Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value ($000): $528,943 (90.8% shares, 9.2% debt)

Holdings (32)

PCG PG&E CORP 16.3%

Value ($000) $86,294 Shares 4,848,002 Est. Cost $32.95 Unrealized -51.3%

— TILRAY INC 9.2%

Value ($000) $48,720 Shares 58,000,000 Est. Cost $0.73 Unrealized —

ADNT ADIENT PLC 8.8%

Value ($000) $46,656 Shares 3,600,000 Est. Cost $26.29 Unrealized -33.4%

CVSA ADTALEM GLOBAL ED INC 5.5%

Value ($000) $28,996 Shares 626,000 Est. Cost $36.89 Unrealized +30.4%

— ALTABA INC 5.5%

Value ($000) $28,981 Shares 391,000 Est. Cost $63.04 Unrealized —

— SPIRIT AEROSYSTEMS HLDGS INC 4.8%

Value ($000) $25,171 Shares 275,000 Est. Cost $27.60 Unrealized —

ADNT ADIENT PLC 4.6%

Value ($000) $24,248 Shares 1,871,000 Est. Cost $26.29 Unrealized -33.4%

— LIBERTY MEDIA CORP DELAWARE 4.3%

Value ($000) $22,800 Shares 597,165 Est. Cost $41.40 Unrealized —

GTX GARRETT MOTION INC 3.9%

Value ($000) $20,622 Shares 1,400,000 Est. Cost $13.66 Unrealized +10.4%

SPY SPDR S&P 500 ETF TR 3.3%

Value ($000) $17,655 Shares 62,500 Est. Cost — Unrealized —

VRTS VIRTUS INVT PARTNERS INC 2.8%

Value ($000) $14,808 Shares 151,800 Est. Cost $76.36 Unrealized -1.0%

SPB SPECTRUM BRANDS HLDGS INC NE 2.6%

Value ($000) $13,692 Shares 249,937 Est. Cost $84.61 Unrealized -36.8%

ILPT INDUSTRIAL LOGISTICS PPTYS T 2.6%

Value ($000) $13,581 Shares 673,351 Est. Cost $21.97 Unrealized —

— TILRAY INC 2.5%

Value ($000) $13,104 Shares 200,000 Est. Cost $69.56 Unrealized —

EXAS EXACT SCIENCES CORP 2.5%

Value ($000) $12,993 Shares 150,000 Est. Cost $63.89 Unrealized +33.2%

ADNT ADIENT PLC 2.5%

Value ($000) $12,960 Shares 1,000,000 Est. Cost $26.29 Unrealized -33.4%

SKY SKYLINE CHAMPION CORPORATION 2.2%

Value ($000) $11,400 Shares 600,000 Est. Cost $19.19 Unrealized -4.5%

SATS ECHOSTAR CORP 2.1%

Value ($000) $10,935 Shares 300,000 Est. Cost $31.62 Unrealized -0.3%

— RETAIL VALUE INC 2.1%

Value ($000) $10,888 Shares 349,319 Est. Cost $29.87 Unrealized —

NODK NI HLDGS INC 1.8%

Value ($000) $9,600 Shares 600,000 Est. Cost $14.72 Unrealized +4.9%

— TILRAY INC 1.5%

Value ($000) $8,151 Shares 124,400 Est. Cost $69.56 Unrealized —

— MERRIMACK PHARMACEUTICALS IN 1.5%

Value ($000) $7,955 Shares 1,144,583 Est. Cost $6.37 Unrealized —

CAAP CORPORACION AMER ARPTS S A 1.3%

Value ($000) $6,616 Shares 800,000 Est. Cost $8.71 Unrealized -12.7%

— RECRO PHARMA INC 1.2%

Value ($000) $6,480 Shares 1,105,809 Est. Cost $5.95 Unrealized —

CUBI CUSTOMERS BANCORP INC 1.2%

Value ($000) $6,198 Shares 338,486 Est. Cost $19.95 Unrealized -0.0%

TBCH TURTLE BEACH CORP 1.1%

Value ($000) $5,964 Shares 525,000 Est. Cost $13.85 Unrealized +8.8%

RFL RAFAEL HLDGS INC 1.0%

Value ($000) $5,376 Shares 425,000 Est. Cost $6.03 Unrealized +138.5%

AAOI APPLIED OPTOELECTRONICS INC 0.8%

Value ($000) $4,222 Shares 346,050 Est. Cost $15.08 Unrealized 0.0%

— LIBERTY MEDIA CORP DELAWARE 0.4%

Value ($000) $1,887 Shares 49,335 Est. Cost $42.90 Unrealized —

— FORWARD PHARMA A/S 0.2%

Value ($000) $1,256 Shares 1,064,501 Est. Cost $0.78 Unrealized —

PETS PETMED EXPRESS INC 0.1%

Value ($000) $592 Shares 25,999 Est. Cost $26.69 Unrealized -15.5%

— PHUNWARE INC 0.0%

Value ($000) $142 Shares 85,000 Est. Cost $1.67 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PCG	PG&E CORP	4,848,002	$86,294	16.3%	$32.95	-51.3%	COM	69331C108
—	TILRAY INC	58,000,000	$48,720	9.2%	$0.73	—	DEBT 5.000%10/0	U8961EAA4
ADNT	ADIENT PLC	3,600,000	$46,656	8.8%	$26.29	-33.4%	ORD SHS	G0084W101
CVSA	ADTALEM GLOBAL ED INC	626,000	$28,996	5.5%	$36.89	+30.4%	COM	00737L103
—	ALTABA INC	391,000	$28,981	5.5%	$63.04	—	COM	021346101
—	SPIRIT AEROSYSTEMS HLDGS INC	275,000	$25,171	4.8%	$27.60	—	COM CL A	848574109
ADNT	ADIENT PLC	1,871,000	$24,248	4.6%	$26.29	-33.4%	Put	G0084W101
—	LIBERTY MEDIA CORP DELAWARE	597,165	$22,800	4.3%	$41.40	—	COM A SIRIUSXM	531229409
GTX	GARRETT MOTION INC	1,400,000	$20,622	3.9%	$13.66	+10.4%	COM	366505105
SPY	SPDR S&P 500 ETF TR	62,500	$17,655	3.3%	—	—	Put	78462F103
VRTS	VIRTUS INVT PARTNERS INC	151,800	$14,808	2.8%	$76.36	-1.0%	COM	92828Q109
SPB	SPECTRUM BRANDS HLDGS INC NE	249,937	$13,692	2.6%	$84.61	-36.8%	COM	84790A105
ILPT	INDUSTRIAL LOGISTICS PPTYS T	673,351	$13,581	2.6%	$21.97	—	COM SHS BEN INT	456237106
—	TILRAY INC	200,000	$13,104	2.5%	$69.56	—	Put	88688T100
EXAS	EXACT SCIENCES CORP	150,000	$12,993	2.5%	$63.89	+33.2%	COM	30063P105
ADNT	ADIENT PLC	1,000,000	$12,960	2.5%	$26.29	-33.4%	Call	G0084W101
SKY	SKYLINE CHAMPION CORPORATION	600,000	$11,400	2.2%	$19.19	-4.5%	COM	830830105
SATS	ECHOSTAR CORP	300,000	$10,935	2.1%	$31.62	-0.3%	CL A	278768106
—	RETAIL VALUE INC	349,319	$10,888	2.1%	$29.87	—	COM	76133Q102
NODK	NI HLDGS INC	600,000	$9,600	1.8%	$14.72	+4.9%	COM	65342T106
—	TILRAY INC	124,400	$8,151	1.5%	$69.56	—	COM CL 2	88688T100
—	MERRIMACK PHARMACEUTICALS IN	1,144,583	$7,955	1.5%	$6.37	—	COM NEW	590328209
CAAP	CORPORACION AMER ARPTS S A	800,000	$6,616	1.3%	$8.71	-12.7%	COM	L1995B107
—	RECRO PHARMA INC	1,105,809	$6,480	1.2%	$5.95	—	COM	75629F109
CUBI	CUSTOMERS BANCORP INC	338,486	$6,198	1.2%	$19.95	-0.0%	COM	23204G100
TBCH	TURTLE BEACH CORP	525,000	$5,964	1.1%	$13.85	+8.8%	COM NEW	900450206
RFL	RAFAEL HLDGS INC	425,000	$5,376	1.0%	$6.03	+138.5%	COM CL B	75062E106
AAOI	APPLIED OPTOELECTRONICS INC	346,050	$4,222	0.8%	$15.08	0.0%	COM	03823U102
—	LIBERTY MEDIA CORP DELAWARE	49,335	$1,887	0.4%	$42.90	—	COM C SIRIUSXM	531229607
—	FORWARD PHARMA A/S	1,064,501	$1,256	0.2%	$0.78	—	SPONSORED ADR	34986J105
PETS	PETMED EXPRESS INC	25,999	$592	0.1%	$26.69	-15.5%	COM	716382106
—	PHUNWARE INC	85,000	$142	0.0%	$1.67	—	*W EXP 12/26/202	71948P118