CIK: 0000919185 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value ($000): $1,855,287 (38.0% shares, 62.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 525,000 | $174,494 | 9.4% | — | — | Put | 78462F953 |
| — | WAYFAIR INC | 38,500,000 | $99,882 | 5.4% | $0.95 | — | BOND | 94419LAD3 |
| — | CLOVIS ONCOLOGY INC | 64,842,000 | $63,520 | 3.4% | $0.98 | — | BOND | 189464AE0 |
| — | SEMPRA ENERGY | 621,338 | $61,171 | 3.3% | $96.98 | — | PREF CONV | 816851406 |
| — | COLFAX CORP | 433,901 | $58,234 | 3.1% | $126.66 | — | PREF CONV | 194014205 |
| — | GFL ENVIRONMENTAL INC | 1,066,006 | $56,829 | 3.1% | $49.70 | — | PREF CONV | 36168Q120 |
| — | AMERICAN AIRLS GROUP INC | 58,500,000 | $54,143 | 2.9% | $0.94 | — | BOND | 02376RAF9 |
| — | OPKO HEALTH INC | 44,920,000 | $49,468 | 2.7% | $0.87 | — | BOND | 68375NAD5 |
| — | WAYFAIR INC | 22,500,000 | $47,192 | 2.5% | $2.10 | — | BOND | 94419LAF8 |
| — | RETROPHIN INC | 53,400,000 | $44,684 | 2.4% | $0.88 | — | BOND | 761299AB2 |
| — | AMAG PHARMACEUTICALS INC | 48,555,000 | $43,700 | 2.4% | $0.80 | — | BOND | 00163UAD8 |
| — | AEGERION PHARMACEUTICALS INC | 35,456,854 | $42,725 | 2.3% | $1.20 | — | BOND | 00767EAC6 |
| — | GREEN PLAINS INC | 45,243,000 | $42,712 | 2.3% | $0.82 | — | BOND | 393222AF1 |
| — | INOVIO PHARMACEUTICALS INC | 16,000,000 | $40,780 | 2.2% | $2.42 | — | BOND | 45773HAB8 |
| — | INVACARE CORP | 45,863,000 | $40,417 | 2.2% | $1.01 | — | BOND | 461203AH4 |
| DHR | DANAHER CORPORATION | 185,854 | $39,217 | 2.1% | $171.33 | +1.4% | COMMON | 235851102 |
| — | INTERCEPT PHARMACEUTICALS IN | 55,943,000 | $39,071 | 2.1% | $0.71 | — | BOND | 45845PAB4 |
| — | TRINITY BIOTECH INVT LTD | 52,925,000 | $36,518 | 2.0% | $0.79 | — | BOND | 89643QAB4 |
| — | OMEROS CORP | 41,600,000 | $33,653 | 1.8% | $0.81 | — | BOND | 682143AG7 |
| — | INFINERA CORP | 37,000,000 | $33,505 | 1.8% | $0.87 | — | BOND | 45667GAC7 |
| — | NANTHEALTH INC | 36,445,000 | $33,081 | 1.8% | $0.74 | — | BOND | 630104AB3 |
| — | COLLEGIUM PHARMACEUTICAL INC | 32,495,000 | $31,313 | 1.7% | $0.95 | — | BOND | 19459JAA2 |
| — | CLOVIS ONCOLOGY INC | 46,566,000 | $31,025 | 1.7% | $0.58 | — | BOND | 189464AC4 |
| — | MESA LABS INC | 27,350,000 | $29,476 | 1.6% | $1.02 | — | BOND | 59064RAA7 |
| — | QUOTIENT LTD | 5,428,844 | $28,284 | 1.5% | $5.48 | — | COMMON | G73268107 |
| — | TORTOISE ACQUISITION CORP | 525,000 | $28,093 | 1.5% | — | — | Put | 89154L950 |
| — | GOGO INC | 17,308,000 | $27,407 | 1.5% | $1.58 | — | BOND | 38046CAD1 |
