Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 16, 2016
Total Value: $1.026B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 23,464,835 | $81.42M | 7.9% | $3.47 | $3.82 | — | COM | 09255R103 |
| — | WELLS FARGO MULTI SECTOR INC | 5,004,086 | $61.15M | 6.0% | $12.22 | $12.46 | — | WF MLT SECTR INC | 94987D101 |
| — | PIMCO DYNAMIC CR INCOME FD | 2,991,045 | $52.16M | 5.1% | $17.44 | $19.66 | — | COM SHS | 72202D106 |
| — | FRANKLIN LTD DURATION INC TR | 3,985,886 | $45.2M | 4.4% | $11.34 | $11.58 | — | COM | 35472T101 |
| RIG | TRANSOCEAN LTD | 4,816,700 | $44.02M | 4.3% | $9.14 | — | — | Put | H8817H100 |
| — | HESS CORP | 723,100 | $38.07M | 3.7% | $52.65 | — | — | Put | 42809H107 |
| — | BLACKSTONE GSO STRATEGIC CR | 2,604,700 | $35.5M | 3.5% | $13.63 | $16.15 | — | COM SHS BEN IN | 09257R101 |
| — | PUTNAM PREMIER INCOME TR | 5,825,123 | $27.61M | 2.7% | $4.74 | $5.09 | — | SH BEN INT | 746853100 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,982,061 | $26.42M | 2.6% | $13.33 | $14.22 | — | COM | 25158Y102 |
| — | QEP RES INC | 1,645,600 | $23.22M | 2.3% | $14.11 | $14.11 | — | Put | 74733V100 |
| — | WESTERN ASSET EMRG MKT INCM | 2,205,610 | $22.63M | 2.2% | $10.26 | $11.41 | — | COM | 95766E103 |
| FXI | ISHARES TR | 639,864 | $21.61M | 2.1% | $33.77 | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,317,454 | $20.83M | 2.0% | $15.81 | $17.06 | — | COM | 09258A107 |
| — | MFS MULTIMARKET INCOME TR | 3,470,560 | $20.23M | 2.0% | $5.83 | $5.98 | — | SH BEN INT | 552737108 |
| — | NOBLE CORP PLC | 1,858,400 | $19.23M | 1.9% | $10.35 | $10.55 | — | Put | G65431101 |
| MBI | MBIA INC | 2,152,100 | $19.05M | 1.9% | $8.85 * | $3.18 | 0.0% | Put | 55262C100 |
| — | ADVENT CLAY CONV SEC INC FD | 3,491,175 | $18.96M | 1.8% | $5.43 | $5.43 | — | COM | 007639107 |
| — | DEUTSCHE HIGH INCOME TR | 2,232,588 | $18.93M | 1.8% | $8.48 | $8.59 | — | SHS | 25155R100 |
| — | MORGAN STANLEY EM MKTS DM DE | 2,450,870 | $18.73M | 1.8% | $7.64 | $12.74 | — | COM | 617477104 |
| CNQ | CANADIAN NAT RES LTD | 661,700 | $17.87M | 1.7% | $27.00 | — | — | Put | 136385101 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 2,185,155 | $17.33M | 1.7% | $7.93 | $8.30 | — | SHS | 25160E102 |
| — | FIRST TR HIGH INCOME L/S FD | 1,179,145 | $17.24M | 1.7% | $14.62 | $15.23 | — | COM | 33738E109 |
| — | MARKET VECTORS ETF TR | 1,030,420 | $16.86M | 1.6% | $16.36 | $14.65 | — | RUSSIA ETF | 57060U506 |
| — | MFS CHARTER INCOME TR | 2,067,309 | $16.81M | 1.6% | $8.13 | $8.46 | — | SH BEN INT | 552727109 |
| — | BLACKSTONE GSO LNG SHRT CR I | 1,189,071 | $16.17M | 1.6% | $13.60 | $15.18 | — | COM SHS BN INT | 09257D102 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,561,125 | $15.96M | 1.6% | $2.87 | $2.97 | — | COM | 224916106 |
| — | ADVENT CLAYMORE CV SECS & IN | 1,132,814 | $14.96M | 1.5% | $13.21 | $13.21 | — | COM | 00764C109 |
| — | EATON VANCE SH TM DR DIVR IN | 1,084,102 | $14.46M | 1.4% | $13.34 | $13.40 | — | COM | 27828V104 |
| RDN | RADIAN GROUP INC | 1,111,800 | $13.79M | 1.3% | $12.40 * | $9.38 | 0.0% | Put | 750236101 |
| — | ANADARKO PETE CORP | 289,300 | $13.47M | 1.3% | $46.57 | $48.59 | — | Put | 032511107 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,664,994 | $13.32M | 1.3% | $5.00 | $5.79 | — | COM | 003009107 |
| — | CHESAPEAKE ENERGY CORP | 3,020,300 | $12.44M | 1.2% | $4.12 | — | — | Put | 165167107 |
| — | MANAGED HIGH YIELD PLUS FD I | 6,229,242 | $11.09M | 1.1% | $1.78 | $2.03 | — | COM | 561911108 |
| — | NEUBERGER BERMAN HGH YLD FD | 921,243 | $9.774M | 1.0% | $10.61 | $12.89 | — | COM | 64128C106 |
| — | GLOBAL HIGH INCOME FUND INC | 1,123,257 | $9.761M | 1.0% | $8.69 | $10.00 | — | COM | 37933G108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 763,837 | $9.365M | 0.9% | $12.26 | $12.26 | — | COM | 01883A107 |
| — | INVESCO HIGH INCOME TR II | 706,177 | $9.35M | 0.9% | $13.24 | $14.00 | — | COM | 46131F101 |
| — | WESTERN ASSET MGD HI INCM FD | 1,951,845 | $8.647M | 0.8% | $4.43 | $5.63 | — | COM | 95766L107 |
| — | WESTERN ASSET EMRG MKT DEBT | 583,408 | $8.471M | 0.8% | $14.52 | $16.11 | — | COM | 95766A101 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,024,549 | $8.412M | 0.8% | $8.21 | $8.23 | — | COM | 00765E104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 513,971 | $7.165M | 0.7% | $13.94 | $17.59 | — | COM | 95768B107 |
| FCX | FREEPORT-MCMORAN INC | 621,700 | $6.428M | 0.6% | $10.34 | — | — | Put | 35671D857 |
| — | SEADRILL LIMITED | 1,897,200 | $6.261M | 0.6% | $3.30 | $3.31 | — | Put | G7945E105 |
| — | WELLS FARGO INCOME OPPORTUNI | 821,230 | $6.217M | 0.6% | $7.57 | $9.11 | — | WF INC OPPTY FD | 94987B105 |
| — | WESTERN ASSET GLB PTNRS INCO | 719,560 | $5.771M | 0.6% | $8.02 | $10.07 | — | COM | 95766G108 |
| — | LEGG MASON BW GLB INC OPP FD | 456,460 | $5.637M | 0.5% | $12.35 | $15.42 | — | COM | 52469B100 |
| — | BROOKFIELD MTG OPP INC FD IN | 333,297 | $4.879M | 0.5% | $14.64 | $15.97 | — | COM | 112792106 |
| — | EATON VANCE LTD DUR INCOME F | 366,801 | $4.834M | 0.5% | $13.18 | $13.18 | — | COM | 27828H105 |
| DVN | DEVON ENERGY CORP NEW | 174,900 | $4.799M | 0.5% | $27.44 * | $28.36 | -40.2% | Put | 25179M103 |
| — | MFS INTERMEDIATE HIGH INC FD | 2,035,207 | $4.762M | 0.5% | $2.34 | $2.66 | — | SH BEN INT | 59318T109 |
| — | DEUTSCHE STRATEGIC INCOME TR | 416,155 | $4.607M | 0.4% | $11.07 | $11.53 | — | SHS | 25160F109 |
| — | FRONTIER COMMUNICATIONS CORP | 782,400 | $4.374M | 0.4% | $5.59 | $4.74 | — | Put | 35906A108 |
| — | BANCROFT FUND LTD | 232,694 | $4.177M | 0.4% | $17.95 | $17.95 | — | COM | 059695106 |
| — | BLACKROCK CR ALLCTN INC TR | 311,399 | $3.899M | 0.4% | $12.52 | $13.72 | — | COM | 092508100 |
| — | DELAWARE INVTS DIV & INCOME | 399,947 | $3.652M | 0.4% | $9.13 | $9.70 | — | COM | 245915103 |
| — | HCP INC | 99,477 | $3.241M | 0.3% | $32.58 | $40.08 | — | COM | 40414L109 |
| — | VALEANT PHARMACEUTICALS INTL | 122,831 | $3.23M | 0.3% | $26.30 | $26.30 | — | COM | 91911K102 |
| — | IVY HIGH INC OPPORTUNITIES F | 253,110 | $3.222M | 0.3% | $12.73 | $13.46 | — | COM | 465893105 |
| — | APOLLO TACTICAL INCOME FD IN | 219,431 | $2.986M | 0.3% | $13.61 | $17.16 | — | COM | 037638103 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 160,088 | $2.963M | 0.3% | $18.51 * | $15.26 | 0.0% | COM | 203668108 |
| — | WESTERN ASSET WORLDWIDE INCO | 283,780 | $2.948M | 0.3% | $10.39 | $12.17 | — | COM | 957668106 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,997 | $2.918M | 0.3% | $7.72 | $7.61 | — | COM | 25158V108 |
| — | PUTMAN HIGH INCOME SEC FUND | 385,576 | $2.822M | 0.3% | $7.32 | $8.28 | — | SHS BEN INT | 746779107 |
| — | WESTERN ASSET GLOBAL CP DEFI | 158,800 | $2.619M | 0.3% | $16.49 | $18.07 | — | COM | 95790C107 |
| — | WESTERN ASSET GLB HI INCOME | 272,938 | $2.467M | 0.2% | $9.04 | $9.04 | — | COM | 95766B109 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 157,441 | $2.231M | 0.2% | $14.17 | $14.17 | — | COM | 92829B101 |
| GNW | GENWORTH FINL INC | 689,172 | $1.881M | 0.2% | $2.73 * | $8.86 | -71.4% | COM CL A | 37247D106 |
| — | NUVEEN CR STRATEGIES INCM FD | 219,910 | $1.739M | 0.2% | $7.91 | $7.91 | — | COM SHS | 67073D102 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 199,662 | $1.611M | 0.2% | $8.07 | $8.66 | — | COM NEW | 641876800 |
| — | OFFICE DEPOT INC | 204,000 | $1.448M | 0.1% | $7.10 | $7.10 | — | COM | 676220106 |
| — | INTERVAL LEISURE GROUP INC | 99,148 | $1.432M | 0.1% | $14.44 | $15.36 | — | COM | 46113M108 |
| UIS | UNISYS CORP | 183,544 | $1.413M | 0.1% | $7.70 * | $10.35 | -8.0% | COM NEW | 909214306 |
| MBI | MBIA INC | 159,456 | $1.411M | 0.1% | $8.85 * | $3.18 | 0.0% | COM | 55262C100 |
| — | FIRST TR STRATEGIC HIGH INC | 121,987 | $1.387M | 0.1% | $11.37 | $11.37 | — | COM SHS NEW | 337353304 |
| RDN | RADIAN GROUP INC | 95,633 | $1.186M | 0.1% | $12.40 * | $9.38 | 0.0% | COM | 750236101 |
| — | PACHOLDER HIGH YIELD FD INC | 166,439 | $1.057M | 0.1% | $6.35 | $6.65 | — | COM | 693742108 |
| — | ANADARKO PETE CORP | 22,347 | $1.041M | 0.1% | $46.58 | $48.59 | — | COM | 032511107 |
| — | KATE SPADE & CO | 36,246 | $925K | 0.1% | $25.52 | $18.81 | — | COM | 485865109 |
| HYG | ISHARES TR | 10,000 | $817K | 0.1% | $81.70 | $80.56 | — | IBOXX HI YD ETF | 464288513 |
