BROADWOOD CAPITAL INC Long-Term Concentrated

CIK: 0001278387 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $584,405 (100.0% shares, 0.0% debt)

Holdings (9)

MNST MONSTER BEVERAGE CORP NEW 40.2%

Value ($000) $234,769 Shares 1,599,136 Est. Cost $22.33 Unrealized +16.2%

STAA STAAR SURGICAL CO 17.5%

Value ($000) $102,039 Shares 10,855,179 Est. Cost $8.21 Unrealized -2.2%

— BIOTIME INC 16.6%

Value ($000) $97,098 Shares 24,897,032 Est. Cost $3.49 Unrealized —

IWM ISHARES TR 8.9%

Value ($000) $52,168 Shares 420,000 Est. Cost $109.78 Unrealized —

— CYNOSURE INC 8.0%

Value ($000) $46,711 Shares 916,975 Est. Cost $26.77 Unrealized —

— MALLINCKRODT PUB LTD CO 3.8%

Value ($000) $22,498 Shares 322,411 Est. Cost $90.15 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 2.7%

Value ($000) $15,687 Shares 3,699,848 Est. Cost $3.75 Unrealized —

— ONCOCYTE CORPORATION 2.3%

Value ($000) $13,264 Shares 2,631,680 Est. Cost $5.54 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 0.0%

Value ($000) $171 Shares 328,205 Est. Cost $0.21 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MNST	MONSTER BEVERAGE CORP NEW	1,599,136	$234,769	40.2%	$22.33	+16.2%	COM	61174X109
STAA	STAAR SURGICAL CO	10,855,179	$102,039	17.5%	$8.21	-2.2%	COM PAR $0.01	852312305
—	BIOTIME INC	24,897,032	$97,098	16.6%	$3.49	—	COM	09066L105
IWM	ISHARES TR	420,000	$52,168	8.9%	$109.78	—	RUSSELL 2000 ETF	464287655
—	CYNOSURE INC	916,975	$46,711	8.0%	$26.77	—	CL A	232577205
—	MALLINCKRODT PUB LTD CO	322,411	$22,498	3.8%	$90.15	—	SHS	G5785G107
—	ASTERIAS BIOTHERAPEUTICS INC	3,699,848	$15,687	2.7%	$3.75	—	COM SER A	04624N107
—	ONCOCYTE CORPORATION	2,631,680	$13,264	2.3%	$5.54	—	COM	68235C107
—	ASTERIAS BIOTHERAPEUTICS INC	328,205	$171	0.0%	$0.21	—	*W EXP 02/15/201	04624N115