Arena Capital Advisors, LLC- CA Diversified Active

CIK: 0001833078 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Nov 12, 2024

Total Value ($000): $91,786 (100.0% shares, 0.0% debt)

Holdings (31)

DBD DIEBOLD NIXDORF INC 73.6%

Value ($000) $67,567 Shares 1,512,913 Est. Cost $18.98 Unrealized +117.9%

— ENDO INC Common 23.5%

Value ($000) $21,597 Shares 847,612 Est. Cost $27.88 Unrealized —

GSM FERROGLOBE PLC 1.0%

Value ($000) $882 Shares 190,000 Est. Cost $4.66 Unrealized +1.9%

PL PLANET LABS PBC 0.4%

Value ($000) $344 Shares 154,431 Est. Cost $9.47 Unrealized -76.6%

HLF HERBALIFE LTD 0.3%

Value ($000) $246 Shares 34,210 Est. Cost $16.13 Unrealized -42.9%

AVTNF AVATION PLC WARRANTS 0.3%

Value ($000) $245 Shares 667,014 Est. Cost $0.61 Unrealized —

ALVOW ALVOTECH 0.2%

Value ($000) $185 Shares 60,714 Est. Cost $0.84 Unrealized —

MCDIF MCDERMOTT INTERNATIONAL ORD (PNK) 0.2%

Value ($000) $183 Shares 915,916 Est. Cost $23.73 Unrealized +28.7%

TBLA TABOOLA.COM LTD 0.2%

Value ($000) $175 Shares 51,973 Est. Cost $4.01 Unrealized -17.7%

DCGO DOCGO INC 0.1%

Value ($000) $132 Shares 39,870 Est. Cost $9.10 Unrealized -62.7%

VSAT VIASAT INC 0.1%

Value ($000) $64 Shares 5,400 Est. Cost $20.90 Unrealized -22.8%

MOBXW MOBIX LABS INC 0.1%

Value ($000) $56 Shares 375,000 Est. Cost $0.15 Unrealized —

— GTT COMMUNICATIONS INC ORD (OTC) 0.1%

Value ($000) $55 Shares 3,360 Est. Cost $14.50 Unrealized —

AUROW AURORA INNOVATION INC 0.0%

Value ($000) $17 Shares 20,288 Est. Cost $3.11 Unrealized —

OCSAW OCULIS HOLDING AG 0.0%

Value ($000) $14 Shares 6,518 Est. Cost $0.41 Unrealized —

NIOBW NIOCORP DEVS LTD 0.0%

Value ($000) $10 Shares 78,035 Est. Cost $0.70 Unrealized —

PL/WS PLANET LABS PBC 0.0%

Value ($000) $8 Shares 40,084 Est. Cost $1.94 Unrealized —

GROVW GROVE COLABORATIVE HOLD EQY WARRANT (PNK) 0.0%

Value ($000) $2 Shares 99,616 Est. Cost $0.01 Unrealized —

ECXWW ECARX HOLDINGS INC 0.0%

Value ($000) $1 Shares 48,842 Est. Cost $0.10 Unrealized —

— IRIS ACQUISITION EQY WARRANT (PNK) 0.0%

Value ($000) $1 Shares 29,166 Est. Cost $1.07 Unrealized —

JWSWF JAWS MUSTANG ACQUISITION COR 0.0%

Value ($000) $1 Shares 25,000 Est. Cost $1.18 Unrealized —

— INNOVID CORP 0.0%

Value ($000) $0 Shares 8,450 Est. Cost $1.07 Unrealized —

BNZIW BANZAI INTERNATIONAL INC 0.0%

Value ($000) $0 Shares 39,028 Est. Cost $0.05 Unrealized —

ALUR/WS ALLURION TECHNOLOGIES INC 0.0%

Value ($000) $0 Shares 1,813 Est. Cost $0.91 Unrealized —

AUR AURORA INNOVATION INC 0.0%

Value ($000) $0 Shares 7 Est. Cost $11.09 Unrealized -62.4%

ELIWQ ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK) 0.0%

Value ($000) $0 Shares 100,000 Est. Cost $0.03 Unrealized —

BHLWQ BENSON HILL EQY WARRANT (PNK) 0.0%

Value ($000) $0 Shares 25,000 Est. Cost $1.40 Unrealized —