| — | VERASTEM INC | 28,000,000 | $26,740 | 1.4% | $0.92 | — | BOND | 92337CAA2 |
| — | EZCORP INC | 29,377,000 | $26,564 | 1.4% | $0.87 | — | BOND | 302301AF3 |
| — | PARATEK PHARMACEUTICALS INC | 31,481,000 | $26,208 | 1.4% | $0.71 | — | BOND | 699374AB0 |
| NIO | NIO INC | 1,232,900 | $25,706 | 1.4% | $19.49 | — | ADR | 62914V106 |
| — | PROOFPOINT INC | 25,000,000 | $24,917 | 1.3% | $1.00 | — | BOND | 743424AF0 |
| AVGO | BROADCOM INC | 64,446 | $23,475 | 1.3% | $29.64 | 0.0% | COMMON | 11135F101 |
| BDX | BECTON DICKINSON & CO | 102,990 | $23,217 | 1.3% | $225.34 | 0.0% | COMMON | 075887109 |
| — | WORKIVA INC | 22,041,000 | $21,628 | 1.2% | $0.98 | — | BOND | 98139AAB1 |
| — | HELIX ENERGY SOLUTIONS GRP I | 25,500,000 | $19,380 | 1.0% | $0.76 | — | BOND | 42330PAK3 |
| — | OMEROS CORP | 18,845,000 | $18,751 | 1.0% | $0.98 | — | BOND | 682143AE2 |
| — | INTERCEPT PHARMACEUTICALS IN | 22,977,000 | $18,496 | 1.0% | $0.80 | — | BOND | 45845PAA6 |
| — | EZCORP INC | 23,325,000 | $18,345 | 1.0% | $0.75 | — | BOND | 302301AE6 |
| — | TORTOISE ACQUISITION CORP | 322,280 | $17,245 | 0.9% | $53.51 | — | COMMON | 89154L100 |
| — | PROTALIX BIOTHERAPEUTICS INC | 19,014,000 | $16,922 | 0.9% | $0.92 | — | BOND | 74365AAD3 |
| — | WAYFAIR INC | 50,000 | $14,733 | 0.8% | — | — | Put | 94419L951 |
| KKR | KKR & CO INC | 422,889 | $14,459 | 0.8% | $33.29 | 0.0% | COMMON | 48251W104 |
| — | FORUM MERGER II CORP | 551,000 | $14,073 | 0.8% | — | — | Put | 34986F953 |
| — | AMERICAN ELEC PWR CO INC | 277,597 | $13,608 | 0.7% | $49.02 | — | PREF CONV | 02557T307 |
| — | INVACARE CORP | 15,809,000 | $12,924 | 0.7% | $0.89 | — | BOND | 461203AJ0 |
| AEP | AMERICAN ELEC PWR CO INC | 156,960 | $12,709 | 0.7% | $67.37 | +0.6% | COMMON | 025537101 |
| — | TORTOISE ACQUISITION CORP | 416,200 | $11,633 | 0.6% | $25.89 | — | WARRANT | 89154L118 |
| — | CONTURA ENERGY INC | 1,454,967 | $10,665 | 0.6% | $54.22 | — | COMMON | 21241B100 |
| — | VEONEER INC | 10,800,000 | $9,833 | 0.5% | $0.91 | — | BOND | 92336XAA7 |
| — | THERAVANCE INC | 10,000,000 | $9,596 | 0.5% | $0.96 | — | BOND | 88338TAB0 |
| PLX | PROTALIX BIOTHERAPEUTICS INC | 2,414,487 | $9,416 | 0.5% | $3.31 | +9.4% | COMMON | 74365A309 |
| — | TRINE ACQUISITION CORP | 850,000 | $9,325 | 0.5% | $10.97 | — | COMMON | 89628U108 |
| — | FORUM MERGER II CORP | 326,000 | $8,326 | 0.4% | $25.54 | — | COMMON | 34986F103 |
| — | AMRYT PHARMA PLC | 676,034 | $8,281 | 0.4% | $12.25 | — | ADR | 03217L106 |
| BKNG | BOOKING HOLDINGS INC | 4,453 | $7,450 | 0.4% | $1564.84 | +10.4% | COMMON | 09857L108 |
