Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value: $350M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GLD | SPDR GOLD TRUST | 504,800 | $58.62M | 16.8% | — | — | Call | 78463V107 |
| GLD | SPDR GOLD TRUST | 300,000 | $34.84M | 10.0% | — | — | Put | 78463V107 |
| — | NUVEEN NY AMT-FREE MUN INCOM | 1,372,300 | $16.85M | 4.8% | $12.28 | — | COM | 670656107 |
| — | GEVO INC | 21,350,000 | $14.74M | 4.2% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| EXAS | EXACT SCIENCES CORP | 1,076,600 | $12.65M | 3.6% | $12.83 | -10.6% | Put | 30063P105 |
| NWS | NEWS CORP NEW | 623,600 | $11.12M | 3.2% | $14.24 | +8.0% | CL B | 65249B208 |
| AIG | AMERICAN INTL GROUP INC | 212,771 | $10.86M | 3.1% | $32.51 | +16.5% | COM NEW | 026874784 |
| — | LINN ENERGY LLC | 350,000 | $10.78M | 3.1% | $25.92 | — | Put | 536020100 |
| EXAS | EXACT SCIENCES CORP | 902,000 | $10.6M | 3.0% | $12.83 | -10.6% | COM | 30063P105 |
| MD | MEDNAX INC | 180,000 | $9.608M | 2.7% | — | — | Put | 58502B106 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 225,000 | $9.401M | 2.7% | $34.51 | — | COM | 78377T107 |
| GLPI | GAMING & LEISURE PPTYS INC | 160,000 | $8.13M | 2.3% | $50.81 | — | COM | 36467J108 |
| — | DURECT CORP | 4,207,243 | $7.279M | 2.1% | $1.12 | — | COM | 266605104 |
| — | IRSA INVERSIONES Y REP S A | 600,000 | $7.266M | 2.1% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| MU | MICRON TECHNOLOGY INC | 318,000 | $6.917M | 2.0% | $14.15 | +34.1% | COM | 595112103 |
| — | AMTRUST FINL SVCS INC | 5,000,000 | $6.509M | 1.9% | $1.40 | — | NOTE 5.500%12/1 | 032359AC5 |
| — | SIBANYE GOLD LTD | 1,270,581 | $6.111M | 1.7% | $2.99 | — | SPONSORED ADR | 825724206 |
| — | LTX-CREDENCE CORP | 750,000 | $5.993M | 1.7% | $6.02 | — | COM NEW | 502403207 |
| — | COVIDIEN PLC | 85,464 | $5.82M | 1.7% | $62.85 | — | SHS | G2554F113 |
| — | XEROX CORP | 475,000 | $5.781M | 1.7% | $9.07 | — | COM | 984121103 |
| — | SEQUENTIAL BRANDS GROUP INC | 1,000,000 | $5.4M | 1.5% | $5.40 | — | COM NEW | 817340201 |
| SLV | ISHARES SILVER TRUST | 255,000 | $4.771M | 1.4% | — | — | Put | 46428Q109 |
| — | NEWMONT MINING CORP | 196,900 | $4.535M | 1.3% | — | — | Call | 651639AJ5 |
| — | PREFERRED APT CMNTYS INC | 554,359 | $4.457M | 1.3% | $8.94 | — | COM | 74039L103 |
| KO | COCA COLA CO | 102,800 | $4.247M | 1.2% | — | — | Call | 191216100 |
| — | BREITBURN ENERGY PARTNERS LP | 202,000 | $4.109M | 1.2% | — | — | Put | 106776107 |
| — | KINDER MORGAN ENERGY PARTNER | 50,000 | $4.033M | 1.2% | — | — | Put | 494550106 |
| VLO | VALERO ENERGY CORP NEW | 80,000 | $4.032M | 1.2% | $24.01 | +11.8% | COM | 91913Y100 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 400,000 | $3.88M | 1.1% | $8.27 | 0.0% | Call | G65773106 |
| — | GROUPE CGI INC | 103,000 | $3.446M | 1.0% | — | — | Put | 39945C109 |
