Location: New York, NY
CIK: 0000919185 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $1.855B (38.0% shares, 62.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 525,000 | $174M | 9.4% | — | — | Put | 78462F953 |
| — | WAYFAIR INC | 38,500,000 | $99.88M | 5.4% | — | — | BOND | 94419LAD3 |
| — | CLOVIS ONCOLOGY INC | 64,842,000 | $63.52M | 3.4% | — | — | BOND | 189464AE0 |
| — | SEMPRA ENERGY | 621,338 | $61.17M | 3.3% | — | — | PREF CONV | 816851406 |
| — | COLFAX CORP | 433,901 | $58.23M | 3.1% | — | — | PREF CONV | 194014205 |
| — | GFL ENVIRONMENTAL INC | 1,066,006 | $56.83M | 3.1% | — | — | PREF CONV | 36168Q120 |
| — | AMERICAN AIRLS GROUP INC | 58,500,000 | $54.14M | 2.9% | — | — | BOND | 02376RAF9 |
| — | OPKO HEALTH INC | 44,920,000 | $49.47M | 2.7% | — | — | BOND | 68375NAD5 |
| — | WAYFAIR INC | 22,500,000 | $47.19M | 2.5% | — | — | BOND | 94419LAF8 |
| — | RETROPHIN INC | 53,400,000 | $44.68M | 2.4% | — | — | BOND | 761299AB2 |
| — | AMAG PHARMACEUTICALS INC | 48,555,000 | $43.7M | 2.4% | — | — | BOND | 00163UAD8 |
| — | AEGERION PHARMACEUTICALS INC | 35,456,854 | $42.73M | 2.3% | — | — | BOND | 00767EAC6 |
| — | GREEN PLAINS INC | 45,243,000 | $42.71M | 2.3% | — | — | BOND | 393222AF1 |
| — | INOVIO PHARMACEUTICALS INC | 16,000,000 | $40.78M | 2.2% | — | — | BOND | 45773HAB8 |
| — | INVACARE CORP | 45,863,000 | $40.42M | 2.2% | — | — | BOND | 461203AH4 |
| DHR | DANAHER CORPORATION | 185,854 | $39.22M | 2.1% | — | — | COMMON | 235851102 |
| — | INTERCEPT PHARMACEUTICALS IN | 55,943,000 | $39.07M | 2.1% | — | — | BOND | 45845PAB4 |
| — | TRINITY BIOTECH INVT LTD | 52,925,000 | $36.52M | 2.0% | — | — | BOND | 89643QAB4 |
| — | OMEROS CORP | 41,600,000 | $33.65M | 1.8% | — | — | BOND | 682143AG7 |
| — | INFINERA CORP | 37,000,000 | $33.51M | 1.8% | — | — | BOND | 45667GAC7 |
| — | NANTHEALTH INC | 36,445,000 | $33.08M | 1.8% | — | — | BOND | 630104AB3 |
| — | COLLEGIUM PHARMACEUTICAL INC | 32,495,000 | $31.31M | 1.7% | — | — | BOND | 19459JAA2 |
| — | CLOVIS ONCOLOGY INC | 46,566,000 | $31.02M | 1.7% | — | — | BOND | 189464AC4 |
| — | MESA LABS INC | 27,350,000 | $29.48M | 1.6% | — | — | BOND | 59064RAA7 |
| — | QUOTIENT LTD | 5,428,844 | $28.28M | 1.5% | — | — | COMMON | G73268107 |
| — | TORTOISE ACQUISITION CORP | 525,000 | $28.09M | 1.5% | — | — | Put | 89154L950 |
| — | GOGO INC | 17,308,000 | $27.41M | 1.5% | — | — | BOND | 38046CAD1 |
| — | VERASTEM INC | 28,000,000 | $26.74M | 1.4% | — | — | BOND | 92337CAA2 |
| — | EZCORP INC | 29,377,000 | $26.56M | 1.4% | — | — | BOND | 302301AF3 |
| — | PARATEK PHARMACEUTICALS INC | 31,481,000 | $26.21M | 1.4% | — | — | BOND | 699374AB0 |
| NIO | NIO INC | 1,232,900 | $25.71M | 1.4% | — | — | ADR | 62914V106 |
| — | PROOFPOINT INC | 25,000,000 | $24.92M | 1.3% | — | — | BOND | 743424AF0 |
| AVGO | BROADCOM INC | 64,446 | $23.48M | 1.3% | — | — | COMMON | 11135F101 |
| BDX | BECTON DICKINSON & CO | 102,990 | $23.22M | 1.3% | — | — | COMMON | 075887109 |
| — | WORKIVA INC | 22,041,000 | $21.63M | 1.2% | — | — | BOND | 98139AAB1 |
| — | HELIX ENERGY SOLUTIONS GRP I | 25,500,000 | $19.38M | 1.0% | — | — | BOND | 42330PAK3 |
| — | OMEROS CORP | 18,845,000 | $18.75M | 1.0% | — | — | BOND | 682143AE2 |
| — | INTERCEPT PHARMACEUTICALS IN | 22,977,000 | $18.5M | 1.0% | — | — | BOND | 45845PAA6 |
| — | EZCORP INC | 23,325,000 | $18.34M | 1.0% | — | — | BOND | 302301AE6 |
| — | TORTOISE ACQUISITION CORP | 322,280 | $17.25M | 0.9% | — | — | COMMON | 89154L100 |
| — | PROTALIX BIOTHERAPEUTICS INC | 19,014,000 | $16.92M | 0.9% | — | — | BOND | 74365AAD3 |
| — | WAYFAIR INC | 50,000 | $14.73M | 0.8% | — | — | Put | 94419L951 |