| — | UTZ BRANDS INC | 1,000,425 | $6,483 | 0.3% | $6.48 | — | WARRANT | 918090119 |
| — | 1LIFE HEALTHCARE INC | 220,000 | $6,274 | 0.3% | $28.52 | — | COMMON | 68269G107 |
| MT | ARCELORMITTAL SA LUXEMBOURG | 433,180 | $5,779 | 0.3% | $11.52 | — | ADR | 03938L203 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 298,137 | $5,414 | 0.3% | $18.16 | — | COMMON | Y58473102 |
| RNG | RINGCENTRAL INC | 19,000 | $5,144 | 0.3% | $277.78 | 0.0% | COMMON | 76680R206 |
| — | FORUM MERGER II CORP | 500,000 | $4,775 | 0.3% | $9.06 | — | WARRANT | 34986F111 |
| CDLX | CARDLYTICS INC | 58,919 | $4,125 | 0.2% | $72.70 | 0.0% | COMMON | 14161W105 |
| — | ASSERTIO HOLDINGS INC | 6,158,759 | $4,125 | 0.2% | $0.80 | — | COMMON | 04546C106 |
| — | TORTOISE ACQUISITION CORP II | 350,000 | $3,801 | 0.2% | $10.86 | — | UNIT | G89554110 |
| — | MEDALLIA INC | 117,766 | $3,268 | 0.2% | $27.75 | — | COMMON | 584021109 |
| — | CLOVIS ONCOLOGY INC | 3,187,000 | $2,972 | 0.2% | $0.90 | — | BOND | 189464AB6 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,000,000 | $2,950 | 0.2% | $2.95 | — | WARRANT | 674599162 |
| — | HOSTESS BRANDS INC | 3,509,593 | $2,843 | 0.2% | $1.55 | — | WARRANT | 44109J114 |
| — | K12 INC | 97,875 | $2,650 | 0.1% | $27.08 | — | COMMON | 48273U102 |
| — | SPARTAN ENERGY ACQUISITION C | 132,600 | $1,913 | 0.1% | — | — | Put | 846784956 |
| — | SPARTAN ENERGY ACQUISITION C | 122,600 | $1,769 | 0.1% | $14.43 | — | COMMON | 846784106 |
| — | TRINE ACQUISITION CORP | 159,400 | $1,749 | 0.1% | — | — | Put | 89628U958 |
| — | SPARTAN ENERGY ACQUISITION C | 300,000 | $1,377 | 0.1% | $4.59 | — | WARRANT | 846784122 |
| — | INVACARE CORP | 1,000,000 | $1,000 | 0.1% | $1.00 | — | BOND | 461203AF8 |
| — | HYCROFT MINING HOLDING CORP | 520,532 | $718 | 0.0% | $1.25 | — | WARRANT | 44862P117 |
| — | VERASTEM INC | 250,000 | $308 | 0.0% | — | — | Call | 92337C904 |
| — | HENNESSY CAP ACQUSTION CORP | 100,000 | $237 | 0.0% | $2.37 | — | WARRANT | 42589C112 |
| AMTX | AEMETIS INC | 70,768 | $224 | 0.0% | $1.58 | +15.9% | COMMON | 00770K202 |
| — | TELIGENT INC NEW | 447,940 | $134 | 0.0% | $0.30 | — | COMMON | 87960W203 |
| — | PANACEA ACQUISITION CORP | 7,065 | $17 | 0.0% | $2.41 | — | WARRANT | 698102118 |
| PLTR | PALANTIR TECHNOLOGIES INC | 870,468 | $9 | 0.0% | $9.50 | 0.0% | COMMON | 69608A108 |
| — | DOLPHIN ENTMT INC | 110,000 | $7 | 0.0% | $0.24 | — | WARRANT | 25686H118 |
| TGTX | TG THERAPEUTICS INC | 127 | $3 | 0.0% | $12.63 | +82.2% | COMMON | 88322Q108 |
| — | HC2 HLDGS INC | 2 | $0 | 0.0% | — | — | COMMON | 404139107 |