CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value: $29.31M (100.0% shares, 0.0% debt)

Holdings (12)

— STRONGBRIDGE BIOPHARMA PLC 44.2%

Value $12.95M Shares 5,394,994 Share Price $2.40 Est. Cost/Share $2.41 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 41.3%

Value $12.1M Shares 2,123,567 Share Price $5.70 Est. Cost/Share $6.32 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 5.0%

Value $1.458M Shares 8,945 Share Price $163.00 * Est. Cost/Share $132.86 Unrealized @ Report Date +15.9%

— GARRISON CAP INC 1.7%

Value $487K Shares 52,128 Share Price $9.34 Est. Cost/Share $9.56 Unrealized @ Report Date —

— CM FIN INC 1.4%

Value $398K Shares 42,757 Share Price $9.31 Est. Cost/Share $9.30 Unrealized @ Report Date —

ACRS ACLARIS THERAPEUTICS INC 1.2%

Value $359K Shares 13,241 Share Price $27.11 * Est. Cost/Share $25.50 Unrealized @ Report Date 0.0%

— PARATEK PHARMACEUTICALS INC 1.2%

Value $338K Shares 21,923 Share Price $15.42 Est. Cost/Share $14.12 Unrealized @ Report Date —

— TEAM HEALTH HOLDINGS INC 1.1%

Value $328K Shares 7,548 Share Price $43.46 Est. Cost/Share $43.46 Unrealized @ Report Date —

ADNT ADIENT PLC 0.9%

Value $278K Shares 4,737 Share Price $58.69 * Est. Cost/Share $50.50 Unrealized @ Report Date 0.0%

— AMERICAN CAP SR FLOATING LTD 0.7%

Value $213K Shares 17,931 Share Price $11.88 Est. Cost/Share $10.09 Unrealized @ Report Date —

— CIDARA THERAPEUTICS INC 0.7%

Value $212K Shares 20,358 Share Price $10.41 Est. Cost/Share $14.55 Unrealized @ Report Date —

SCM STELLUS CAP INVT CORP 0.6%

Value $188K Shares 15,593 Share Price $12.06 * Est. Cost/Share $10.51 Unrealized @ Report Date +8.7%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,394,994	$12.95M	44.2%	$2.40	$2.41	—	SHS USD	G85347105
—	AGILE THERAPEUTICS INC	2,123,567	$12.1M	41.3%	$5.70	$6.32	—	COM	00847L100
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1.458M	5.0%	$163.00 *	$132.86	+15.9%	CL B NEW	084670702
—	GARRISON CAP INC	52,128	$487K	1.7%	$9.34	$9.56	—	COM	366554103
—	CM FIN INC	42,757	$398K	1.4%	$9.31	$9.30	—	COM	12574Q103
ACRS	ACLARIS THERAPEUTICS INC	13,241	$359K	1.2%	$27.11 *	$25.50	0.0%	COM	00461U105
—	PARATEK PHARMACEUTICALS INC	21,923	$338K	1.2%	$15.42	$14.12	—	COM	699374302
—	TEAM HEALTH HOLDINGS INC	7,548	$328K	1.1%	$43.46	$43.46	—	COM	87817A107
ADNT	ADIENT PLC	4,737	$278K	0.9%	$58.69 *	$50.50	0.0%	ORD SHS	G0084W101
—	AMERICAN CAP SR FLOATING LTD	17,931	$213K	0.7%	$11.88	$10.09	—	COM	02504D108
—	CIDARA THERAPEUTICS INC	20,358	$212K	0.7%	$10.41	$14.55	—	COM	171757107
SCM	STELLUS CAP INVT CORP	15,593	$188K	0.6%	$12.06 *	$10.51	+8.7%	COM	858568108