Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $511,359 (91.2% shares, 8.8% debt)

Holdings (38)

PCG PG&E CORP 13.5%

Value ($000) $69,231 Shares 2,915,000 Est. Cost $44.17 Unrealized -19.9%

— TILRAY INC 8.8%

Value ($000) $45,183 Shares 62,000,000 Est. Cost $0.73 Unrealized —

PCG PG&E CORP 8.2%

Value ($000) $42,156 Shares 1,775,000 Est. Cost $44.17 Unrealized -19.9%

ILPT INDUSTRIAL LOGISTICS PPTYS T 6.5%

Value ($000) $33,425 Shares 1,699,304 Est. Cost $21.97 Unrealized —

CVSA ADTALEM GLOBAL ED INC 5.8%

Value ($000) $29,622 Shares 626,000 Est. Cost $36.89 Unrealized +38.6%

EXAS EXACT SCIENCES CORP 5.8%

Value ($000) $29,583 Shares 468,828 Est. Cost $63.89 Unrealized +7.4%

— ALTABA INC 4.4%

Value ($000) $22,655 Shares 391,000 Est. Cost $63.04 Unrealized —

ADNT ADIENT PLC 4.4%

Value ($000) $22,590 Shares 1,500,000 Est. Cost $38.59 Unrealized -33.0%

— SPIRIT AEROSYSTEMS HLDGS INC 3.9%

Value ($000) $19,825 Shares 275,000 Est. Cost $27.60 Unrealized —

GTX GARRETT MOTION INC 3.2%

Value ($000) $16,560 Shares 1,342,000 Est. Cost $13.59 Unrealized 0.0%

NTGR NETGEAR INC 3.1%

Value ($000) $15,964 Shares 306,826 Est. Cost $33.47 Unrealized 0.0%

SPY SPDR S&P 500 ETF TR 3.1%

Value ($000) $15,620 Shares 62,500 Est. Cost — Unrealized —

ADNT ADIENT PLC 3.0%

Value ($000) $15,120 Shares 1,004,000 Est. Cost $38.59 Unrealized -33.0%

— LIBERTY MEDIA CORP DELAWARE 2.6%

Value ($000) $13,432 Shares 365,000 Est. Cost $43.44 Unrealized —

— RECRO PHARMA INC 2.2%

Value ($000) $11,360 Shares 1,600,000 Est. Cost $5.95 Unrealized —

SPB SPECTRUM BRANDS HLDGS INC NE 2.1%

Value ($000) $10,560 Shares 249,937 Est. Cost $84.61 Unrealized -31.7%

— LIBERTY MEDIA CORP DELAWARE 2.0%

Value ($000) $10,410 Shares 281,500 Est. Cost $42.90 Unrealized —

— RETAIL VALUE INC 2.0%

Value ($000) $10,293 Shares 402,241 Est. Cost $29.87 Unrealized —

— TILRAY INC 1.9%

Value ($000) $9,763 Shares 138,400 Est. Cost $70.54 Unrealized —

NODK NI HLDGS INC 1.8%

Value ($000) $9,010 Shares 572,800 Est. Cost $14.69 Unrealized +8.4%

— PARK ELECTROCHEMICAL CORP 1.6%

Value ($000) $8,097 Shares 448,100 Est. Cost $18.07 Unrealized —

TBCH TURTLE BEACH CORP 1.5%

Value ($000) $7,492 Shares 525,000 Est. Cost $13.85 Unrealized +24.2%

— TILRAY INC 1.4%

Value ($000) $7,054 Shares 100,000 Est. Cost $70.54 Unrealized —

VRTS VIRTUS INVT PARTNERS INC 1.2%

Value ($000) $5,981 Shares 75,299 Est. Cost $77.11 Unrealized 0.0%

CAAP CORPORACION AMER ARPTS S A 1.0%

Value ($000) $5,272 Shares 795,229 Est. Cost $8.71 Unrealized -10.9%

ARLO ARLO TECHNOLOGIES INC 0.8%

Value ($000) $4,162 Shares 417,006 Est. Cost $18.69 Unrealized -35.8%

PETS PETMED EXPRESS INC 0.7%

Value ($000) $3,489 Shares 150,000 Est. Cost $26.69 Unrealized 0.0%

— MERRIMACK PHARMACEUTICALS IN 0.7%

Value ($000) $3,430 Shares 888,620 Est. Cost $6.20 Unrealized —

RFL RAFAEL HLDGS INC 0.7%

Value ($000) $3,370 Shares 425,000 Est. Cost $6.03 Unrealized +37.7%

— AURORA CANNABIS INC 0.5%

Value ($000) $2,480 Shares 500,000 Est. Cost $4.96 Unrealized —

CWH CAMPING WORLD HLDGS INC 0.4%

Value ($000) $2,294 Shares 200,000 Est. Cost $12.09 Unrealized 0.0%

SKY SKYLINE CHAMPION CORPORATION 0.4%

Value ($000) $2,012 Shares 136,941 Est. Cost $22.10 Unrealized 0.0%

