Arena Capital Advisors, LLC- CA Diversified Active

Location: Los Angeles, CA

CIK: 0001833078 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Nov 12, 2024

Total Value: $91.79M (100.0% shares, 0.0% debt)

Holdings (31)

DBD DIEBOLD NIXDORF INC 73.6%

Value $67.57M Shares 1,512,913 Share Price $44.66 Est. Cost/Share $18.98 Unrealized @ Report Date +135.4%

— ENDO INC Common 23.5%

Value $21.6M Shares 847,612 Share Price $25.48 Est. Cost/Share $27.88 Unrealized @ Report Date —

GSM FERROGLOBE PLC 1.0%

Value $882K Shares 190,000 Share Price $4.64 Est. Cost/Share $4.66 Unrealized @ Report Date -2.1%

PL PLANET LABS PBC 0.4%

Value $344K Shares 154,431 Share Price $2.23 Est. Cost/Share $9.47 Unrealized @ Report Date -76.5%

HLF HERBALIFE LTD 0.3%

Value $246K Shares 34,210 Share Price $7.19 Est. Cost/Share $16.13 Unrealized @ Report Date -55.4%

AVTNF AVATION PLC WARRANTS 0.3%

Value $245K Shares 667,014 Share Price $0.37 Est. Cost/Share $0.61 Unrealized @ Report Date —

ALVOW ALVOTECH 0.2%

Value $185K Shares 60,714 Share Price $3.05 Est. Cost/Share $0.84 Unrealized @ Report Date —

MCDIF MCDERMOTT INTERNATIONAL ORD (PNK) 0.2%

Value $183K Shares 915,916 Share Price $0.20 * Est. Cost/Share $23.73 Unrealized @ Report Date +28.7%

TBLA TABOOLA.COM LTD 0.2%

Value $175K Shares 51,973 Share Price $3.36 Est. Cost/Share $4.01 Unrealized @ Report Date -16.1%

DCGO DOCGO INC 0.1%

Value $132K Shares 39,870 Share Price $3.32 Est. Cost/Share $9.10 Unrealized @ Report Date -63.5%

VSAT VIASAT INC 0.1%

Value $64,476 Shares 5,400 Share Price $11.94 Est. Cost/Share $20.90 Unrealized @ Report Date -42.9%

MOBXW MOBIX LABS INC 0.1%

Value $55,781 Shares 375,000 Share Price $0.15 Est. Cost/Share $0.15 Unrealized @ Report Date —

— GTT COMMUNICATIONS INC ORD (OTC) 0.1%

Value $55,440 Shares 3,360 Share Price $16.50 Est. Cost/Share $14.50 Unrealized @ Report Date —

AUROW AURORA INNOVATION INC 0.0%

Value $16,819 Shares 20,288 Share Price $0.83 Est. Cost/Share $3.11 Unrealized @ Report Date —

OCSAW OCULIS HOLDING AG 0.0%

Value $13,688 Shares 6,518 Share Price $2.10 Est. Cost/Share $0.41 Unrealized @ Report Date —

NIOBW NIOCORP DEVS LTD 0.0%

Value $9,754 Shares 78,035 Share Price $0.12 Est. Cost/Share $0.70 Unrealized @ Report Date —

PL/WS PLANET LABS PBC 0.0%

Value $8,333 Shares 40,084 Share Price $0.21 Est. Cost/Share $1.94 Unrealized @ Report Date —

GROVW GROVE COLABORATIVE HOLD EQY WARRANT (PNK) 0.0%

Value $1,943 Shares 99,616 Share Price $0.02 Est. Cost/Share $0.01 Unrealized @ Report Date —

ECXWW ECARX HOLDINGS INC 0.0%

Value $1,040 Shares 48,842 Share Price $0.02 Est. Cost/Share $0.10 Unrealized @ Report Date —

— IRIS ACQUISITION EQY WARRANT (PNK) 0.0%

Value $948 Shares 29,166 Share Price $0.03 Est. Cost/Share $1.07 Unrealized @ Report Date —

JWSWF JAWS MUSTANG ACQUISITION COR 0.0%

Value $813 Shares 25,000 Share Price $0.03 Est. Cost/Share $1.18 Unrealized @ Report Date —

— INNOVID CORP 0.0%

Value $340 Shares 8,450 Share Price $0.04 Est. Cost/Share $1.07 Unrealized @ Report Date —

BNZIW BANZAI INTERNATIONAL INC 0.0%

Value $316 Shares 39,028 Share Price $0.01 Est. Cost/Share $0.05 Unrealized @ Report Date —

ALUR/WS ALLURION TECHNOLOGIES INC 0.0%

Value $73 Shares 1,813 Share Price $0.04 Est. Cost/Share $0.91 Unrealized @ Report Date —

AUR AURORA INNOVATION INC 0.0%

Value $41 Shares 7 Share Price $5.86 Est. Cost/Share $11.09 Unrealized @ Report Date -46.6%

ELIWQ ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK) 0.0%

Value $30 Shares 100,000 Share Price $0.00 Est. Cost/Share $0.03 Unrealized @ Report Date —

BHLWQ BENSON HILL EQY WARRANT (PNK) 0.0%

Value $26 Shares 25,000 Share Price $0.00 Est. Cost/Share $1.40 Unrealized @ Report Date —

