CIK: 0001510281 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $1,048,964 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | UNITED STATES STL CORP NEW | 7,888,700 | $62,952 | 6.0% | $23.16 | — | Put | 912909108 |
| — | BLACKROCK DEBT STRAT FD INC | 16,908,864 | $56,983 | 5.4% | $3.95 | — | COM | 09255R103 |
| — | CENTURYLINK INC | 2,117,600 | $53,279 | 5.1% | $25.17 | — | Put | 156700106 |
| — | BLACKROCK CORPOR HI YLD FD I | 4,957,128 | $48,481 | 4.6% | $12.11 | — | COM | 09255P107 |
| RIG | TRANSOCEAN LTD | 3,883,900 | $48,083 | 4.6% | — | — | Put | H8817H100 |
| — | FRONTIER COMMUNICATIONS CORP | 9,518,600 | $44,452 | 4.2% | $4.74 | — | Put | 35906A108 |
| — | WELLS FARGO ADVANTAGE MULTI | 3,644,198 | $41,252 | 3.9% | $12.55 | — | COM SHS | 94987D101 |
| — | ANADARKO PETE CORP | 695,200 | $33,773 | 3.2% | $48.59 | — | Put | 032511107 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,500,662 | $33,434 | 3.2% | $16.26 | — | COM SHS BEN IN | 09257R101 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,742,993 | $31,426 | 3.0% | $21.24 | — | COM SHS | 72202D106 |
| — | PUTNAM PREMIER INCOME TR | 5,989,125 | $29,646 | 2.8% | $5.09 | — | SH BEN INT | 746853100 |
| DVN | DEVON ENERGY CORP NEW | 853,600 | $27,315 | 2.6% | $28.36 | 0.0% | Put | 25179M103 |
| — | FRANKLIN LTD DURATION INC TR | 2,426,544 | $26,013 | 2.5% | $11.73 | — | COM | 35472T101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,878,803 | $24,537 | 2.3% | $14.27 | — | COM | 25158Y102 |
| — | ROWAN COMPANIES PLC | 1,338,600 | $22,689 | 2.2% | $21.11 | — | Put | G7665A101 |
| FXI | ISHARES TR | 639,864 | $22,581 | 2.2% | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| FCX | FREEPORT-MCMORAN INC | 3,322,300 | $22,492 | 2.1% | — | — | Put | 35671D857 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,357,459 | $21,461 | 2.0% | $17.06 | — | COM | 09258A107 |
| BZH | BEAZER HOMES USA INC | 1,794,100 | $20,614 | 2.0% | $16.51 | -17.1% | Put | 07556Q881 |
| — | MARKET VECTORS ETF TR | 1,215,200 | $17,803 | 1.7% | $14.65 | — | RUSSIA ETF | 57060U506 |
| — | WESTERN ASSET MGD HI INCM FD | 3,913,240 | $17,688 | 1.7% | $5.63 | — | COM | 95766L107 |
| — | DEUTSCHE HIGH INCOME TR | 2,188,791 | $17,401 | 1.7% | $8.60 | — | SHS | 25155R100 |
| — | WESTERN ASSET HGH YLD DFNDFD | 1,183,381 | $16,686 | 1.6% | $17.59 | — | COM | 95768B107 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,450,870 | $16,666 | 1.6% | $12.74 | — | COM | 617477104 |
| — | WESTERN ASSET HIGH INCM OPP | 3,182,405 | $14,925 | 1.4% | $5.69 | — | COM | 95766K109 |
| — | WESTERN ASSET EMRG MKT INCM | 1,438,577 | $13,997 | 1.3% | $12.02 | — | COM | 95766E103 |
| — | EATON VANCE SH TM DR DIVR IN | 993,166 | $13,318 | 1.3% | $13.41 | — | COM | 27828V104 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,743,029 | $13,317 | 1.3% | $8.39 | — | SHS | 25160E102 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 2,622,400 | $11,276 | 1.1% | $5.54 | — | Put | 71654V408 |
| — | WELLS FARGO ADVANTAGE INCOME | 1,490,869 | $11,107 | 1.1% | $9.11 | — | COM SHS | 94987B105 |
| — | MANAGED HIGH YIELD PLUS FD I | 6,132,069 | $10,792 | 1.0% | $2.04 | — | COM | 561911108 |
