BROADWOOD CAPITAL INC Long-Term Concentrated

CIK: 0001278387 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value ($000): $524,456 (100.0% shares, 0.0% debt)

Holdings (8)

MNST MONSTER BEVERAGE CORP NEW 42.2%

Value ($000) $221,496 Shares 4,797,408 Est. Cost $22.71 Unrealized -1.6%

STAA STAAR SURGICAL CO 20.3%

Value ($000) $106,381 Shares 10,855,179 Est. Cost $8.21 Unrealized +21.5%

— BIOTIME INC 17.8%

Value ($000) $93,561 Shares 27,119,254 Est. Cost $3.49 Unrealized —

IWM ISHARES TR 11.0%

Value ($000) $57,742 Shares 420,000 Est. Cost $109.78 Unrealized —

— ONCOCYTE CORPORATION 3.5%

Value ($000) $18,187 Shares 3,056,680 Est. Cost $5.60 Unrealized —

— MALLINCKRODT PUB LTD CO 2.7%

Value ($000) $14,370 Shares 322,411 Est. Cost $90.15 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 2.4%

Value ($000) $12,579 Shares 3,699,848 Est. Cost $3.75 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 0.0%

Value ($000) $140 Shares 328,205 Est. Cost $0.21 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MNST	MONSTER BEVERAGE CORP NEW	4,797,408	$221,496	42.2%	$22.71	-1.6%	COM	61174X109
STAA	STAAR SURGICAL CO	10,855,179	$106,381	20.3%	$8.21	+21.5%	COM PAR $0.01	852312305
—	BIOTIME INC	27,119,254	$93,561	17.8%	$3.49	—	COM	09066L105
IWM	ISHARES TR	420,000	$57,742	11.0%	$109.78	—	RUSSELL 2000 ETF	464287655
—	ONCOCYTE CORPORATION	3,056,680	$18,187	3.5%	$5.60	—	COM	68235C107
—	MALLINCKRODT PUB LTD CO	322,411	$14,370	2.7%	$90.15	—	SHS	G5785G107
—	ASTERIAS BIOTHERAPEUTICS INC	3,699,848	$12,579	2.4%	$3.75	—	COM SER A	04624N107
—	ASTERIAS BIOTHERAPEUTICS INC	328,205	$140	0.0%	$0.21	—	*W EXP 09/29/201	04624N115