Location: New York, NY
CIK: 0001569241 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $413M (96.1% shares, 3.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PFENEX INC | 4,500,000 | $57.38M | 13.9% | $12.75 | — | COM | 717071104 |
| PCG | PG&E CORP | 2,800,000 | $26.29M | 6.4% | $17.62 | -48.0% | COM | 69331C108 |
| ADNT | ADIENT PLC | 1,350,000 | $23.4M | 5.7% | $24.40 | -28.6% | ORD SHS | G0084W101 |
| — | CHANGE HEALTHCARE INC | 1,450,000 | $21.04M | 5.1% | $10.46 | — | COM | 15912K100 |
| HII | HUNTINGTON INGALLS INDS INC | 125,000 | $17.59M | 4.3% | $142.15 | 0.0% | COM | 446413106 |
| VRTS | VIRTUS INVT PARTNERS INC | 106,500 | $14.77M | 3.6% | $92.06 | +21.6% | COM | 92828Q109 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 249,937 | $14.29M | 3.5% | $84.61 | -35.2% | COM | 84790A105 |
| — | COREPOINT LODGING INC | 2,500,000 | $13.63M | 3.3% | $7.07 | — | COM | 21872L104 |
| — | FLOTEK INDS INC DEL | 4,916,573 | $13.32M | 3.2% | $1.35 | — | COM | 343389102 |
| VTOL | BRISTOW GROUP INC | 539,982 | $11.47M | 2.8% | $12.75 | +46.5% | COM | 11040G103 |
| — | RLJ LODGING TR | 495,000 | $11.35M | 2.8% | $21.95 | — | CUM CONV PFD A | 74965L200 |
| — | SPIRIT AEROSYSTEMS HLDGS INC | 600,000 | $11.35M | 2.7% | $24.05 | — | COM CL A | 848574109 |
| FE | FIRSTENERGY CORP | 375,000 | $10.77M | 2.6% | $25.02 | 0.0% | COM | 337932107 |
| NODK | NI HLDGS INC | 500,000 | $8.445M | 2.0% | $14.84 | +8.5% | COM | 65342T106 |
| — | FORUM ENERGY TECHNOLOGIES IN | 13,514,000 | $8.439M | 2.0% | $0.62 | — | NOTE 9.000% 8/0 | 34984VAC4 |
| CUBI | CUSTOMERS BANCORP INC | 750,000 | $8.4M | 2.0% | $14.34 | -17.3% | COM | 23204G100 |
| — | TWIN RIV WORLDWIDE HLDGS INC | 314,731 | $8.268M | 2.0% | $22.53 | — | COM | 90171V204 |
| — | TILRAY INC | 18,000,000 | $7.571M | 1.8% | $0.53 | — | NOTE 5.000%10/0 | 88688TAB6 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 205,700 | $7.57M | 1.8% | $36.34 | — | COM | 78377T107 |
| POR | PORTLAND GEN ELEC CO | 200,000 | $7.1M | 1.7% | $36.15 | -11.9% | COM NEW | 736508847 |
| GTX | GARRETT MOTION INC | 2,000,000 | $6.9M | 1.7% | $10.33 | -52.3% | COM | 366505105 |
| ESRT | EMPIRE ST RLTY TR INC | 1,100,000 | $6.732M | 1.6% | $6.12 | — | CL A | 292104106 |
| WBS | WEBSTER FINL CORP CONN | 230,000 | $6.074M | 1.5% | $37.28 | -27.3% | COM | 947890109 |
| — | MERIDA MERGER CORP I | 590,000 | $5.832M | 1.4% | $9.73 | — | COM | 58953M106 |
| RFL | RAFAEL HLDGS INC | 375,000 | $5.813M | 1.4% | $7.79 | +100.2% | COM CL B | 75062E106 |
