Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 13, 2013
Total Value: $394M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TRUST | 752,900 | $96.51M | 24.5% | — | — | Put | 78463V107 |
| MSFT | MICROSOFT CORP | 1,689,500 | $56.23M | 14.3% | $26.81 | +0.7% | Call | 594918104 |
| — | GEVO INC | 21,350,000 | $14.08M | 3.6% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| EXAS | EXACT SCIENCES CORP | 1,076,600 | $12.7M | 3.2% | $12.83 | 0.0% | Put | 30063P105 |
| NWS | NEWS CORP NEW | 735,560 | $12.09M | 3.1% | $14.24 | 0.0% | CL B | 65249B208 |
| EXAS | EXACT SCIENCES CORP | 940,000 | $11.09M | 2.8% | $12.83 | 0.0% | COM | 30063P105 |
| AIG | AMERICAN INTL GROUP INC | 212,771 | $10.35M | 2.6% | $32.51 | +10.8% | COM NEW | 026874784 |
| — | XEROX CORP | 900,000 | $9.261M | 2.4% | $9.07 | — | COM | 984121103 |
| — | LINNCO LLC | 297,600 | $8.684M | 2.2% | — | — | Put | 535782106 |
| — | SIBANYE GOLD LTD | 1,525,000 | $7.945M | 2.0% | $2.99 | — | SPONSORED ADR | 825724206 |
| — | AMTRUST FINL SVCS INC | 5,000,000 | $7.822M | 2.0% | $1.40 | — | NOTE 5.500%12/1 | 032359AC5 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 225,000 | $7.765M | 2.0% | $34.51 | — | COM | 78377T107 |
| LEA | LEAR CORP | 100,000 | $7.157M | 1.8% | — | — | Put | 521865204 |
| — | LTX-CREDENCE CORP | 945,000 | $6.228M | 1.6% | $6.02 | — | COM NEW | 502403207 |
| MSFT | MICROSOFT CORP | 187,000 | $6.224M | 1.6% | $26.81 | +0.7% | COM | 594918104 |
| — | IRSA INVERSIONES Y REP S A | 640,000 | $5.709M | 1.4% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| — | PENNEY J C INC | 641,500 | $5.645M | 1.4% | $8.81 | — | Put | 708160106 |
| MU | MICRON TECHNOLOGY INC | 318,000 | $5.555M | 1.4% | $14.15 | 0.0% | COM | 595112103 |
| NEM | NEWMONT MINING CORP | 196,900 | $5.533M | 1.4% | — | — | Call | 651639106 |
| — | LINN ENERGY LLC | 207,200 | $5.371M | 1.4% | $25.92 | — | Put | 536020100 |
| IWM | ISHARES | 50,000 | $5.331M | 1.4% | — | — | Put | 464287655 |
| — | COVIDIEN PLC | 85,464 | $5.208M | 1.3% | $62.85 | — | SHS | G2554F113 |
| — | DURECT CORP | 3,750,000 | $5.025M | 1.3% | $1.05 | — | COM | 266605104 |
| — | PHH CORP | 1,583,682 | $5.025M | 1.3% | $5.20 | — | NOTE 6.000% 6/1 | 693320202 |
| — | PENNEY J C INC | 541,500 | $4.768M | 1.2% | $8.81 | — | COM | 708160106 |
| PENN | PENN NATL GAMING INC | 83,694 | $4.633M | 1.2% | $12.05 | 0.0% | COM | 707569109 |
| — | PREFERRED APT CMNTYS INC | 519,474 | $4.218M | 1.1% | $9.00 | — | COM | 74039L103 |
| KO | COCA COLA CO | 102,800 | $3.894M | 1.0% | — | — | Call | 191216100 |
| — | M D C HLDGS INC | 126,500 | $3.796M | 1.0% | $30.00 | — | Put | 552676108 |