| — | NEUBERGER BERMAN HGH YLD FD | 1,054,630 | $10,641 | 1.0% | $12.89 | — | COM | 64128C106 |
| — | BROOKFIELD MTG OPP INC FD IN | 673,696 | $9,937 | 0.9% | $15.97 | — | COM | 112792106 |
| — | NOBLE CORP PLC | 914,300 | $9,646 | 0.9% | $10.55 | — | Put | G65431101 |
| — | CREDIT SUISSE ASSET MGMT INC | 3,446,796 | $9,582 | 0.9% | $3.04 | — | COM | 224916106 |
| — | GLOBAL HIGH INCOME FUND INC | 1,123,257 | $9,548 | 0.9% | $10.00 | — | COM | 37933G108 |
| — | BLACKSTONE GSO LNG SHRT CR I | 646,090 | $8,709 | 0.8% | $16.50 | — | COM SHS BN INT | 09257D102 |
| — | MFS CHARTER INCOME TR | 1,089,442 | $8,302 | 0.8% | $8.75 | — | SH BEN INT | 552727109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,769,098 | $8,085 | 0.8% | $6.19 | — | COM | 003009107 |
| — | BLACKROCK CR ALLCTN INC TR | 625,032 | $7,713 | 0.7% | $13.72 | — | COM | 092508100 |
| — | MFS MULTIMARKET INCOME TR | 1,357,565 | $7,480 | 0.7% | $6.22 | — | SH BEN INT | 552737108 |
| — | CHESAPEAKE ENERGY CORP | 1,420,000 | $6,390 | 0.6% | — | — | Put | 165167107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 482,245 | $5,199 | 0.5% | $11.85 | — | COM | 01879R106 |
| — | WESTERN ASSET GLB PTNRS INCO | 650,794 | $5,031 | 0.5% | $10.29 | — | COM | 95766G108 |
| GNW | GENWORTH FINL INC | 1,321,500 | $4,929 | 0.5% | $8.86 | -47.8% | Put | 37247D106 |
| — | WESTERN ASSET GLOBAL CP DEFI | 307,266 | $4,855 | 0.5% | $18.07 | — | COM | 95790C107 |
| — | INVESCO HIGH INCOME TR II | 360,000 | $4,626 | 0.4% | $14.74 | — | COM | 46131F101 |
| — | WESTERN ASSET EMRG MKT DEBT | 306,177 | $4,204 | 0.4% | $17.54 | — | COM | 95766A101 |
| — | FRONTIER COMMUNICATIONS CORP | 867,558 | $4,051 | 0.4% | $4.74 | — | COM | 35906A108 |
| — | ANADARKO PETE CORP | 82,000 | $3,984 | 0.4% | $48.59 | — | COM | 032511107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 481,443 | $3,982 | 0.4% | $8.26 | — | COM | 00765E104 |
| — | FIRST TR HIGH INCOME L/S FD | 277,830 | $3,912 | 0.4% | $17.20 | — | COM | 33738E109 |
| — | DEUTSCHE STRATEGIC INCOME TR | 364,934 | $3,835 | 0.4% | $11.60 | — | SHS | 25160F109 |
| — | HCP INC | 95,542 | $3,654 | 0.3% | $40.38 | — | COM | 40414L109 |
| — | LEGG MASON BW GLB INC OPP FD | 289,404 | $3,351 | 0.3% | $17.20 | — | COM | 52469B100 |
| GNW | GENWORTH FINL INC | 851,358 | $3,176 | 0.3% | $8.86 | -47.8% | COM CL A | 37247D106 |
| — | MFS INTERMEDIATE HIGH INC FD | 1,350,832 | $3,134 | 0.3% | $2.82 | — | SH BEN INT | 59318T109 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 722,000 | $3,105 | 0.3% | $5.54 | — | SPONSORED ADR | 71654V408 |
| — | BROOKFIELD TOTAL RETURN FD I | 127,510 | $2,799 | 0.3% | $21.88 | — | COM | 11283U108 |
| — | PUTMAN HIGH INCOME SEC FUND | 365,665 | $2,673 | 0.3% | $8.33 | — | SHS BEN INT | 746779107 |
| — | WESTERN ASSET WORLDWIDE INCO | 255,656 | $2,577 | 0.2% | $12.37 | — | COM | 957668106 |
| — | APOLLO TACTICAL INCOME FD IN | 183,965 | $2,555 | 0.2% | $17.85 | — | COM | 037638103 |
| BZH | BEAZER HOMES USA INC | 215,510 | $2,476 | 0.2% | $16.51 | -17.1% | COM NEW | 07556Q881 |
| DVN | DEVON ENERGY CORP NEW | 64,200 | $2,054 | 0.2% | $28.36 | 0.0% | COM | 25179M103 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 145,071 | $2,053 | 0.2% | $13.97 | — | COM | 74433A109 |
