Harvey Partners, LLC Diversified Active

Location: Tarrytown, NY

CIK: 0001406484 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value: $100M (100.0% shares, 0.0% debt)

Holdings (38)

IWM ISHARES TR 8.6%

Value $8.624M Shares 750 Est. Cost — Unrealized —

OEC ORION ENGINEERED CARBONS S A 7.2%

Value $7.23M Shares 455,000 Est. Cost $15.79 Unrealized -4.9%

IWM ISHARES TR 5.7%

Value $5.749M Shares 500 Est. Cost — Unrealized —

VPG VISHAY PRECISION GROUP INC 4.9%

Value $4.925M Shares 367,000 Est. Cost $15.54 Unrealized -9.8%

ENTG ENTEGRIS INC 4.8%

Value $4.811M Shares 332,500 Est. Cost $11.02 Unrealized +19.4%

— COMMUNICATIONS SALES&LEAS IN 4.3%

Value $4.263M Shares 147,500 Est. Cost $22.33 Unrealized —

UCTT ULTRA CLEAN HLDGS INC 4.2%

Value $4.165M Shares 732,000 Est. Cost $7.28 Unrealized -24.2%

— INTELIQUENT INC 4.0%

Value $3.978M Shares 200,000 Est. Cost $19.89 Unrealized —

AMAT APPLIED MATLS INC 3.7%

Value $3.715M Shares 155,000 Est. Cost $16.27 Unrealized +21.6%

SHW SHERWIN WILLIAMS CO 3.7%

Value $3.671M Shares 12,500 Est. Cost $78.73 Unrealized +13.2%

BLDR BUILDERS FIRSTSOURCE INC 3.4%

Value $3.428M Shares 304,700 Est. Cost $7.20 Unrealized +60.3%

ODC OIL DRI CORP AMER 3.3%

Value $3.332M Shares 96,500 Est. Cost $14.36 Unrealized +16.1%

— CANADIAN PAC RY LTD 3.1%

Value $3.091M Shares 240 Est. Cost — Unrealized —

HII HUNTINGTON INGALLS INDS INC 3.0%

Value $3.025M Shares 18,000 Est. Cost $107.73 Unrealized +17.2%

KVHI KVH INDS INC 2.8%

Value $2.811M Shares 365,000 Est. Cost $11.94 Unrealized -27.2%

— CBS CORP NEW 2.6%

Value $2.586M Shares 47,500 Est. Cost $47.14 Unrealized —

— LANDAUER INC 2.5%

Value $2.47M Shares 60,000 Est. Cost $36.02 Unrealized —

FMC F M C CORP 2.4%

Value $2.362M Shares 51,000 Est. Cost $25.81 Unrealized +21.4%

— GTT COMMUNICATIONS INC 2.2%

Value $2.218M Shares 120,000 Est. Cost $14.48 Unrealized —

ASTE ASTEC INDS INC 2.2%

Value $2.19M Shares 39,000 Est. Cost $36.02 Unrealized +27.2%

ATKR ATKORE INTL GROUP INC 2.2%

Value $2.16M Shares 135,000 Est. Cost $15.59 Unrealized 0.0%

— OWENS ILL INC 2.1%

Value $2.071M Shares 115,000 Est. Cost $16.36 Unrealized —

EVC ENTRAVISION COMMUNICATIONS C 2.1%

Value $2.064M Shares 307,201 Est. Cost $3.23 Unrealized +36.2%

— BARCLAYS BK PLC 1.7%

Value $1.726M Shares 1,250 Est. Cost — Unrealized —

DCI DONALDSON INC 1.7%

Value $1.701M Shares 49,500 Est. Cost $28.56 Unrealized 0.0%

CCL CARNIVAL CORP 1.7%

Value $1.658M Shares 375 Est. Cost — Unrealized —

— INTRALINKS HLDGS INC 1.5%

Value $1.463M Shares 225,000 Est. Cost $9.47 Unrealized —

— OUTFRONT MEDIA INC 1.2%

Value $1.209M Shares 50,000 Est. Cost $24.18 Unrealized —

— LIMELIGHT NETWORKS INC 1.2%

Value $1.184M Shares 794,808 Est. Cost $1.46 Unrealized —

ASPN ASPEN AEROGELS INC 1.1%

Value $1.069M Shares 215,000 Est. Cost $4.38 Unrealized 0.0%

— CF CORP 1.0%

Value $1.042M Shares 105,000 Est. Cost $9.92 Unrealized —

AMD ADVANCED MICRO DEVICES INC 0.9%

Value $951K Shares 185,000 Est. Cost $3.89 Unrealized 0.0%

— MONOTYPE IMAGING HOLDINGS IN 0.8%

Value $825K Shares 33,500 Est. Cost $23.91 Unrealized —

— LIBBEY INC 0.8%

Value $795K Shares 50,000 Est. Cost $24.99 Unrealized —

FSS FEDERAL SIGNAL CORP 0.8%

Value $771K Shares 59,855 Est. Cost $12.36 Unrealized -4.0%

— REVLON INC 0.5%

Value $531K Shares 16,500 Est. Cost $32.18 Unrealized —

— XCEL BRANDS INC 0.3%

Value $302K Shares 60,000 Est. Cost $8.57 Unrealized —

SITE SITEONE LANDSCAPE SUPPLY INC 0.0%

Value $34,000 Shares 1,000 Est. Cost $29.41 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES TR	750	$8.624M	8.6%	—	—	Put	464287655
OEC	ORION ENGINEERED CARBONS S A	455,000	$7.23M	7.2%	$15.79	-4.9%	COM	L72967109
IWM	ISHARES TR	500	$5.749M	5.7%	—	—	Call	464287655
VPG	VISHAY PRECISION GROUP INC	367,000	$4.925M	4.9%	$15.54	-9.8%	COM	92835K103
ENTG	ENTEGRIS INC	332,500	$4.811M	4.8%	$11.02	+19.4%	COM	29362U104
—	COMMUNICATIONS SALES&LEAS IN	147,500	$4.263M	4.3%	$22.33	—	COM	20341J104
UCTT	ULTRA CLEAN HLDGS INC	732,000	$4.165M	4.2%	$7.28	-24.2%	COM	90385V107
—	INTELIQUENT INC	200,000	$3.978M	4.0%	$19.89	—	COM	45825N107
AMAT	APPLIED MATLS INC	155,000	$3.715M	3.7%	$16.27	+21.6%	COM	038222105
SHW	SHERWIN WILLIAMS CO	12,500	$3.671M	3.7%	$78.73	+13.2%	COM	824348106
BLDR	BUILDERS FIRSTSOURCE INC	304,700	$3.428M	3.4%	$7.20	+60.3%	COM	12008R107
ODC	OIL DRI CORP AMER	96,500	$3.332M	3.3%	$14.36	+16.1%	COM	677864100
—	CANADIAN PAC RY LTD	240	$3.091M	3.1%	—	—	Call	13645T100
HII	HUNTINGTON INGALLS INDS INC	18,000	$3.025M	3.0%	$107.73	+17.2%	COM	446413106
KVHI	KVH INDS INC	365,000	$2.811M	2.8%	$11.94	-27.2%	COM	482738101
—	CBS CORP NEW	47,500	$2.586M	2.6%	$47.14	—	CL B	124857202
—	LANDAUER INC	60,000	$2.47M	2.5%	$36.02	—	COM	51476K103
FMC	F M C CORP	51,000	$2.362M	2.4%	$25.81	+21.4%	COM NEW	302491303
—	GTT COMMUNICATIONS INC	120,000	$2.218M	2.2%	$14.48	—	COM	362393100
ASTE	ASTEC INDS INC	39,000	$2.19M	2.2%	$36.02	+27.2%	COM	046224101
ATKR	ATKORE INTL GROUP INC	135,000	$2.16M	2.2%	$15.59	0.0%	COM	047649108
—	OWENS ILL INC	115,000	$2.071M	2.1%	$16.36	—	COM NEW	690768403
EVC	ENTRAVISION COMMUNICATIONS C	307,201	$2.064M	2.1%	$3.23	+36.2%	CL A	29382R107
—	BARCLAYS BK PLC	1,250	$1.726M	1.7%	—	—	Call	06742E711
DCI	DONALDSON INC	49,500	$1.701M	1.7%	$28.56	0.0%	COM	257651109
CCL	CARNIVAL CORP	375	$1.658M	1.7%	—	—	Put	143658300
—	INTRALINKS HLDGS INC	225,000	$1.463M	1.5%	$9.47	—	COM	46118H104
—	OUTFRONT MEDIA INC	50,000	$1.209M	1.2%	$24.18	—	COM	69007J106
—	LIMELIGHT NETWORKS INC	794,808	$1.184M	1.2%	$1.46	—	COM	53261M104
ASPN	ASPEN AEROGELS INC	215,000	$1.069M	1.1%	$4.38	0.0%	COM	04523Y105
—	CF CORP	105,000	$1.042M	1.0%	$9.92	—	UNIT 99/99/9999	G20307123
AMD	ADVANCED MICRO DEVICES INC	185,000	$951K	0.9%	$3.89	0.0%	COM	007903107
—	MONOTYPE IMAGING HOLDINGS IN	33,500	$825K	0.8%	$23.91	—	COM	61022P100
—	LIBBEY INC	50,000	$795K	0.8%	$24.99	—	COM	529898108
FSS	FEDERAL SIGNAL CORP	59,855	$771K	0.8%	$12.36	-4.0%	COM	313855108
—	REVLON INC	16,500	$531K	0.5%	$32.18	—	CL A NEW	761525609
—	XCEL BRANDS INC	60,000	$302K	0.3%	$8.57	—	COM NEW	98400M101
SITE	SITEONE LANDSCAPE SUPPLY INC	1,000	$34,000	0.0%	$29.41	0.0%	COM	82982L103