| — | GROUPE CGI INC | 100,000 | $3.51M | 0.9% | — | — | Put | 39945C109 |
| AAPL | APPLE INC | 7,000 | $3.337M | 0.8% | $13.16 | +8.5% | COM NEW | 037833100 |
| — | PHOTOMEDEX INC | 200,000 | $3.18M | 0.8% | — | — | Call | 719358301 |
| MDLZ | MONDELEZ INTL INC | 93,000 | $2.922M | 0.7% | $23.72 | 0.0% | CL A | 609207105 |
| VLO | VALERO ENERGY CORP NEW | 80,000 | $2.732M | 0.7% | $24.01 | -6.7% | COM | 91913Y100 |
| — | LINN ENERGY LLC | 104,265 | $2.703M | 0.7% | $25.92 | — | UNIT LTD LIAB | 536020100 |
| — | PENNEY J C INC | 300,000 | $2.64M | 0.7% | $8.81 | — | Call | 708160106 |
| SLV | ISHARES SILVER TRUST | 120,000 | $2.508M | 0.6% | — | — | Put | 46428Q109 |
| SAM | BOSTON BEER INC | 10,000 | $2.442M | 0.6% | — | — | Put | 100557107 |
| — | BOSTON PRIVATE FINL HLDGS IN | 95,950 | $2.284M | 0.6% | $24.85 | — | DEP SHS | 101119303 |
| TFSL | TFS FINL CORP | 180,000 | $2.155M | 0.5% | $5.61 | +6.2% | COM | 87240R107 |
| — | BIOTA PHARMACEUTIALS INC | 450,000 | $1.881M | 0.5% | $3.45 | — | COM | 090694100 |
| — | BREITBURN ENERGY PARTNERS LP | 100,000 | $1.833M | 0.5% | — | — | Put | 106776107 |
| — | BALLY TECHNOLOGIES INC | 25,000 | $1.801M | 0.5% | — | — | Put | 05874B107 |
| CDXS | CODEXIS INC | 952,100 | $1.676M | 0.4% | $2.21 | -5.9% | COM | 192005106 |
| TER | TERADYNE INC | 100,000 | $1.652M | 0.4% | $15.29 | -0.1% | COM | 880770102 |
| — | ZILLOW INC | 17,600 | $1.484M | 0.4% | — | — | Put | 98954A107 |
| — | M D C HLDGS INC | 47,630 | $1.429M | 0.4% | $30.00 | — | COM | 552676108 |
| — | PAIN THERAPEUTICS INC | 500,000 | $1.36M | 0.3% | $2.21 | — | COM | 69562K100 |
| — | UNI PIXEL INC | 75,000 | $1.328M | 0.3% | $14.67 | — | Put | 904572203 |
| — | DELPHI AUTOMOTIVE PLC | 21,124 | $1.234M | 0.3% | $50.69 | — | SHS | G27823106 |
| NWSA | NEWS CORP NEW | 53,500 | $859K | 0.2% | $14.03 | 0.0% | CL A | 65249B109 |
| — | FRONTLINE LTD | 274,000 | $726K | 0.2% | $2.65 | — | Call | G3682E127 |
| KBR | KBR INC | 20,000 | $653K | 0.2% | $26.54 | -0.2% | COM | 48242W106 |
| NNBR | NN INC | 27,803 | $433K | 0.1% | $8.37 | +44.8% | COM | 629337106 |
| — | UNI PIXEL INC | 20,000 | $354K | 0.1% | $14.67 | — | COM NEW | 904572203 |
| — | VERENIUM CORP | 68,594 | $272K | 0.1% | $2.24 | — | COM NEW | 92340P209 |
| — | FRONTLINE LTD | 100,000 | $265K | 0.1% | $2.65 | — | SHS | G3682E127 |
| — | WRIGHT MED GROUP INC | 500,000 | $178K | 0.0% | $1.30 | — | RIGHT 03/01/2019 | 98235T115 |
| — | ZAZA ENERGY CORP | 125,600 | $143K | 0.0% | $1.17 | — | COM | 98919T100 |
| — | LADENBURG THALMAN FIN SVCS I | 5,677 | $136K | 0.0% | $23.96 | — | COM | 50575Q102 |