| TXNM | PNM RES INC | 140,000 | $5.786M | 1.4% | $44.20 | -5.6% | COM | 69349H107 |
| — | PERSHING SQUARE TONTINE HLDG | 250,000 | $5.673M | 1.4% | $22.69 | — | COM CL A | 71531R109 |
| — | MERRIMACK PHARMACEUTICALS IN | 1,296,436 | $5.186M | 1.3% | $6.12 | — | COM NEW | 590328209 |
| — | FIVE STAR SENIOR LIVING INC | 1,018,041 | $5.161M | 1.3% | $3.03 | — | COM NEW | 33832D205 |
| SPY | SPDR S&P 500 ETF TR | 15,000 | $5.023M | 1.2% | — | — | Put | 78462F103 |
| — | SUPER MICRO COMPUTER INC | 182,769 | $4.825M | 1.2% | $21.28 | — | COM | 86800U104 |
| GLNG | GOLAR LNG LTD | 750,000 | $4.541M | 1.1% | $8.12 | 0.0% | SHS | G9456A100 |
| PNW | PINNACLE WEST CAP CORP | 60,000 | $4.473M | 1.1% | $65.67 | -7.8% | COM | 723484101 |
| NWE | NORTHWESTERN CORP | 90,000 | $4.378M | 1.1% | $50.14 | -17.4% | COM NEW | 668074305 |
| — | ALLETE INC | 80,000 | $4.139M | 1.0% | $58.40 | — | COM NEW | 018522300 |
| CWH | CAMPING WORLD HLDGS INC | 135,000 | $4.016M | 1.0% | $7.96 | +207.1% | CL A | 13462K109 |
| BKH | BLACK HILLS CORP | 75,000 | $4.012M | 1.0% | $53.30 | -14.4% | COM | 092113109 |
| AAOI | APPLIED OPTOELECTRONICS INC | 316,050 | $3.556M | 0.9% | $12.46 | -2.7% | COM | 03823U102 |
| — | RETAIL VALUE INC | 252,319 | $3.172M | 0.8% | $15.53 | — | COM | 76133Q102 |
| AOUT | AMERICAN OUTDOOR BRANDS INC | 220,561 | $2.874M | 0.7% | $14.76 | 0.0% | COM | 02875D109 |
| CAAP | CORPORACION AMER ARPTS S A | 1,203,974 | $2.685M | 0.7% | $7.12 | -65.0% | COM | L1995B107 |
| — | CONTURA ENERGY INC | 250,000 | $1.83M | 0.4% | $3.04 | — | COM | 21241B100 |
| SATS | ECHOSTAR CORP | 62,170 | $1.547M | 0.4% | $27.88 | 0.0% | CL A | 278768106 |
| — | RECRO PHARMA INC | 700,000 | $1.47M | 0.4% | $2.10 | — | COM | 75629F109 |
| — | FORUM ENERGY TECHNOLOGIES IN | 2,000,000 | $1.099M | 0.3% | $0.53 | — | COM | 34984V100 |
| — | BRISTOL-MYERS SQUIBB CO | 450,000 | $1.013M | 0.2% | $2.25 | — | RIGHT 99/99/9999 | 110122157 |
| — | WANDA SPORTS GROUP CO LTD | 409,817 | $951K | 0.2% | $2.11 | — | SPONSORED ADS | 93368R101 |
| — | ARCONIC CORPORATION | 25,000 | $476K | 0.1% | $13.93 | — | COM | 03966v107 |
| BTU | PEABODY ENERGY CORP NEW | 200,000 | $460K | 0.1% | $2.78 | 0.0% | COM | 704551100 |
| — | PERSHING SQUARE TONTINE HLDG | 27,777 | $199K | 0.0% | $7.16 | — | *W EXP 07/24/202 | 71531R117 |
| — | SUPERIOR ENERGY SVCS INC | 460,000 | $167K | 0.0% | $2.86 | — | COM NEW | 868157306 |
| — | MERIDA MERGER CORP I | 295,000 | $150K | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | OAKTREE ACQUISITION CORP | 3,400 | $40,000 | 0.0% | $11.76 | — | SHS CL A | G67145105 |