BROADWOOD CAPITAL INC Long-Term Concentrated

CIK: 0001278387 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $589,876 (100.0% shares, 0.0% debt)

Holdings (9)

MNST MONSTER BEVERAGE CORP NEW 36.1%

Value ($000) $212,717 Shares 4,797,408 Est. Cost $22.71 Unrealized +0.8%

STAA STAAR SURGICAL CO 20.0%

Value ($000) $117,779 Shares 10,855,179 Est. Cost $8.21 Unrealized +23.9%

— BIOTIME INC 15.2%

Value ($000) $89,878 Shares 24,897,032 Est. Cost $3.49 Unrealized —

— CYNOSURE INC 10.3%

Value ($000) $61,051 Shares 1,338,827 Est. Cost $32.70 Unrealized —

IWM ISHARES TR 9.6%

Value ($000) $56,637 Shares 420,000 Est. Cost $109.78 Unrealized —

— ONCOCYTE CORPORATION 3.1%

Value ($000) $18,553 Shares 2,631,680 Est. Cost $5.54 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 2.9%

Value ($000) $17,019 Shares 3,699,848 Est. Cost $3.75 Unrealized —

— MALLINCKRODT PUB LTD CO 2.7%

Value ($000) $16,063 Shares 322,411 Est. Cost $90.15 Unrealized —

— ASTERIAS BIOTHERAPEUTICS INC 0.0%

Value ($000) $179 Shares 328,205 Est. Cost $0.21 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
MNST	MONSTER BEVERAGE CORP NEW	4,797,408	$212,717	36.1%	$22.71	+0.8%	COM	61174X109
STAA	STAAR SURGICAL CO	10,855,179	$117,779	20.0%	$8.21	+23.9%	COM PAR $0.01	852312305
—	BIOTIME INC	24,897,032	$89,878	15.2%	$3.49	—	COM	09066L105
—	CYNOSURE INC	1,338,827	$61,051	10.3%	$32.70	—	CL A	232577205
IWM	ISHARES TR	420,000	$56,637	9.6%	$109.78	—	RUSSELL 2000 ETF	464287655
—	ONCOCYTE CORPORATION	2,631,680	$18,553	3.1%	$5.54	—	COM	68235C107
—	ASTERIAS BIOTHERAPEUTICS INC	3,699,848	$17,019	2.9%	$3.75	—	COM SER A	04624N107
—	MALLINCKRODT PUB LTD CO	322,411	$16,063	2.7%	$90.15	—	SHS	G5785G107
—	ASTERIAS BIOTHERAPEUTICS INC	328,205	$179	0.0%	$0.21	—	*W EXP 02/15/201	04624N115