| KKR | KKR & CO INC | 422,889 | $14.46M | 0.8% | — | — | COMMON | 48251W104 |
| — | FORUM MERGER II CORP | 551,000 | $14.07M | 0.8% | — | — | Put | 34986F953 |
| — | AMERICAN ELEC PWR CO INC | 277,597 | $13.61M | 0.7% | — | — | PREF CONV | 02557T307 |
| — | INVACARE CORP | 15,809,000 | $12.92M | 0.7% | — | — | BOND | 461203AJ0 |
| AEP | AMERICAN ELEC PWR CO INC | 156,960 | $12.71M | 0.7% | — | — | COMMON | 025537101 |
| — | TORTOISE ACQUISITION CORP | 416,200 | $11.63M | 0.6% | — | — | WARRANT | 89154L118 |
| — | CONTURA ENERGY INC | 1,454,967 | $10.66M | 0.6% | — | — | COMMON | 21241B100 |
| — | VEONEER INC | 10,800,000 | $9.833M | 0.5% | — | — | BOND | 92336XAA7 |
| — | THERAVANCE INC | 10,000,000 | $9.596M | 0.5% | — | — | BOND | 88338TAB0 |
| PLX | PROTALIX BIOTHERAPEUTICS INC | 2,414,487 | $9.416M | 0.5% | — | — | COMMON | 74365A309 |
| — | TRINE ACQUISITION CORP | 850,000 | $9.325M | 0.5% | — | — | COMMON | 89628U108 |
| — | FORUM MERGER II CORP | 326,000 | $8.326M | 0.4% | — | — | COMMON | 34986F103 |
| — | AMRYT PHARMA PLC | 676,034 | $8.281M | 0.4% | — | — | ADR | 03217L106 |
| BKNG | BOOKING HOLDINGS INC | 4,453 | $7.45M | 0.4% | — | — | COMMON | 09857L108 |
| — | UTZ BRANDS INC | 1,000,425 | $6.483M | 0.3% | — | — | WARRANT | 918090119 |
| — | 1LIFE HEALTHCARE INC | 220,000 | $6.274M | 0.3% | — | — | COMMON | 68269G107 |
| MT | ARCELORMITTAL SA LUXEMBOURG | 433,180 | $5.779M | 0.3% | — | — | ADR | 03938L203 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 298,137 | $5.414M | 0.3% | — | — | COMMON | Y58473102 |
| RNG | RINGCENTRAL INC | 19,000 | $5.144M | 0.3% | — | — | COMMON | 76680R206 |
| — | FORUM MERGER II CORP | 500,000 | $4.775M | 0.3% | — | — | WARRANT | 34986F111 |
| CDLX | CARDLYTICS INC | 58,919 | $4.125M | 0.2% | — | — | COMMON | 14161W105 |
| — | ASSERTIO HOLDINGS INC | 6,158,759 | $4.125M | 0.2% | — | — | COMMON | 04546C106 |
| — | TORTOISE ACQUISITION CORP II | 350,000 | $3.801M | 0.2% | — | — | UNIT | G89554110 |
| — | MEDALLIA INC | 117,766 | $3.268M | 0.2% | — | — | COMMON | 584021109 |
| — | CLOVIS ONCOLOGY INC | 3,187,000 | $2.972M | 0.2% | — | — | BOND | 189464AB6 |
| OXY/WS | OCCIDENTAL PETE CORP | 1,000,000 | $2.95M | 0.2% | — | — | WARRANT | 674599162 |
| — | HOSTESS BRANDS INC | 3,509,593 | $2.843M | 0.2% | — | — | WARRANT | 44109J114 |
| — | K12 INC | 97,875 | $2.65M | 0.1% | — | — | COMMON | 48273U102 |
| — | SPARTAN ENERGY ACQUISITION C | 132,600 | $1.913M | 0.1% | — | — | Put | 846784956 |
| — | SPARTAN ENERGY ACQUISITION C | 122,600 | $1.769M | 0.1% | — | — | COMMON | 846784106 |
| — | TRINE ACQUISITION CORP | 159,400 | $1.749M | 0.1% | — | — | Put | 89628U958 |
| — | SPARTAN ENERGY ACQUISITION C | 300,000 | $1.377M | 0.1% | — | — | WARRANT | 846784122 |
| — | INVACARE CORP | 1,000,000 | $1M | 0.1% | — | — | BOND | 461203AF8 |
| — | HYCROFT MINING HOLDING CORP | 520,532 | $718K | 0.0% | — | — | WARRANT | 44862P117 |
| — | VERASTEM INC | 250,000 | $308K | 0.0% | — | — | Call | 92337C904 |
| — | HENNESSY CAP ACQUSTION CORP | 100,000 | $237K | 0.0% | — | — | WARRANT | 42589C112 |
| AMTX | AEMETIS INC | 70,768 | $224K | 0.0% | — | — | COMMON | 00770K202 |
| — | TELIGENT INC NEW | 447,940 | $134K | 0.0% | — | — | COMMON | 87960W203 |
| — | PANACEA ACQUISITION CORP | 7,065 | $17,000 | 0.0% | — | — | WARRANT | 698102118 |
| PLTR | PALANTIR TECHNOLOGIES INC | 870,468 | $9,000 | 0.0% | — | — | COMMON | 69608A108 |
| — | DOLPHIN ENTMT INC | 110,000 | $7,000 | 0.0% | — | — | WARRANT | 25686H118 |
| TGTX | TG THERAPEUTICS INC | 127 | $3,000 | 0.0% | — | — | COMMON | 88322Q108 |
| — | HC2 HLDGS INC | 2 | $0 | 0.0% | — | — | COMMON | 404139107 |