| — | STRATEGIC GLOBAL INCOME FD | 84,432 | $752K | 0.1% | $8.91 | $9.18 | — | COM | 862719101 |
| — | ELLSWORTH GROWTH & INCOME FD | 91,857 | $698K | 0.1% | $7.60 | $7.60 | — | COM | 289074106 |
| — | VIRTUS TOTAL RETURN FD | 147,879 | $627K | 0.1% | $4.24 | $4.24 | — | COM | 92829A103 |
| — | FIRST TRUST MORTGAGE INCM FD | 40,521 | $582K | 0.1% | $14.36 | $15.28 | — | COM SHS | 33734E103 |
| — | INVESCO DYNAMIC CR OPP FD | 51,414 | $553K | 0.1% | $10.76 | $10.76 | — | COM | 46132R104 |
| DVN | DEVON ENERGY CORP NEW | 19,996 | $549K | 0.1% | $27.46 * | $28.36 | -40.2% | COM | 25179M103 |
| — | EATON VANCE SR INCOME TR | 93,048 | $539K | 0.1% | $5.79 | $5.79 | — | SH BEN INT | 27826S103 |
| — | QEP RES INC | 35,000 | $494K | 0.0% | $14.11 | $14.11 | — | COM | 74733V100 |
| — | MORGAN STANLEY EMER MKTS DEB | 50,135 | $440K | 0.0% | $8.78 | $8.78 | — | COM | 61744H105 |
| PBR | PETROLEO BRASILEIRO SA PETRO | 71,800 | $419K | 0.0% | $5.84 | $5.54 | — | Put | 71654V408 |
| — | WESTERN ASSET HIGH INCM OPP | 82,431 | $387K | 0.0% | $4.69 | $5.69 | — | COM | 95766K109 |
| — | MADISON STRTG SECTOR PREM FD | 31,417 | $354K | 0.0% | $11.27 | $11.27 | — | COM | 558268108 |
| — | FIRST TR ABERDEEN GLBL OPP F | 32,005 | $351K | 0.0% | $10.97 | $10.97 | — | COM SHS | 337319107 |
| — | SEADRILL LIMITED | 85,000 | $281K | 0.0% | $3.31 | $3.31 | — | SHS | G7945E105 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 27,143 | $260K | 0.0% | $9.58 | $12.82 | — | SH BEN INT | 18914E106 |
| — | LMP CAP & INCOME FD INC | 18,712 | $231K | 0.0% | $12.35 | $15.04 | — | COM | 50208A102 |
| ASHR | DBX ETF TR | 8,900 | $218K | 0.0% | $24.49 | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| — | TCW STRATEGIC INCOME FUND IN | 38,171 | $199K | 0.0% | $5.21 | $5.21 | — | COM | 872340104 |
| — | NUVEEN GLOBAL EQUITY INCOME | 17,700 | $194K | 0.0% | $10.96 | $10.96 | — | COM | 6706EH103 |
| — | NEUBERGER BERMAN RE ES SEC F | 35,553 | $181K | 0.0% | $5.09 | $5.09 | — | COM | 64190A103 |
| — | DYNEGY INC NEW DEL | 430,844 | $177K | 0.0% | $0.41 | $1.76 | — | *W EXP 10/02/201 | 26817R116 |
| — | NUVEEN DIVERSIFIED DIV INCM | 15,767 | $172K | 0.0% | $10.91 | $11.19 | — | COM | 6706EP105 |
| — | TEMPLETON EMERG MKTS INCOME | 16,357 | $168K | 0.0% | $10.27 | $10.71 | — | COM | 880192109 |
| — | LINN ENERGY LLC | 428,800 | $153K | 0.0% | $0.36 | $0.36 | — | UNIT LTD LIAB | 536020100 |
| — | DELAWARE ENHANCED GBL DIV & | 15,555 | $142K | 0.0% | $9.13 | $11.90 | — | COM | 246060107 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $125K | 0.0% | $7.23 | $7.51 | — | COM | 67075J107 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $5,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |