CIK: 0001510281 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value ($000): $1,246,818 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK CORPOR HI YLD FD I | 6,979,323 | $79,564 | 6.4% | $12.16 | — | COM | 09255P107 |
| RIG | TRANSOCEAN LTD | 3,898,300 | $71,456 | 5.7% | — | — | Put | H8817H100 |
| — | BLACKROCK DEBT STRAT FD INC | 15,820,136 | $58,851 | 4.7% | $4.04 | — | COM | 09255R103 |
| — | PIMCO DYNAMIC CR INCOME FD | 2,256,284 | $46,592 | 3.7% | $22.38 | — | COM SHS | 72202D106 |
| — | BLACKROCK CR ALLCTN INC TR | 3,163,682 | $40,875 | 3.3% | $13.72 | — | COM | 092508100 |
| — | MORGAN STANLEY EM MKTS DM DE | 3,465,097 | $36,591 | 2.9% | $13.11 | — | COM | 617477104 |
| — | BLACKROCK MULTI-SECTOR INC T | 2,005,559 | $33,633 | 2.7% | $17.15 | — | COM | 09258A107 |
| — | PUTNAM PREMIER INCOME TR | 5,880,265 | $30,871 | 2.5% | $5.48 | — | SH BEN INT | 746853100 |
| — | WELLS FARGO ADVANTAGE INCOME | 3,397,049 | $30,200 | 2.4% | $9.11 | — | COM SHS | 94987B105 |
| MBI | MBIA INC | 3,163,400 | $30,179 | 2.4% | $4.73 | -11.1% | Put | 55262C100 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,723,585 | $28,405 | 2.3% | $16.93 | — | COM SHS BEN IN | 09257R101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 5,028,347 | $27,907 | 2.2% | $6.27 | — | COM | 003009107 |
| BPOP | POPULAR INC | 812,300 | $27,659 | 2.2% | $24.05 | -1.7% | Put | 733174700 |
| — | PENNEY J C INC | 4,020,200 | $26,051 | 2.1% | — | — | Put | 708160106 |
| — | WESTERN ASSET HGH YLD DFNDFD | 1,639,390 | $25,853 | 2.1% | $17.71 | — | COM | 95768B107 |
| — | CONSOL ENERGY INC | 681,000 | $23,025 | 1.8% | $33.81 | — | Put | 20854P109 |
| — | WELLS FARGO ADVANTAGE MULTI | 1,643,375 | $22,399 | 1.8% | $14.15 | — | COM SHS | 94987D101 |
| — | WESTERN ASSET MGD HI INCM FD | 4,314,910 | $22,049 | 1.8% | $5.71 | — | COM | 95766L107 |
| — | NUVEEN MTG OPPORTUNITY TERM | 891,750 | $20,644 | 1.7% | $23.75 | — | COM | 670735109 |
| — | WESTERN ASSET EMRG MKT INCM | 1,648,089 | $18,047 | 1.4% | $12.09 | — | COM | 95766E103 |
| — | GLOBAL HIGH INCOME FUND INC | 1,987,215 | $17,527 | 1.4% | $10.00 | — | COM | 37933G108 |
| BND | VANGUARD BD INDEX FD INC | 209,205 | $17,232 | 1.4% | $82.37 | — | TOTAL BND MRKT | 921937835 |
| — | SEARS HLDGS CORP | 513,800 | $16,945 | 1.4% | $25.19 | — | Put | 812350106 |
| — | WESTERN ASSET HIGH INCM OPP | 3,072,438 | $16,499 | 1.3% | $6.01 | — | COM | 95766K109 |
| — | MFS MULTIMARKET INCOME TR | 2,490,689 | $16,189 | 1.3% | $6.54 | — | SH BEN INT | 552737108 |
| — | MFS CHARTER INCOME TR | 1,663,266 | $15,285 | 1.2% | $9.08 | — | SH BEN INT | 552727109 |
| MUR | MURPHY OIL CORP | 300,000 | $15,156 | 1.2% | $33.71 | 0.0% | Put | 626717102 |
