CAXTON CORP Diversified Active

CIK: 0001388551 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $22,332 (100.0% shares, 0.0% debt)

Holdings (14)

— AGILE THERAPEUTICS INC 55.5%

Value ($000) $12,385 Shares 1,774,319 Est. Cost $6.44 Unrealized —

MDGL MADRIGAL PHARMACEUTICALS INC 28.8%

Value ($000) $6,425 Shares 506,738 Est. Cost $9.69 Unrealized 0.0%

BRK/B BERKSHIRE HATHAWAY INC DEL 5.8%

Value ($000) $1,292 Shares 8,945 Est. Cost $132.86 Unrealized +10.1%

CSW CSW INDUSTRIALS INC 1.6%

Value ($000) $364 Shares 11,253 Est. Cost $30.96 Unrealized +2.5%

SCM STELLUS CAP INVT CORP 1.2%

Value ($000) $262 Shares 24,103 Est. Cost $10.51 Unrealized +5.1%

— PARATEK PHARMACEUTICALS INC 1.1%

Value ($000) $246 Shares 18,909 Est. Cost $13.91 Unrealized —

DOV DOVER CORP 1.1%

Value ($000) $237 Shares 3,224 Est. Cost $40.98 Unrealized +20.9%

— CIDARA THERAPEUTICS INC 0.9%

Value ($000) $211 Shares 18,425 Est. Cost $14.99 Unrealized —

— MEDLEY CAP CORP 0.9%

Value ($000) $209 Shares 27,357 Est. Cost $8.14 Unrealized —

— STRONGBRIDGE BIOPHARMA PLC 0.8%

Value ($000) $184 Shares 35,245 Est. Cost $3.97 Unrealized —

— AMERICAN CAP SR FLOATING LTD 0.8%

Value ($000) $180 Shares 16,339 Est. Cost $9.92 Unrealized —

— GARRISON CAP INC 0.7%

Value ($000) $162 Shares 15,995 Est. Cost $10.07 Unrealized —

— CM FIN INC 0.7%

Value ($000) $149 Shares 16,409 Est. Cost $9.30 Unrealized —

MDGL MADRIGAL PHARMACEUTICALS INC 0.1%

Value ($000) $26 Shares 2,057 Est. Cost $9.69 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AGILE THERAPEUTICS INC	1,774,319	$12,385	55.5%	$6.44	—	COM	00847L100
MDGL	MADRIGAL PHARMACEUTICALS INC	506,738	$6,425	28.8%	$9.69	0.0%	COM	558868105
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1,292	5.8%	$132.86	+10.1%	CL B NEW	084670702
CSW	CSW INDUSTRIALS INC	11,253	$364	1.6%	$30.96	+2.5%	COM	126402106
SCM	STELLUS CAP INVT CORP	24,103	$262	1.2%	$10.51	+5.1%	COM	858568108
—	PARATEK PHARMACEUTICALS INC	18,909	$246	1.1%	$13.91	—	COM	699374302
DOV	DOVER CORP	3,224	$237	1.1%	$40.98	+20.9%	COM	260003108
—	CIDARA THERAPEUTICS INC	18,425	$211	0.9%	$14.99	—	COM	171757107
—	MEDLEY CAP CORP	27,357	$209	0.9%	$8.14	—	COM	58503F106
—	STRONGBRIDGE BIOPHARMA PLC	35,245	$184	0.8%	$3.97	—	SHS USD	G85347105
—	AMERICAN CAP SR FLOATING LTD	16,339	$180	0.8%	$9.92	—	COM	02504D108
—	GARRISON CAP INC	15,995	$162	0.7%	$10.07	—	COM	366554103
—	CM FIN INC	16,409	$149	0.7%	$9.30	—	COM	12574Q103
MDGL	MADRIGAL PHARMACEUTICALS INC	2,057	$26	0.1%	$9.69	0.0%	Call	558868105