CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value: $82.26M (100.0% shares, 0.0% debt)

Holdings (20)

— STRONGBRIDGE BIOPHARMA PLC 48.6%

Value $39.98M Shares 5,514,994 Share Price $7.25 Est. Cost/Share $2.51 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 12.3%

Value $10.16M Shares 1,013,787 Share Price $10.02 Est. Cost/Share $6.97 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 12.2%

Value $10.06M Shares 544,220 Share Price $18.49 Est. Cost/Share $22.84 Unrealized @ Report Date —

— GARRISON CAP INC 9.9%

Value $8.11M Shares 1,000,000 Share Price $8.11 Est. Cost/Share $8.46 Unrealized @ Report Date —

— AGILE THERAPEUTICS INC 6.0%

Value $4.896M Shares 1,820,012 Share Price $2.69 Est. Cost/Share $6.12 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.2%

Value $1.773M Shares 8,945 Share Price $198.21 * Est. Cost/Share $132.86 Unrealized @ Report Date +42.9%

JBGS JBG SMITH PPTYS 1.7%

Value $1.43M Shares 41,170 Share Price $34.73 Est. Cost/Share $34.27 Unrealized @ Report Date —

IWM ISHARES TR 1.2%

Value $997K Shares 6,540 Share Price $152.45 Est. Cost/Share — Unrealized @ Report Date —

— GTX INC DEL 1.0%

Value $799K Shares 62,869 Share Price $12.71 Est. Cost/Share $8.45 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 0.8%

Value $672K Shares 2,519 Share Price $266.77 Est. Cost/Share — Unrealized @ Report Date —

— CM FIN INC 0.7%

Value $574K Shares 70,402 Share Price $8.15 Est. Cost/Share $9.31 Unrealized @ Report Date —

— ALCENTRA CAP CORP 0.6%

Value $500K Shares 59,562 Share Price $8.39 Est. Cost/Share $8.39 Unrealized @ Report Date —

ACRS ACLARIS THERAPEUTICS INC 0.5%

Value $444K Shares 17,994 Share Price $24.67 Est. Cost/Share $25.00 Unrealized @ Report Date -2.6%

— TRIANGLE CAP CORP 0.5%

Value $385K Shares 40,580 Share Price $9.49 Est. Cost/Share $9.49 Unrealized @ Report Date —

— INTEC PHARMA LTD JERUSALEM 0.5%

Value $375K Shares 72,782 Share Price $5.15 Est. Cost/Share $8.94 Unrealized @ Report Date —

ADNT ADIENT PLC 0.5%

Value $373K Shares 4,737 Share Price $78.74 Est. Cost/Share $50.50 Unrealized @ Report Date +57.5%

— FS INVT CORP 0.3%

Value $226K Shares 30,706 Share Price $7.36 Est. Cost/Share $7.36 Unrealized @ Report Date —

MDGL MADRIGAL PHARMACEUTICALS INC 0.3%

Value $222K Shares 2,418 Share Price $91.81 * Est. Cost/Share $57.12 Unrealized @ Report Date 0.0%

— MARINUS PHARMACEUTICALS INC 0.2%

Value $152K Shares 18,643 Share Price $8.15 Est. Cost/Share $6.17 Unrealized @ Report Date —

CPRX CATALYST PHARMACEUTICALS INC 0.2%

Value $129K Shares 33,110 Share Price $3.90 * Est. Cost/Share $3.30 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	5,514,994	$39.98M	48.6%	$7.25	$2.51	—	SHS USD	G85347105
—	MOLECULAR TEMPLATES INC	1,013,787	$10.16M	12.3%	$10.02	$6.97	—	COM	608550109
—	KALA PHARMACEUTICALS INC	544,220	$10.06M	12.2%	$18.49	$22.84	—	COM	483119103
—	GARRISON CAP INC	1,000,000	$8.11M	9.9%	$8.11	$8.46	—	COM	366554103
—	AGILE THERAPEUTICS INC	1,820,012	$4.896M	6.0%	$2.69	$6.12	—	COM	00847L100
BRK/B	BERKSHIRE HATHAWAY INC DEL	8,945	$1.773M	2.2%	$198.21 *	$132.86	+42.9%	CL B NEW	084670702
JBGS	JBG SMITH PPTYS	41,170	$1.43M	1.7%	$34.73	$34.27	—	COM	46590V100
IWM	ISHARES TR	6,540	$997K	1.2%	$152.45	—	—	Call	464287655
—	GTX INC DEL	62,869	$799K	1.0%	$12.71	$8.45	—	COM NEW	40052B207
SPY	SPDR S&P 500 ETF TR	2,519	$672K	0.8%	$266.77	—	—	Put	78462F103
—	CM FIN INC	70,402	$574K	0.7%	$8.15	$9.31	—	COM	12574Q103
—	ALCENTRA CAP CORP	59,562	$500K	0.6%	$8.39	$8.39	—	COM	01374T102
ACRS	ACLARIS THERAPEUTICS INC	17,994	$444K	0.5%	$24.67	$25.00	-2.6%	COM	00461U105
—	TRIANGLE CAP CORP	40,580	$385K	0.5%	$9.49	$9.49	—	COM	895848109
—	INTEC PHARMA LTD JERUSALEM	72,782	$375K	0.5%	$5.15	$8.94	—	SHS	M53644106
ADNT	ADIENT PLC	4,737	$373K	0.5%	$78.74	$50.50	+57.5%	ORD SHS	G0084W101
—	FS INVT CORP	30,706	$226K	0.3%	$7.36	$7.36	—	COM	302635107
MDGL	MADRIGAL PHARMACEUTICALS INC	2,418	$222K	0.3%	$91.81 *	$57.12	0.0%	COM	558868105
—	MARINUS PHARMACEUTICALS INC	18,643	$152K	0.2%	$8.15	$6.17	—	COM	56854Q101
CPRX	CATALYST PHARMACEUTICALS INC	33,110	$129K	0.2%	$3.90 *	$3.30	0.0%	COM	14888U101