| — | WESTERN ASSET GLOBAL CP DEFI | 848,772 | $15,091 | 1.2% | $18.07 | — | COM | 95790C107 |
| — | FRANKLIN LTD DURATION INC TR | 1,237,813 | $15,089 | 1.2% | $12.88 | — | COM | 35472T101 |
| — | WESTERN ASSET EMRG MKT DEBT | 921,565 | $14,524 | 1.2% | $17.59 | — | COM | 95766A101 |
| — | BARCLAYS BK PLC | 454,300 | $14,315 | 1.1% | — | — | Put | 06742E711 |
| — | TALISMAN ENERGY INC | 1,610,260 | $12,608 | 1.0% | $9.09 | — | COM | 87425E103 |
| — | NEUBERGER BERMAN HGH YLD FD | 987,417 | $12,145 | 1.0% | $13.24 | — | COM | 64128C106 |
| — | DEUTSCHE HIGH INCOME TR | 1,328,512 | $11,611 | 0.9% | $8.93 | — | SHS | 25155R100 |
| — | BLACKSTONE GSO LNG SHRT CR I | 686,581 | $10,663 | 0.9% | $17.16 | — | COM SHS BN INT | 09257D102 |
| — | HANCOCK JOHN PREMUIM DIV FD | 766,901 | $10,545 | 0.8% | $12.36 | — | COM SH BEN INT | 41013T105 |
| — | MANAGED HIGH YIELD PLUS FD I | 5,831,973 | $10,498 | 0.8% | $2.06 | — | COM | 561911108 |
| — | DEUTSCHE HIGH INCOME OPPORT | 733,003 | $10,284 | 0.8% | $14.64 | — | COM | 25158Y102 |
| — | BLACKROCK CORE BD TR | 750,974 | $9,913 | 0.8% | $12.97 | — | SHS BEN INT | 09249E101 |
| — | BARRICK GOLD CORP | 881,344 | $9,474 | 0.8% | $16.66 | — | COM | 067901108 |
| — | LEGG MASON BW GLB INC OPP FD | 540,511 | $9,032 | 0.7% | $17.20 | — | COM | 52469B100 |
| VRE | MACK CALI RLTY CORP | 471,634 | $8,989 | 0.7% | $21.35 | — | COM | 554489104 |
| — | INVESCO DYNAMIC CR OPP FD | 749,394 | $8,880 | 0.7% | $12.12 | — | COM | 46132R104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,041,482 | $8,873 | 0.7% | $8.85 | — | SHS | 25160E102 |
| LQD | ISHARES | 65,753 | $7,852 | 0.6% | $118.92 | — | IBOXX INV CP ETF | 464287242 |
| — | FIRST TR HIGH INCOME L/S FD | 476,666 | $7,627 | 0.6% | $17.47 | — | COM | 33738E109 |
| — | BROOKFIELD MTG OPP INC FD IN | 436,319 | $7,173 | 0.6% | $16.89 | — | COM | 112792106 |
| — | PUTNAM MASTER INTER INCOME T | 1,490,812 | $7,171 | 0.6% | $5.08 | — | SH BEN INT | 746909100 |
| — | NUVEEN QUALITY PFD INC FD 3 | 858,778 | $7,154 | 0.6% | $8.30 | — | COM | 67072W101 |
| — | APOLLO TACTICAL INCOME FD IN | 406,212 | $6,483 | 0.5% | $18.35 | — | COM | 037638103 |
| DGX | QUEST DIAGNOSTICS INC | 95,250 | $6,387 | 0.5% | $45.89 | +10.1% | COM | 74834L100 |
| — | HCP INC | 139,099 | $6,125 | 0.5% | $40.38 | — | COM | 40414L109 |
| — | CONSOL ENERGY INC | 163,000 | $5,511 | 0.4% | $33.81 | — | COM | 20854P109 |
| — | WESTERN ASSET GLB PTNRS INCO | 554,908 | $5,438 | 0.4% | $10.68 | — | COM | 95766G108 |
| — | WESTERN ASSET WORLDWIDE INCO | 433,944 | $4,951 | 0.4% | $12.37 | — | COM | 957668106 |
| — | PUTMAN HIGH INCOME SEC FUND | 595,814 | $4,832 | 0.4% | $8.35 | — | SHS BEN INT | 746779107 |
| — | TRINSEO S A | 262,569 | $4,582 | 0.4% | $20.54 | — | SHS | L9340P101 |
| — | AK STL HLDG CORP | 744,370 | $4,422 | 0.4% | $7.96 | — | COM | 001547108 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,612,190 | $4,272 | 0.3% | $2.82 | — | SH BEN INT | 59318T109 |
| KBR | KBR INC | 251,991 | $4,271 | 0.3% | $21.13 | -28.1% | COM | 48242W106 |
| MBI | MBIA INC | 442,840 | $4,225 | 0.3% | $4.73 | -11.1% | COM | 55262C100 |
| SPY | SPDR S&P 500 ETF TR | 20,000 | $4,110 | 0.3% | $197.02 | — | TR UNIT | 78462F103 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 174,269 | $4,069 | 0.3% | $25.52 | — | COM | 76973Q105 |
| UNF | UNIFIRST CORP MASS | 32,720 | $3,974 | 0.3% | $96.21 | +7.9% | COM | 904708104 |
| — | GRACE W R & CO DEL NEW | 39,888 | $3,805 | 0.3% | $92.78 | — | COM | 38388F108 |
| FLEX | FLEXTRONICS INTL LTD | 311,225 | $3,598 | 0.3% | $7.43 | +6.4% | ORD | Y2573F102 |
| — | DYNEGY INC NEW DEL | 868,769 | $3,501 | 0.3% | $1.76 | — | *W EXP 10/02/201 | 26817R116 |
| — | NUVEEN CR STRATEGIES INCM FD | 384,547 | $3,372 | 0.3% | $8.96 | — | COM SHS | 67073D102 |
| — | ALCOA INC | 210,900 | $3,330 | 0.3% | — | — | Call | 013817101 |
| GNW | GENWORTH FINL INC | 379,378 | $3,225 | 0.3% | $14.46 | -27.4% | COM CL A | 37247D106 |
| WEN | WENDYS CO | 345,464 | $3,120 | 0.3% | $6.02 | +40.3% | COM | 95058W100 |
| SKYW | SKYWEST INC | 230,229 | $3,057 | 0.2% | $11.29 | -4.6% | COM | 830879102 |
| MTRX | MATRIX SVC CO | 135,959 | $3,035 | 0.2% | $26.03 | -13.6% | COM | 576853105 |
| HII | HUNTINGTON INGALLS INDS INC | 26,064 | $2,931 | 0.2% | $80.84 | +5.7% | COM | 446413106 |
| — | ROCK-TENN CO | 45,846 | $2,796 | 0.2% | $56.35 | — | CL A | 772739207 |
| — | STRATEGIC GLOBAL INCOME FD | 329,287 | $2,792 | 0.2% | $9.18 | — | COM | 862719101 |
| IGLB | ISHARES | 44,553 | $2,742 | 0.2% | $61.54 | — | 10+ YR CR BD ETF | 464289511 |
| — | INVESCO HIGH INCOME TR II | 178,560 | $2,680 | 0.2% | $16.12 | — | COM | 46131F101 |
| — | ROWAN COMPANIES PLC | 113,684 | $2,651 | 0.2% | $25.31 | — | SHS CL A | G7665A101 |
| BPOP | POPULAR INC | 73,789 | $2,513 | 0.2% | $24.05 | -1.7% | COM NEW | 733174700 |
| MUR | MURPHY OIL CORP | 49,220 | $2,487 | 0.2% | $33.71 | 0.0% | COM | 626717102 |
| TTEK | TETRA TECH INC NEW | 93,017 | $2,484 | 0.2% | $5.21 | +0.3% | COM | 88162G103 |
| EME | EMCOR GROUP INC | 55,288 | $2,460 | 0.2% | $40.83 | +0.3% | COM | 29084Q100 |
| — | BLACKROCK LTD DURATION INC T | 149,690 | $2,353 | 0.2% | $17.09 | — | COM SHS | 09249W101 |
| — | DELAWARE INVTS DIV & INCOME | 238,291 | $2,347 | 0.2% | $10.50 | — | COM | 245915103 |
| — | PEABODY ENERGY CORP | 301,500 | $2,334 | 0.2% | $12.87 | — | Put | 704549104 |
| — | PEABODY ENERGY CORP | 283,052 | $2,191 | 0.2% | $12.87 | — | COM | 704549104 |
| MAS | MASCO CORP | 86,328 | $2,175 | 0.2% | $16.57 | +5.7% | COM | 574599106 |
| — | CREDIT SUISSE ASSET MGMT INC | 659,168 | $2,169 | 0.2% | $3.58 | — | COM | 224916106 |
| WOR | WORTHINGTON INDS INC | 71,560 | $2,153 | 0.2% | $22.13 | 0.0% | COM | 981811102 |
| — | INVESCO BD FD | 115,531 | $2,126 | 0.2% | $17.84 | — | COM | 46132L107 |
| WERN | WERNER ENTERPRISES INC | 68,171 | $2,124 | 0.2% | $25.63 | +9.9% | COM | 950755108 |
| — | AVERY DENNISON CORP | 38,492 | $1,997 | 0.2% | $51.88 | — | COM | 53611109 |
| VMBS | VANGUARD SCOTTSDALE FDS | 36,709 | $1,946 | 0.2% | $51.08 | — | MORTG-BACK SEC | 92206C771 |
| QLTA | ISHARES | 36,831 | $1,907 | 0.2% | $51.45 | — | A RATE CP BD ETF | 46429B291 |
| — | BLACKROCK INCOME TR INC | 288,813 | $1,848 | 0.1% | $6.46 | — | COM | 09247F100 |
| TECK | TECK RESOURCES LTD | 128,556 | $1,754 | 0.1% | $22.67 | -32.7% | CL B | 878742204 |
| — | ORBITZ WORLDWIDE INC | 205,011 | $1,687 | 0.1% | $8.23 | — | COM | 68557K109 |
| — | SPX CORP | 19,448 | $1,671 | 0.1% | $85.92 | — | COM | 784635104 |
| — | EATON VANCE SH TM DR DIVR IN | 116,443 | $1,648 | 0.1% | $15.12 | — | COM | 27828V104 |
| — | PAREXEL INTL CORP | 29,178 | $1,621 | 0.1% | $55.56 | — | COM | 699462107 |
| — | AEGEAN MARINE PETROLEUM NETW | 114,399 | $1,604 | 0.1% | $9.17 | — | SHS | Y0017S102 |
| NRG | NRG ENERGY INC | 59,300 | $1,598 | 0.1% | — | — | Put | 629377508 |
| — | ASCENA RETAIL GROUP INC | 121,498 | $1,526 | 0.1% | $12.56 | — | COM | 04351G101 |
| FMC | F M C CORP | 26,559 | $1,515 | 0.1% | $38.13 | 0.0% | COM NEW | 302491303 |
| — | ARCTIC CAT INC | 41,269 | $1,465 | 0.1% | $39.05 | — | COM | 039670104 |
| — | CIT GROUP INC | 29,397 | $1,406 | 0.1% | $45.75 | — | COM NEW | 125581801 |
| GEF | GREIF INC | 28,724 | $1,357 | 0.1% | $33.04 | -10.8% | CL A | 397624107 |
| KBH | KB HOME | 81,957 | $1,356 | 0.1% | $15.92 | -11.1% | COM | 48666K109 |
| SPSB | SPDR SERIES TRUST | 42,969 | $1,314 | 0.1% | $30.69 | — | BARC SHT TR CP | 78464A474 |
| HYS | PIMCO DYNAMIC CR INCOME FD | 12,902 | $1,301 | 0.1% | $100.84 | — | 0-5 HIGH YIELD | 72201R783 |
| SWK | STANLEY BLACK & DECKER INC | 12,763 | $1,226 | 0.1% | $56.98 | +21.9% | COM | 854502101 |
| — | FRANKLIN UNVL TR | 167,584 | $1,190 | 0.1% | $7.20 | — | SH BEN INT | 355145103 |
| — | MCCLATCHY CO | 353,606 | $1,174 | 0.1% | $3.41 | — | CL A | 579489105 |
| — | UNITED TECHNOLOGIES CORP | 9,896 | $1,138 | 0.1% | $115.00 | — | COM | 913017109 |
| GM | GENERAL MTRS CO | 30,644 | $1,070 | 0.1% | $26.49 | -7.5% | COM | 37045V100 |
| — | NUVEEN QUALITY PFD INCOME FD | 128,728 | $1,038 | 0.1% | $7.72 | — | COM | 67071S101 |
| — | M D C HLDGS INC | 34,576 | $915 | 0.1% | $25.33 | — | COM | 552676108 |