| BND | VANGUARD BD INDEX FD INC | 23,711 | $1,915 | 0.2% | $80.76 | — | TOTAL BND MRKT | 921937835 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 250,361 | $1,890 | 0.2% | $7.56 | — | COM | 25158V108 |
| — | DELAWARE INVTS DIV & INCOME | 200,830 | $1,771 | 0.2% | $10.27 | — | COM | 245915103 |
| — | KATE SPADE & CO | 82,161 | $1,460 | 0.1% | $18.81 | — | COM | 485865109 |
| — | IVY HIGH INC OPPORTUNITIES F | 108,600 | $1,344 | 0.1% | $14.43 | — | COM | 465893105 |
| IGSB | ISHARES TR | 12,651 | $1,323 | 0.1% | $104.86 | — | 1-3 YR CR BD ETF | 464288646 |
| QLTA | ISHARES TR | 22,687 | $1,148 | 0.1% | $51.86 | — | A RATE CP BD ETF | 46429B291 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 135,656 | $1,039 | 0.1% | $8.93 | — | COM NEW | 641876800 |
| — | CENTURYLINK INC | 40,648 | $1,023 | 0.1% | $25.17 | — | COM | 156700106 |
| — | NOBLE CORP PLC | 86,249 | $910 | 0.1% | $10.55 | — | SHS USD | G65431101 |
| HYG | ISHARES TR | 10,414 | $839 | 0.1% | $80.56 | — | IBOXX HI YD ETF | 464288513 |
| — | OI S.A. | 1,324,866 | $808 | 0.1% | $0.61 | — | SPN ADR NEW | 670851302 |
| — | PACHOLDER HIGH YIELD FD INC | 126,806 | $770 | 0.1% | $6.74 | — | COM | 693742108 |
| LQD | ISHARES TR | 6,549 | $747 | 0.1% | $114.06 | — | IBOXX INV CP ETF | 464287242 |
| — | STRATEGIC GLOBAL INCOME FD | 84,432 | $740 | 0.1% | $9.18 | — | COM | 862719101 |
| IGIB | ISHARES TR | 6,493 | $697 | 0.1% | $108.83 | — | INTERM CR BD ETF | 464288638 |
| — | FIRST TRUST MORTGAGE INCM FD | 40,521 | $589 | 0.1% | $15.28 | — | COM SHS | 33734E103 |
| — | LINN ENERGY LLC | 421,300 | $543 | 0.1% | — | — | Put | 536020100 |
| UIS | UNISYS CORP | 48,560 | $537 | 0.1% | $12.66 | 0.0% | COM NEW | 909214306 |
| — | INTERVAL LEISURE GROUP INC | 34,053 | $532 | 0.1% | $17.10 | — | COM | 46113M108 |
| — | NUVEEN QUALITY PFD INC FD 3 | 57,494 | $488 | 0.0% | $8.30 | — | COM | 67072W101 |
| — | TEMPLETON EMERG MKTS INCOME | 42,734 | $426 | 0.0% | $10.71 | — | COM | 880192109 |
| — | NUVEEN MULTI MKT INCOME FD | 55,358 | $393 | 0.0% | $7.51 | — | COM | 67075J107 |
| — | DYNEGY INC NEW DEL | 731,344 | $344 | 0.0% | $1.76 | — | *W EXP 10/02/201 | 26817R116 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $283 | 0.0% | $12.82 | — | SH BEN INT | 18914E106 |
| — | BLACKROCK LTD DURATION INC T | 19,085 | $278 | 0.0% | $14.44 | — | COM SHS | 09249W101 |
| EMB | ISHARES TR | 2,473 | $262 | 0.0% | $109.94 | — | JP MOR EM MK ETF | 464288281 |
| — | PUTNAM MASTER INTER INCOME T | 56,893 | $259 | 0.0% | $4.52 | — | SH BEN INT | 746909100 |
| AMD | ADVANCED MICRO DEVICES INC | 82,700 | $237 | 0.0% | — | — | Put | 007903107 |
| — | LMP CAP & INCOME FD INC | 18,712 | $231 | 0.0% | $15.04 | — | COM | 50208A102 |
| — | NUVEEN DIVERSIFIED DIV INCM | 15,767 | $171 | 0.0% | $11.19 | — | COM | 6706EP105 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $145 | 0.0% | $11.90 | — | COM | 246060107 |
| — | MERITOR INC | 15,295 | $128 | 0.0% | $12.61 | — | COM | 59001K100 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $7 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |