BROADWOOD CAPITAL INC Long-Term Concentrated

CIK: 0001278387 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Sep 13, 2016

Total Value ($000): $517,457

Holdings (10)

MNST MONSTER BEVERAGE CORP NEW 49.7%

Value ($000) $256,997 Shares 1,599,136 Est. Cost $22.33 Unrealized +8.0%

— BIOTIME INC 12.6%

Value ($000) $64,981 Shares 24,897,032 Est. Cost $3.49 Unrealized —

STAA STAAR SURGICAL CO 11.6%

Value ($000) $59,812 Shares 10,855,179 Est. Cost $8.21 Unrealized -21.3%

IWM ISHARES TR 9.3%

Value ($000) $48,292 Shares 420,000 Est. Cost $109.78 Unrealized —

— CYNOSURE INC 8.6%

Value ($000) $44,606 Shares 916,975 Est. Cost $26.77 Unrealized —

— MALLINCKRODT PUB LTD CO 3.8%

Value ($000) $19,596 Shares 322,411 Est. Cost $90.15 Unrealized —

— IMPRIVATA INC 2.0%

Value ($000) $10,331 Shares 737,911 Est. Cost $11.42 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 1.7%

Value ($000) $8,880 Shares 3,699,848 Est. Cost $3.75 Unrealized —

— ONCOCYTE CORPORATION 0.8%

Value ($000) $3,892 Shares 1,093,219 Est. Cost $6.25 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 0.0%

Value ($000) $70 Shares 328,205 Est. Cost $0.21 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MNST	MONSTER BEVERAGE CORP NEW	1,599,136	$256,997	49.7%	$22.33	+8.0%	—	61174X109
—	BIOTIME INC	24,897,032	$64,981	12.6%	$3.49	—	—	09066L105
STAA	STAAR SURGICAL CO	10,855,179	$59,812	11.6%	$8.21	-21.3%	—	852312305
IWM	ISHARES TR	420,000	$48,292	9.3%	$109.78	—	—	464287655
—	CYNOSURE INC	916,975	$44,606	8.6%	$26.77	—	—	232577205
—	MALLINCKRODT PUB LTD CO	322,411	$19,596	3.8%	$90.15	—	—	G5785G107
—	IMPRIVATA INC	737,911	$10,331	2.0%	$11.42	—	—	45323J103
—	ASTERIAS BIOTHERAPEUTICS INC	3,699,848	$8,880	1.7%	$3.75	—	—	04624N107
—	ONCOCYTE CORPORATION	1,093,219	$3,892	0.8%	$6.25	—	—	68235C107
—	ASTERIAS BIOTHERAPEUTICS INC	328,205	$70	0.0%	$0.21	—	—	04624N115