CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $22.33M (100.0% shares, 0.0% debt)

Holdings (14)

— AGILE THERAPEUTICS INC 55.5%

Value $12.38M Shares 1,774,319 Share Price $6.98 Est. Cost/Share $6.44 Unrealized @ Report Date —

MDGL MADRIGAL PHARMACEUTICALS INC 28.8%

Value $6.425M Shares 506,738 Share Price $12.68 * Est. Cost/Share $9.69 Unrealized @ Report Date 0.0%

BRK/B BERKSHIRE HATHAWAY INC DEL 5.8%

Value $1.292M Shares 8,945 Share Price $144.44 Est. Cost/Share $132.86 Unrealized @ Report Date +10.1%

CSW CSW INDUSTRIALS INC 1.6%

Value $364K Shares 11,253 Share Price $32.35 Est. Cost/Share $30.96 Unrealized @ Report Date +2.5%

SCM STELLUS CAP INVT CORP 1.2%

Value $262K Shares 24,103 Share Price $10.87 Est. Cost/Share $10.51 Unrealized @ Report Date +5.1%

— PARATEK PHARMACEUTICALS INC 1.1%

Value $246K Shares 18,909 Share Price $13.01 Est. Cost/Share $13.91 Unrealized @ Report Date —

DOV DOVER CORP 1.1%

Value $237K Shares 3,224 Share Price $73.51 * Est. Cost/Share $40.98 Unrealized @ Report Date +20.9%

— CIDARA THERAPEUTICS INC 0.9%

Value $211K Shares 18,425 Share Price $11.45 Est. Cost/Share $14.99 Unrealized @ Report Date —

— MEDLEY CAP CORP 0.9%

Value $209K Shares 27,357 Share Price $7.64 Est. Cost/Share $8.14 Unrealized @ Report Date —

— STRONGBRIDGE BIOPHARMA PLC 0.8%

Value $184K Shares 35,245 Share Price $5.22 Est. Cost/Share $3.97 Unrealized @ Report Date —

— AMERICAN CAP SR FLOATING LTD 0.8%

Value $180K Shares 16,339 Share Price $11.02 Est. Cost/Share $9.92 Unrealized @ Report Date —

— GARRISON CAP INC 0.7%

Value $162K Shares 15,995 Share Price $10.13 Est. Cost/Share $10.07 Unrealized @ Report Date —

— CM FIN INC 0.7%

Value $149K Shares 16,409 Share Price $9.08 Est. Cost/Share $9.30 Unrealized @ Report Date —

MDGL MADRIGAL PHARMACEUTICALS INC 0.1%

Value $26,000 Shares 2,057 Share Price $12.64 * Est. Cost/Share $9.69 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	AGILE THERAPEUTICS INC	1,774,319	$12.38M	55.5%	$6.98	$6.44	—	COM	00847L100
MDGL	MADRIGAL PHARMACEUTICALS INC	506,738	$6.425M	28.8%	$12.68 *	$9.69	0.0%	COM	558868105
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1.292M	5.8%	$144.44	$132.86	+10.1%	CL B NEW	084670702
CSW	CSW INDUSTRIALS INC	11,253	$364K	1.6%	$32.35	$30.96	+2.5%	COM	126402106
SCM	STELLUS CAP INVT CORP	24,103	$262K	1.2%	$10.87	$10.51	+5.1%	COM	858568108
—	PARATEK PHARMACEUTICALS INC	18,909	$246K	1.1%	$13.01	$13.91	—	COM	699374302
DOV	DOVER CORP	3,224	$237K	1.1%	$73.51 *	$40.98	+20.9%	COM	260003108
—	CIDARA THERAPEUTICS INC	18,425	$211K	0.9%	$11.45	$14.99	—	COM	171757107
—	MEDLEY CAP CORP	27,357	$209K	0.9%	$7.64	$8.14	—	COM	58503F106
—	STRONGBRIDGE BIOPHARMA PLC	35,245	$184K	0.8%	$5.22	$3.97	—	SHS USD	G85347105
—	AMERICAN CAP SR FLOATING LTD	16,339	$180K	0.8%	$11.02	$9.92	—	COM	02504D108
—	GARRISON CAP INC	15,995	$162K	0.7%	$10.13	$10.07	—	COM	366554103
—	CM FIN INC	16,409	$149K	0.7%	$9.08	$9.30	—	COM	12574Q103
MDGL	MADRIGAL PHARMACEUTICALS INC	2,057	$26,000	0.1%	$12.64 *	$9.69	0.0%	Call	558868105