CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $29,311 (100.0% shares, 0.0% debt)

Holdings (12)

— STRONGBRIDGE BIOPHARMA PLC 44.2%

Value ($000) $12,948 Shares 5,394,994 Est. Cost $2.41 Unrealized —

— AGILE THERAPEUTICS INC 41.3%

Value ($000) $12,104 Shares 2,123,567 Est. Cost $6.32 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 5.0%

Value ($000) $1,458 Shares 8,945 Est. Cost $132.86 Unrealized +15.9%

— GARRISON CAP INC 1.7%

Value ($000) $487 Shares 52,128 Est. Cost $9.56 Unrealized —

— CM FIN INC 1.4%

Value ($000) $398 Shares 42,757 Est. Cost $9.30 Unrealized —

ACRS ACLARIS THERAPEUTICS INC 1.2%

Value ($000) $359 Shares 13,241 Est. Cost $25.50 Unrealized 0.0%

— PARATEK PHARMACEUTICALS INC 1.2%

Value ($000) $338 Shares 21,923 Est. Cost $14.12 Unrealized —

— TEAM HEALTH HOLDINGS INC 1.1%

Value ($000) $328 Shares 7,548 Est. Cost $43.46 Unrealized —

ADNT ADIENT PLC 0.9%

Value ($000) $278 Shares 4,737 Est. Cost $50.50 Unrealized 0.0%

— AMERICAN CAP SR FLOATING LTD 0.7%

Value ($000) $213 Shares 17,931 Est. Cost $10.09 Unrealized —

— CIDARA THERAPEUTICS INC 0.7%

Value ($000) $212 Shares 20,358 Est. Cost $14.55 Unrealized —

SCM STELLUS CAP INVT CORP 0.6%

Value ($000) $188 Shares 15,593 Est. Cost $10.51 Unrealized +8.7%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,394,994	$12,948	44.2%	$2.41	—	SHS USD	G85347105
—	AGILE THERAPEUTICS INC	2,123,567	$12,104	41.3%	$6.32	—	COM	00847L100
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1,458	5.0%	$132.86	+15.9%	CL B NEW	084670702
—	GARRISON CAP INC	52,128	$487	1.7%	$9.56	—	COM	366554103
—	CM FIN INC	42,757	$398	1.4%	$9.30	—	COM	12574Q103
ACRS	ACLARIS THERAPEUTICS INC	13,241	$359	1.2%	$25.50	0.0%	COM	00461U105
—	PARATEK PHARMACEUTICALS INC	21,923	$338	1.2%	$14.12	—	COM	699374302
—	TEAM HEALTH HOLDINGS INC	7,548	$328	1.1%	$43.46	—	COM	87817A107
ADNT	ADIENT PLC	4,737	$278	0.9%	$50.50	0.0%	ORD SHS	G0084W101
—	AMERICAN CAP SR FLOATING LTD	17,931	$213	0.7%	$10.09	—	COM	02504D108
—	CIDARA THERAPEUTICS INC	20,358	$212	0.7%	$14.55	—	COM	171757107
SCM	STELLUS CAP INVT CORP	15,593	$188	0.6%	$10.51	+8.7%	COM	858568108