| — | FIRST TRUST MORTGAGE INCM FD | 58,681 | $872 | 0.1% | $15.46 | — | COM SHS | 33734E103 |
| — | LIFEPOINT HOSPITALS INC | 11,983 | $862 | 0.1% | $71.94 | — | COM | 53219L109 |
| IGIB | ISHARES | 7,666 | $838 | 0.1% | $109.31 | — | INTERM CR BD ETF | 464288638 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 51,884 | $822 | 0.1% | $16.92 | — | COM | 92829B101 |
| — | WESTERN ASSET INCOME FD | 59,217 | $796 | 0.1% | $13.19 | — | COM | 95766T100 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 87,626 | $783 | 0.1% | $9.70 | — | COM NEW | 641876800 |
| — | CLAYMORE EXCHANGE TRD FD TR | 33,418 | $759 | 0.1% | $22.81 | — | GUGG CRP BD 2017 | 18383M548 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 31,545 | $731 | 0.1% | $23.10 | — | COM | 67074R100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 26,335 | $681 | 0.1% | $26.25 | — | GUGG BULL 2015 | 18383M423 |
| — | NUVEEN MULTI MKT INCOME FD | 72,304 | $555 | 0.0% | $7.55 | — | COM | 67075J107 |
| — | NUVEEN DIVERSIFIED DIV INCM | 41,718 | $491 | 0.0% | $11.19 | — | COM | 6706EP105 |
| — | MORGAN STANLEY TRUSTS | 24,844 | $445 | 0.0% | $17.15 | — | INCOME SECS INC | 61745P874 |
| — | EATON VANCE LTD DUR INCOME F | 30,335 | $428 | 0.0% | $15.43 | — | COM | 27828H105 |
| — | APOLLO SR FLOATING RATE FD I | 23,824 | $396 | 0.0% | $17.09 | — | COM | 037636107 |
| — | CLAYMORE EXCHANGE TRD FD TR | 14,750 | $382 | 0.0% | $27.29 | — | GUG BLT2016 HY | 18383M415 |
| — | MORGAN STANLEY EMER MKTS DEB | 41,361 | $376 | 0.0% | $9.61 | — | COM | 61744H105 |
| — | HANCOCK JOHN INCOME SECS TR | 25,953 | $371 | 0.0% | $14.09 | — | COM | 410123103 |
| — | INVESCO SR INCOME TR | 78,370 | $357 | 0.0% | $4.75 | — | COM | 46131H107 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $348 | 0.0% | $12.82 | — | SH BEN INT | 18914E106 |
| — | DELAWARE ENHANCED GBL DIV & | 30,369 | $342 | 0.0% | $11.90 | — | COM | 246060107 |
| — | LMP CAP & INCOME FD INC | 19,326 | $324 | 0.0% | $15.04 | — | COM | 50208A102 |
| USIG | ISHARES | 2,322 | $260 | 0.0% | $111.97 | — | CORE US CR BD | 464288620 |
| BSV | VANGUARD BD INDEX FD INC | 3,114 | $249 | 0.0% | $79.96 | — | SHORT TRM BOND | 921937827 |
| — | AVON PRODS INC | 20,100 | $189 | 0.0% | $14.61 | — | Put | 054303102 |
| — | LMP CORPORATE LN FD INC | 16,127 | $178 | 0.0% | $11.61 | — | COM | 50208B100 |
| — | NEXPOINT CR STRATEGIES FD | 11,441 | $128 | 0.0% | $9.22 | — | COM | 65340G106 |
| — | BIOAMBER INC | 64,326 | $102 | 0.0% | $0.54 | — | *W EXP 05/09/201 | 09072Q114 |
| — | VOYA PRIME RATE TR | 11,900 | $63 | 0.0% | $5.80 | — | SH BEN INT | 92913A100 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $20 | 0.0% | $0.06 | — | RIGHT 01/27/2016 | 203668116 |