CZOWF CAZOO GROUP EQY WARRANT (PNK) 0.0%

Value ($000) $0 Shares 36,456 Est. Cost $0.00 Unrealized —

— GTT COMMUNICATIONS INC WRT 0.0%

Value ($000) $0 Shares 10,785 Est. Cost — Unrealized —

— CLOUD PEAK ENERGY INC (PNK) 0.0%

Value ($000) $0 Shares 36,579 Est. Cost — Unrealized —

— NORTHERN STAR INVSTMNT CORP 0.0%

Value ($000) $0 Shares 99,998 Est. Cost $1.37 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DBD	DIEBOLD NIXDORF INC	1,512,913	$67,567	73.6%	$18.98	+117.9%	COM SHS	253651202
—	ENDO INC Common	847,612	$21,597	23.5%	$27.88	—	COM	29290D117
GSM	FERROGLOBE PLC	190,000	$882	1.0%	$4.66	+1.9%	SHS	G33856108
PL	PLANET LABS PBC	154,431	$344	0.4%	$9.47	-76.6%	COM CL A	72703X106
HLF	HERBALIFE LTD	34,210	$246	0.3%	$16.13	-42.9%	COM SHS	G4412G101
AVTNF	AVATION PLC WARRANTS	667,014	$245	0.3%	$0.61	—	*W EXP 99/99/999	G0713X132
ALVOW	ALVOTECH	60,714	$185	0.2%	$0.84	—	*W EXP 99/99/999	L01800116
MCDIF	MCDERMOTT INTERNATIONAL ORD (PNK)	915,916	$183	0.2%	$23.73	+28.7%	COM	G5924V106
TBLA	TABOOLA.COM LTD	51,973	$175	0.2%	$4.01	-17.7%	ORD SHS	M8744T106
DCGO	DOCGO INC	39,870	$132	0.1%	$9.10	-62.7%	COM	256086109
VSAT	VIASAT INC	5,400	$64	0.1%	$20.90	-22.8%	COM	92552V100
MOBXW	MOBIX LABS INC	375,000	$56	0.1%	$0.15	—	*W EXP 99/99/999	60743G118
—	GTT COMMUNICATIONS INC ORD (OTC)	3,360	$55	0.1%	$14.50	—	COM	362393308
AUROW	AURORA INNOVATION INC	20,288	$17	0.0%	$3.11	—	*W EXP 11/03/202	051774115
OCSAW	OCULIS HOLDING AG	6,518	$14	0.0%	$0.41	—	*W EXP 03/06/202	H5870P110
NIOBW	NIOCORP DEVS LTD	78,035	$10	0.0%	$0.70	—	*W EXP 03/17/202	654484153
PL/WS	PLANET LABS PBC	40,084	$8	0.0%	$1.94	—	*W EXP 12/06/202	72703X114
GROVW	GROVE COLABORATIVE HOLD EQY WARRANT (PNK)	99,616	$2	0.0%	$0.01	—	*W EXP 99/99/999	39957D110
ECXWW	ECARX HOLDINGS INC	48,842	$1	0.0%	$0.10	—	*W EXP 99/99/999	G29201111
—	IRIS ACQUISITION EQY WARRANT (PNK)	29,166	$1	0.0%	$1.07	—	*W EXP 02/28/202	89601Y119
JWSWF	JAWS MUSTANG ACQUISITION COR	25,000	$1	0.0%	$1.18	—	*W EXP 01/30/202	G50737124
—	INNOVID CORP	8,450	$0	0.0%	$1.07	—	*W EXP 11/30/202	457679116
BNZIW	BANZAI INTERNATIONAL INC	39,028	$0	0.0%	$0.05	—	*W EXP 12/14/202	06682J118
ALUR/WS	ALLURION TECHNOLOGIES INC	1,813	$0	0.0%	$0.91	—	*W EXP 08/01/203	02008G110
AUR	AURORA INNOVATION INC	7	$0	0.0%	$11.09	-62.4%	CLASS A COM	051774107
ELIWQ	ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK)	100,000	$0	0.0%	$0.03	—	*W EXP 99/99/999	285046116
BHLWQ	BENSON HILL EQY WARRANT (PNK)	25,000	$0	0.0%	$1.40	—	*W EXP 99/99/999	082490111
CZOWF	CAZOO GROUP EQY WARRANT (PNK)	36,456	$0	0.0%	$0.00	—	*W EXP 99/99/999	G2007L113
—	GTT COMMUNICATIONS INC WRT	10,785	$0	0.0%	—	—	*W EXP 99/99/999	362393126
—	CLOUD PEAK ENERGY INC (PNK)	36,579	$0	0.0%	—	—	COM	18911Q300
—	NORTHERN STAR INVSTMNT CORP	99,998	$0	0.0%	$1.37	—	*W EXP 01/31/202	66573W115