Harvey Partners, LLC Diversified Active

Location: Tarrytown, NY

CIK: 0001406484 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 17, 2021

Total Value: $145M (100.0% shares, 0.0% debt)

Holdings (39)

UIS UNISYS CORP 5.5%

Value $8.023M Shares 315,600 Share Price $25.42 * Est. Cost/Share $11.90 Unrealized @ Report Date +107.5%

— XPERI HOLDING CORP 5.5%

Value $7.973M Shares 366,251 Share Price $21.77 Est. Cost/Share $16.60 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 5.2%

Value $7.582M Shares 520,000 Share Price $14.58 Est. Cost/Share $9.69 Unrealized @ Report Date +50.4%

VPG VISHAY PRECISION GROUP INC 4.9%

Value $7.086M Shares 230,000 Share Price $30.81 * Est. Cost/Share $28.38 Unrealized @ Report Date +17.1%

IWM ISHARES TR 4.6%

Value $6.628M Shares 30,000 Share Price $220.93 Est. Cost/Share — Unrealized @ Report Date —

KLIC KULICKE & SOFFA INDS INC 4.4%

Value $6.315M Shares 128,599 Share Price $49.11 * Est. Cost/Share $26.97 Unrealized @ Report Date +48.7%

HBIO HARVARD BIOSCIENCE INC 4.1%

Value $6.006M Shares 1,100,000 Share Price $5.46 * Est. Cost/Share $3.06 Unrealized @ Report Date +59.1%

OEC ORION ENGINEERED CARBONS S A 4.1%

Value $5.995M Shares 304,000 Share Price $19.72 * Est. Cost/Share $15.74 Unrealized @ Report Date +14.4%

VMI VALMONT INDS INC 4.1%

Value $5.882M Shares 24,750 Share Price $237.66 * Est. Cost/Share $135.35 Unrealized @ Report Date +63.9%

ASPN ASPEN AEROGELS INC 3.9%

Value $5.593M Shares 275,000 Share Price $20.34 * Est. Cost/Share $4.09 Unrealized @ Report Date +415.8%

— TUFIN SOFTWARE TECHNOLOGIE 3.5%

Value $5.066M Shares 482,500 Share Price $10.50 Est. Cost/Share $10.88 Unrealized @ Report Date —

F FORD MTR CO DEL 3.1%

Value $4.428M Shares 361,500 Share Price $12.25 * Est. Cost/Share $6.15 Unrealized @ Report Date +41.1%

— SUMMIT MATLS INC 2.9%

Value $4.147M Shares 148,000 Share Price $28.02 Est. Cost/Share $20.24 Unrealized @ Report Date —

BLBD BLUE BIRD CORP 2.8%

Value $4.067M Shares 162,500 Share Price $25.03 * Est. Cost/Share $13.88 Unrealized @ Report Date +64.3%

— MRC GLOBAL INC 2.7%

Value $3.901M Shares 432,000 Share Price $9.03 Est. Cost/Share $6.66 Unrealized @ Report Date —

CF CF INDS HLDGS INC 2.7%

Value $3.894M Shares 85,800 Share Price $45.38 * Est. Cost/Share $33.75 Unrealized @ Report Date +20.5%

ADI ANALOG DEVICES INC 2.7%

Value $3.846M Shares 24,800 Share Price $155.08 * Est. Cost/Share $98.40 Unrealized @ Report Date +43.4%

CBT CABOT CORP 2.6%

Value $3.723M Shares 71,000 Share Price $52.44 * Est. Cost/Share $39.38 Unrealized @ Report Date +12.8%

— TILE SHOP HOLDINGS INC 2.6%

Value $3.722M Shares 545,000 Share Price $6.83 Est. Cost/Share $6.83 Unrealized @ Report Date —

THR THERMON GROUP HLDGS INC 2.5%

Value $3.645M Shares 187,000 Share Price $19.49 * Est. Cost/Share $13.33 Unrealized @ Report Date +36.9%

CMP COMPASS MINERALS INTL INC 2.5%

Value $3.613M Shares 57,600 Share Price $62.73 * Est. Cost/Share $48.08 Unrealized @ Report Date +23.9%

CSL CARLISLE COS INC 2.2%

Value $3.127M Shares 19,000 Share Price $164.58 * Est. Cost/Share $124.22 Unrealized @ Report Date +16.8%

SEE SEALED AIR CORP NEW 2.1%

Value $3.024M Shares 66,000 Share Price $45.82 * Est. Cost/Share $30.97 Unrealized @ Report Date +31.5%

NPO ENPRO INDS INC 2.0%

Value $2.899M Shares 34,000 Share Price $85.26 * Est. Cost/Share $61.69 Unrealized @ Report Date +32.3%

MATV SCHWEITZER-MAUDUIT INTL INC 2.0%

Value $2.865M Shares 58,500 Share Price $48.97 * Est. Cost/Share $26.20 Unrealized @ Report Date +32.7%

— ADTRAN INC 1.9%

Value $2.819M Shares 169,000 Share Price $16.68 Est. Cost/Share $8.89 Unrealized @ Report Date —

CTS CTS CORP 1.9%

Value $2.805M Shares 90,300 Share Price $31.06 * Est. Cost/Share $25.76 Unrealized @ Report Date +25.3%

ARKK ARK ETF TR 1.7%

Value $2.399M Shares 20,000 Share Price $119.95 Est. Cost/Share — Unrealized @ Report Date —

AZZ AZZ INC 1.5%

Value $2.175M Shares 43,200 Share Price $50.35 * Est. Cost/Share $37.93 Unrealized @ Report Date +25.5%

AIOT POWERFLEET INC 1.5%

Value $2.121M Shares 258,000 Share Price $8.22 Est. Cost/Share $8.24 Unrealized @ Report Date 0.0%

BW BABCOCK & WILCOX ENTERPRISES 1.2%

Value $1.687M Shares 178,100 Share Price $9.47 * Est. Cost/Share $6.42 Unrealized @ Report Date 0.0%

FCX FREEPORT-MCMORAN INC 1.1%

Value $1.647M Shares 50,000 Share Price $32.94 * Est. Cost/Share $8.58 Unrealized @ Report Date +253.8%

IGIC INTL GNRL INSURANCE HLDNGS L 1.1%

Value $1.646M Shares 201,500 Share Price $8.17 * Est. Cost/Share $9.01 Unrealized @ Report Date -13.2%

AFIIQ ARMSTRONG FLOORING INC 1.1%

Value $1.589M Shares 325,000 Share Price $4.89 * Est. Cost/Share $4.72 Unrealized @ Report Date 0.0%

— SONIM TECHNOLOGIES INC 0.9%

Value $1.254M Shares 1,529,000 Share Price $0.82 Est. Cost/Share $0.78 Unrealized @ Report Date —

AZTA BROOKS AUTOMATION INC NEW 0.5%

Value $694K Shares 8,500 Share Price $81.65 Est. Cost/Share $36.74 Unrealized @ Report Date +118.7%

— SECUREWORKS CORP 0.4%

Value $602K Shares 45,000 Share Price $13.38 Est. Cost/Share $11.38 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 0.3%

Value $396K Shares 1,000 Share Price $396.00 Est. Cost/Share — Unrealized @ Report Date —

— SEAPORT GLOBAL ACQUISITN COR 0.0%

Value $11,000 Shares 20,000 Share Price $0.55 Est. Cost/Share $1.01 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
UIS	UNISYS CORP	315,600	$8.023M	5.5%	$25.42 *	$11.90	+107.5%	COM NEW	909214306
—	XPERI HOLDING CORP	366,251	$7.973M	5.5%	$21.77	$16.60	—	COM	98390M103
GLDD	GREAT LAKES DREDGE & DOCK CO	520,000	$7.582M	5.2%	$14.58	$9.69	+50.4%	COM	390607109
VPG	VISHAY PRECISION GROUP INC	230,000	$7.086M	4.9%	$30.81 *	$28.38	+17.1%	COM	92835K103
IWM	ISHARES TR	30,000	$6.628M	4.6%	$220.93	—	—	Put	464287655
KLIC	KULICKE & SOFFA INDS INC	128,599	$6.315M	4.4%	$49.11 *	$26.97	+48.7%	COM	501242101
HBIO	HARVARD BIOSCIENCE INC	1,100,000	$6.006M	4.1%	$5.46 *	$3.06	+59.1%	COM	416906105
OEC	ORION ENGINEERED CARBONS S A	304,000	$5.995M	4.1%	$19.72 *	$15.74	+14.4%	COM	L72967109
VMI	VALMONT INDS INC	24,750	$5.882M	4.1%	$237.66 *	$135.35	+63.9%	COM	920253101
ASPN	ASPEN AEROGELS INC	275,000	$5.593M	3.9%	$20.34 *	$4.09	+415.8%	COM	04523Y105
—	TUFIN SOFTWARE TECHNOLOGIE	482,500	$5.066M	3.5%	$10.50	$10.88	—	SHS	M8893U102
F	FORD MTR CO DEL	361,500	$4.428M	3.1%	$12.25 *	$6.15	+41.1%	COM	345370860
—	SUMMIT MATLS INC	148,000	$4.147M	2.9%	$28.02	$20.24	—	CL A	86614U100
BLBD	BLUE BIRD CORP	162,500	$4.067M	2.8%	$25.03 *	$13.88	+64.3%	COM	095306106
—	MRC GLOBAL INC	432,000	$3.901M	2.7%	$9.03	$6.66	—	COM	55345K103
CF	CF INDS HLDGS INC	85,800	$3.894M	2.7%	$45.38 *	$33.75	+20.5%	COM	125269100
ADI	ANALOG DEVICES INC	24,800	$3.846M	2.7%	$155.08 *	$98.40	+43.4%	COM	032654105
CBT	CABOT CORP	71,000	$3.723M	2.6%	$52.44 *	$39.38	+12.8%	COM	127055101
—	TILE SHOP HOLDINGS INC	545,000	$3.722M	2.6%	$6.83	$6.83	—	COM	88677Q109
THR	THERMON GROUP HLDGS INC	187,000	$3.645M	2.5%	$19.49 *	$13.33	+36.9%	COM	88362T103
CMP	COMPASS MINERALS INTL INC	57,600	$3.613M	2.5%	$62.73 *	$48.08	+23.9%	COM	20451N101
CSL	CARLISLE COS INC	19,000	$3.127M	2.2%	$164.58 *	$124.22	+16.8%	COM	142339100
SEE	SEALED AIR CORP NEW	66,000	$3.024M	2.1%	$45.82 *	$30.97	+31.5%	COM	81211K100
NPO	ENPRO INDS INC	34,000	$2.899M	2.0%	$85.26 *	$61.69	+32.3%	COM	29355X107
MATV	SCHWEITZER-MAUDUIT INTL INC	58,500	$2.865M	2.0%	$48.97 *	$26.20	+32.7%	COM	808541106
—	ADTRAN INC	169,000	$2.819M	1.9%	$16.68	$8.89	—	COM	00738A106
CTS	CTS CORP	90,300	$2.805M	1.9%	$31.06 *	$25.76	+25.3%	COM	126501105
ARKK	ARK ETF TR	20,000	$2.399M	1.7%	$119.95	—	—	Put	00214Q104
AZZ	AZZ INC	43,200	$2.175M	1.5%	$50.35 *	$37.93	+25.5%	COM	002474104
AIOT	POWERFLEET INC	258,000	$2.121M	1.5%	$8.22	$8.24	0.0%	COM	73931J109
BW	BABCOCK & WILCOX ENTERPRISES	178,100	$1.687M	1.2%	$9.47 *	$6.42	0.0%	COM	05614L209
FCX	FREEPORT-MCMORAN INC	50,000	$1.647M	1.1%	$32.94 *	$8.58	+253.8%	CL B	35671D857
IGIC	INTL GNRL INSURANCE HLDNGS L	201,500	$1.646M	1.1%	$8.17 *	$9.01	-13.2%	SHS	G4809J106
AFIIQ	ARMSTRONG FLOORING INC	325,000	$1.589M	1.1%	$4.89 *	$4.72	0.0%	COM	04238R106
—	SONIM TECHNOLOGIES INC	1,529,000	$1.254M	0.9%	$0.82	$0.78	—	COM	83548F101
AZTA	BROOKS AUTOMATION INC NEW	8,500	$694K	0.5%	$81.65	$36.74	+118.7%	COM	114340102
—	SECUREWORKS CORP	45,000	$602K	0.4%	$13.38	$11.38	—	CL A	81374A105
SPY	SPDR S&P 500 ETF TR	1,000	$396K	0.3%	$396.00	—	—	Put	78462F103
—	SEAPORT GLOBAL ACQUISITN COR	20,000	$11,000	0.0%	$0.55	$1.01	—	*W EXP 12/15/202	812227114