| MDLZ | MONDELEZ INTL INC | 93,000 | $3.283M | 0.9% | $23.72 | +7.6% | CL A | 609207105 |
| — | PHH CORP | 1,500,000 | $3.101M | 0.9% | $2.07 | — | NOTE 6.000% 6/1 | 693320AQ6 |
| — | CAESARS ACQUISITION CO | 253,586 | $3.058M | 0.9% | $12.06 | — | CL A | 12768T103 |
| — | TOWER GROUP INC | 3,500,000 | $2.973M | 0.8% | $0.85 | — | NOTE 5.000% 9/1 | 891777AC8 |
| — | ORGANOVO HLDGS INC | 250,000 | $2.768M | 0.8% | — | — | Put | 68620A104 |
| — | PENNEY J C INC | 300,000 | $2.745M | 0.8% | $8.81 | — | Call | 708160106 |
| — | PHOTOMEDEX INC | 200,000 | $2.59M | 0.7% | — | — | Call | 719358301 |
| SAM | BOSTON BEER INC | 10,000 | $2.418M | 0.7% | — | — | Put | 100557107 |
| — | PAIN THERAPEUTICS INC | 427,071 | $2.076M | 0.6% | $2.21 | — | COM | 69562K100 |
| — | BOSTON PRIVATE FINL HLDGS IN | 94,600 | $2.02M | 0.6% | $24.85 | — | DEP SHS | 101119303 |
| — | BIOTA PHARMACEUTICALS INC | 450,000 | $1.886M | 0.5% | $3.45 | — | COM | 090694100 |
| AAPL | APPLE INC | 3,300 | $1.851M | 0.5% | $13.16 | +24.4% | COM | 037833100 |
| — | STONEGATE MTG CORP | 108,748 | $1.798M | 0.5% | $16.53 | — | COM | 86181Q300 |
| CDXS | CODEXIS INC | 1,062,500 | $1.488M | 0.4% | $2.14 | -27.2% | COM | 192005106 |
| — | ZILLOW INC | 17,600 | $1.438M | 0.4% | — | — | Put | 98954A107 |
| TFSL | TFS FINL CORP | 101,000 | $1.224M | 0.3% | $5.61 | +10.3% | COM | 87240R107 |
| — | PHH CORP | 50,000 | $1.218M | 0.3% | $5.20 | — | COM NEW | 693320202 |
| XENWX | EATON VANCE NEW YORK MUN BD | 100,642 | $1.139M | 0.3% | $11.32 | — | COM | 27827Y109 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 83,750 | $1.048M | 0.3% | $12.51 | — | COM | 67070A101 |
| — | FRONTLINE LTD | 274,000 | $1.025M | 0.3% | $2.65 | — | Call | G3682E127 |
| — | PENNEY J C INC | 100,000 | $915K | 0.3% | $8.81 | — | Put | 708160106 |
| NWSA | NEWS CORP NEW | 50,000 | $901K | 0.3% | $14.03 | +8.0% | CL A | 65249B109 |
| — | UNI PIXEL INC | 75,000 | $751K | 0.2% | $14.67 | — | Put | 904572203 |
| — | ARIAD PHARMACEUTICALS INC | 100,000 | $682K | 0.2% | $6.82 | — | COM | 04033A100 |
| KBR | KBR INC | 20,000 | $638K | 0.2% | $26.54 | +4.8% | COM | 48242W106 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 49,805 | $633K | 0.2% | $12.71 | — | COM | 67066X107 |
| — | ALLIANCE NEW YORK MUN INC FD | 41,261 | $490K | 0.1% | $11.88 | — | COM | 018714105 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 50,000 | $485K | 0.1% | $8.27 | 0.0% | COM | G65773106 |
| — | WRIGHT MED GROUP INC | 548,236 | $177K | 0.1% | $1.21 | — | RIGHT 03/01/2019 | 98235T115 |
| — | BLACKROCK NY MUNI INC QLTY T | 13,841 | $167K | 0.0% | $12.07 | — | COM | 09249U105 |
| — | ZAZA ENERGY CORP | 125,600 | $120K | 0.0% | $1.17 | — | COM | 98919T100 |
| — | UNI PIXEL INC | 5,000 | $50,000 | 0.0% | $14.67 | — | COM NEW | 904572203 |