CZOWF CAZOO GROUP EQY WARRANT (PNK) 0.0%

Value $0 Shares 36,456 Share Price $0.00 Est. Cost/Share $0.00 Unrealized @ Report Date —

— GTT COMMUNICATIONS INC WRT 0.0%

Value $0 Shares 10,785 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

— CLOUD PEAK ENERGY INC (PNK) 0.0%

Value $0 Shares 36,579 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —

— NORTHERN STAR INVSTMNT CORP 0.0%

Value $0 Shares 99,998 Share Price $0.00 Est. Cost/Share $1.37 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DBD	DIEBOLD NIXDORF INC	1,512,913	$67.57M	73.6%	$44.66	$18.98	+135.4%	COM SHS	253651202
—	ENDO INC Common	847,612	$21.6M	23.5%	$25.48	$27.88	—	COM	29290D117
GSM	FERROGLOBE PLC	190,000	$882K	1.0%	$4.64	$4.66	-2.1%	SHS	G33856108
PL	PLANET LABS PBC	154,431	$344K	0.4%	$2.23	$9.47	-76.5%	COM CL A	72703X106
HLF	HERBALIFE LTD	34,210	$246K	0.3%	$7.19	$16.13	-55.4%	COM SHS	G4412G101
AVTNF	AVATION PLC WARRANTS	667,014	$245K	0.3%	$0.37	$0.61	—	*W EXP 99/99/999	G0713X132
ALVOW	ALVOTECH	60,714	$185K	0.2%	$3.05	$0.84	—	*W EXP 99/99/999	L01800116
MCDIF	MCDERMOTT INTERNATIONAL ORD (PNK)	915,916	$183K	0.2%	$0.20 *	$23.73	+28.7%	COM	G5924V106
TBLA	TABOOLA.COM LTD	51,973	$175K	0.2%	$3.36	$4.01	-16.1%	ORD SHS	M8744T106
DCGO	DOCGO INC	39,870	$132K	0.1%	$3.32	$9.10	-63.5%	COM	256086109
VSAT	VIASAT INC	5,400	$64,476	0.1%	$11.94	$20.90	-42.9%	COM	92552V100
MOBXW	MOBIX LABS INC	375,000	$55,781	0.1%	$0.15	$0.15	—	*W EXP 99/99/999	60743G118
—	GTT COMMUNICATIONS INC ORD (OTC)	3,360	$55,440	0.1%	$16.50	$14.50	—	COM	362393308
AUROW	AURORA INNOVATION INC	20,288	$16,819	0.0%	$0.83	$3.11	—	*W EXP 11/03/202	051774115
OCSAW	OCULIS HOLDING AG	6,518	$13,688	0.0%	$2.10	$0.41	—	*W EXP 03/06/202	H5870P110
NIOBW	NIOCORP DEVS LTD	78,035	$9,754	0.0%	$0.12	$0.70	—	*W EXP 03/17/202	654484153
PL/WS	PLANET LABS PBC	40,084	$8,333	0.0%	$0.21	$1.94	—	*W EXP 12/06/202	72703X114
GROVW	GROVE COLABORATIVE HOLD EQY WARRANT (PNK)	99,616	$1,943	0.0%	$0.02	$0.01	—	*W EXP 99/99/999	39957D110
ECXWW	ECARX HOLDINGS INC	48,842	$1,040	0.0%	$0.02	$0.10	—	*W EXP 99/99/999	G29201111
—	IRIS ACQUISITION EQY WARRANT (PNK)	29,166	$948	0.0%	$0.03	$1.07	—	*W EXP 02/28/202	89601Y119
JWSWF	JAWS MUSTANG ACQUISITION COR	25,000	$813	0.0%	$0.03	$1.18	—	*W EXP 01/30/202	G50737124
—	INNOVID CORP	8,450	$340	0.0%	$0.04	$1.07	—	*W EXP 11/30/202	457679116
BNZIW	BANZAI INTERNATIONAL INC	39,028	$316	0.0%	$0.01	$0.05	—	*W EXP 12/14/202	06682J118
ALUR/WS	ALLURION TECHNOLOGIES INC	1,813	$73	0.0%	$0.04	$0.91	—	*W EXP 08/01/203	02008G110
AUR	AURORA INNOVATION INC	7	$41	0.0%	$5.86	$11.09	-46.6%	CLASS A COM	051774107
ELIWQ	ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK)	100,000	$30	0.0%	$0.00	$0.03	—	*W EXP 99/99/999	285046116
BHLWQ	BENSON HILL EQY WARRANT (PNK)	25,000	$26	0.0%	$0.00	$1.40	—	*W EXP 99/99/999	082490111
CZOWF	CAZOO GROUP EQY WARRANT (PNK)	36,456	$0	0.0%	$0.00	$0.00	—	*W EXP 99/99/999	G2007L113
—	GTT COMMUNICATIONS INC WRT	10,785	$0	0.0%	$0.00	—	—	*W EXP 99/99/999	362393126
—	CLOUD PEAK ENERGY INC (PNK)	36,579	$0	0.0%	$0.00	—	—	COM	18911Q300
—	NORTHERN STAR INVSTMNT CORP	99,998	$0	0.0%	$0.00	$1.37	—	*W EXP 01/31/202	66573W115