— TAHOE RES INC 0.3%

Value ($000) $1,512 Shares 414,281 Est. Cost $3.65 Unrealized —

— FORWARD PHARMA A/S 0.2%

Value ($000) $830 Shares 1,064,501 Est. Cost $0.78 Unrealized —

SATS ECHOSTAR CORP 0.2%

Value ($000) $774 Shares 21,079 Est. Cost $32.97 Unrealized 0.0%

— TILRAY INC 0.1%

Value ($000) $515 Shares 7,300 Est. Cost $70.54 Unrealized —

CUBI CUSTOMERS BANCORP INC 0.0%

Value ($000) $228 Shares 12,505 Est. Cost $20.01 Unrealized 0.0%

— WRIGHT MED GROUP N V 0.0%

Value ($000) $5 Shares 374,531 Est. Cost $1.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PCG	PG&E CORP	2,915,000	$69,231	13.5%	$44.17	-19.9%	COM	69331C108
—	TILRAY INC	62,000,000	$45,183	8.8%	$0.73	—	DEBT 5.000%10/0	U8961EAA4
PCG	PG&E CORP	1,775,000	$42,156	8.2%	$44.17	-19.9%	Call	69331C108
ILPT	INDUSTRIAL LOGISTICS PPTYS T	1,699,304	$33,425	6.5%	$21.97	—	COM SHS BEN INT	456237106
CVSA	ADTALEM GLOBAL ED INC	626,000	$29,622	5.8%	$36.89	+38.6%	COM	00737L103
EXAS	EXACT SCIENCES CORP	468,828	$29,583	5.8%	$63.89	+7.4%	COM	30063P105
—	ALTABA INC	391,000	$22,655	4.4%	$63.04	—	COM	021346101
ADNT	ADIENT PLC	1,500,000	$22,590	4.4%	$38.59	-33.0%	ORD SHS	G0084W101
—	SPIRIT AEROSYSTEMS HLDGS INC	275,000	$19,825	3.9%	$27.60	—	COM CL A	848574109
GTX	GARRETT MOTION INC	1,342,000	$16,560	3.2%	$13.59	0.0%	COM	366505105
NTGR	NETGEAR INC	306,826	$15,964	3.1%	$33.47	0.0%	COM	64111Q104
SPY	SPDR S&P 500 ETF TR	62,500	$15,620	3.1%	—	—	Put	78462F103
ADNT	ADIENT PLC	1,004,000	$15,120	3.0%	$38.59	-33.0%	Put	G0084W101
—	LIBERTY MEDIA CORP DELAWARE	365,000	$13,432	2.6%	$43.44	—	COM A SIRIUSXM	531229409
—	RECRO PHARMA INC	1,600,000	$11,360	2.2%	$5.95	—	COM	75629F109
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$10,560	2.1%	$84.61	-31.7%	COM	84790A105
—	LIBERTY MEDIA CORP DELAWARE	281,500	$10,410	2.0%	$42.90	—	COM C SIRIUSXM	531229607
—	RETAIL VALUE INC	402,241	$10,293	2.0%	$29.87	—	COM	76133Q102
—	TILRAY INC	138,400	$9,763	1.9%	$70.54	—	Call	88688T100
NODK	NI HLDGS INC	572,800	$9,010	1.8%	$14.69	+8.4%	COM	65342T106
—	PARK ELECTROCHEMICAL CORP	448,100	$8,097	1.6%	$18.07	—	COM	700416209
TBCH	TURTLE BEACH CORP	525,000	$7,492	1.5%	$13.85	+24.2%	COM NEW	900450206
—	TILRAY INC	100,000	$7,054	1.4%	$70.54	—	COM CL 2	88688T100
VRTS	VIRTUS INVT PARTNERS INC	75,299	$5,981	1.2%	$77.11	0.0%	COM	92828Q109
CAAP	CORPORACION AMER ARPTS S A	795,229	$5,272	1.0%	$8.71	-10.9%	COM	L1995B107
ARLO	ARLO TECHNOLOGIES INC	417,006	$4,162	0.8%	$18.69	-35.8%	COM	04206A101
PETS	PETMED EXPRESS INC	150,000	$3,489	0.7%	$26.69	0.0%	COM	716382106
—	MERRIMACK PHARMACEUTICALS IN	888,620	$3,430	0.7%	$6.20	—	COM NEW	590328209
RFL	RAFAEL HLDGS INC	425,000	$3,370	0.7%	$6.03	+37.7%	COM CL B	75062E106
—	AURORA CANNABIS INC	500,000	$2,480	0.5%	$4.96	—	COM	05156X108
CWH	CAMPING WORLD HLDGS INC	200,000	$2,294	0.4%	$12.09	0.0%	CL A	13462K109
SKY	SKYLINE CHAMPION CORPORATION	136,941	$2,012	0.4%	$22.10	0.0%	COM	830830105
—	TAHOE RES INC	414,281	$1,512	0.3%	$3.65	—	COM	873868103
—	FORWARD PHARMA A/S	1,064,501	$830	0.2%	$0.78	—	SPONSORED ADR	34986J105
SATS	ECHOSTAR CORP	21,079	$774	0.2%	$32.97	0.0%	CL A	278768106
—	TILRAY INC	7,300	$515	0.1%	$70.54	—	Put	88688T100
CUBI	CUSTOMERS BANCORP INC	12,505	$228	0.0%	$20.01	0.0%	COM	23204G100
—	WRIGHT MED GROUP N V	374,531	$5	0.0%	$1.50	—	RIGHT 03/01/2019	N96617126