PL/WS	PLANET LABS PBC	209,305	$27,754	0.0%	$0.13	$1.94	—	*W EXP 12/06/202	72703X114
—	KERNEL GROUP HOLDINGS INC	205,092	$26,744	0.0%	$0.13	$0.59	—	*W EXP 99/99/999	G5259L129
NIOBW	NIOCORP DEVS LTD	78,035	$18,104	0.0%	$0.23	$0.70	—	*W EXP 03/17/202	654484153
OCSAW	OCULIS HOLDING AG	6,518	$12,058	0.0%	$1.85	$0.41	—	*W EXP 03/06/202	H5870P110
AUROW	AURORA INNOVATION INC	20,288	$4,200	0.0%	$0.21	$3.11	—	*W EXP 11/03/202	051774115
GROVW	GROVE COLABORATIVE HOLD EQY WARRANT (PNK)	99,616	$2,490	0.0%	$0.02	$0.01	—	*W EXP 99/99/999	39957D110
JWSWF	JAWS MUSTANG ACQUISITION COR	25,000	$2,375	0.0%	$0.10	$1.18	—	*W EXP 01/30/202	G50737124
ECXWW	ECARX HOLDINGS INC	48,842	$1,666	0.0%	$0.03	$0.10	—	*W EXP 99/99/999	G29201111
—	PROSOMNUS INC (PNK)	187,500	$1,612	0.0%	$0.01	$0.08	—	*W EXP 04/20/202	50535E116
—	IRIS ACQUISITION CORP	29,166	$1,167	0.0%	$0.04	$1.07	—	*W EXP 02/28/202	89601Y119
BNZIW	BANZAI INTERNATIONAL INC	39,028	$898	0.0%	$0.02	$0.05	—	*W EXP 12/14/202	06682J118
—	NORTHERN STAR INVSTMNT CORP	99,998	$520	0.0%	$0.01	$1.37	—	*W EXP 01/31/202	66573W115
—	INNOVID CORP	8,450	$434	0.0%	$0.05	$1.07	—	*W EXP 11/30/202	457679116
ALUR/WS	ALLURION TECHNOLOGIES INC	1,813	$290	0.0%	$0.16	$0.91	—	*W EXP 08/01/203	02008G110
ELIWQ	ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK)	100,000	$60	0.0%	$0.00	$0.03	—	*W EXP 99/99/999	285046116
CZOWF	CAZOO GROUP EQY WARRANT (PNK)	36,456	$55	0.0%	$0.00	$0.00	—	*W EXP 99/99/999	G2007L113
BHLWQ	BENSON HILL EQY WARRANT (PNK)	25,000	$45	0.0%	$0.00	$1.40	—	*W EXP 99/99/999	082490111
AUR	AURORA INNOVATION INC	7	$19	0.0%	$2.71 *	$11.09	-75.0%	CLASS A COM	051774107
CNDA	CONCORD ACQUISITION CORP II	75,000	$0	0.0%	$0.00	$9.70	+9.0%	COM CL A	20607U108
—	CLOUD PEAK ENERGY INC (PNK)	36,579	$0	0.0%	$0.00	—	—	COM	18911Q300
—	GTT COMMUNICATIONS INC WRT	10,785	$0	0.0%	$0.00	—	—	*W EXP 99/99/999	362393126