CAXTON CORP Diversified Active

Location: Princeton, NJ

CIK: 0001388551 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 14, 2019

Total Value: $88.68M (100.0% shares, 0.0% debt)

Holdings (40)

— STRONGBRIDGE BIOPHARMA PLC 17.8%

Value $15.8M Shares 6,612,065 Share Price $2.39 Est. Cost/Share $2.92 Unrealized @ Report Date —

— SATSUMA PHARMACEUTICALS INC 14.7%

Value $13.07M Shares 870,820 Share Price $15.01 Est. Cost/Share $15.01 Unrealized @ Report Date —

— MOLECULAR TEMPLATES INC 12.1%

Value $10.7M Shares 1,624,241 Share Price $6.59 Est. Cost/Share $6.39 Unrealized @ Report Date —

— ALCENTRA CAP CORP 10.0%

Value $8.89M Shares 1,000,000 Share Price $8.89 Est. Cost/Share $7.78 Unrealized @ Report Date —

— GARRISON CAP INC 9.5%

Value $8.452M Shares 1,223,096 Share Price $6.91 Est. Cost/Share $8.25 Unrealized @ Report Date —

— KALA PHARMACEUTICALS INC 6.4%

Value $5.644M Shares 1,483,343 Share Price $3.80 Est. Cost/Share $5.38 Unrealized @ Report Date —

— SCYNEXIS INC 5.2%

Value $4.606M Shares 4,325,000 Share Price $1.06 Est. Cost/Share $1.30 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 4.7%

Value $4.158M Shares 14,010 Share Price $296.79 Est. Cost/Share $249.89 Unrealized @ Report Date —

— SUNESIS PHARMACEUTICALS INC 4.3%

Value $3.848M Shares 5,345,826 Share Price $0.72 Est. Cost/Share $0.75 Unrealized @ Report Date —

SPY SPDR S&P 500 ETF TR 3.3%

Value $2.919M Shares 9,836 Share Price $296.77 Est. Cost/Share $249.89 Unrealized @ Report Date —

BRK/B BERKSHIRE HATHAWAY INC DEL 2.2%

Value $1.937M Shares 9,312 Share Price $208.01 Est. Cost/Share $135.71 Unrealized @ Report Date +51.8%

— MEI PHARMA INC 1.6%

Value $1.421M Shares 845,560 Share Price $1.68 Est. Cost/Share $3.94 Unrealized @ Report Date —

— EIGER BIOPHARMACEUTICALS INC 0.7%

Value $636K Shares 62,015 Share Price $10.26 Est. Cost/Share $11.35 Unrealized @ Report Date —

KURA KURA ONCOLOGY INC 0.5%

Value $479K Shares 31,567 Share Price $15.17 * Est. Cost/Share $17.68 Unrealized @ Report Date +0.7%

— FS KKR CAPITAL CORP 0.5%

Value $468K Shares 80,281 Share Price $5.83 Est. Cost/Share $5.50 Unrealized @ Report Date —

MELI MERCADOLIBRE INC 0.3%

Value $274K Shares 496 Share Price $552.42 * Est. Cost/Share $422.02 Unrealized @ Report Date +43.7%

— CTI BIOPHARMA CORP 0.3%

Value $272K Shares 325,185 Share Price $0.84 Est. Cost/Share $1.43 Unrealized @ Report Date —

TDG TRANSDIGM GROUP INC 0.3%

Value $269K Shares 516 Share Price $521.32 * Est. Cost/Share $309.64 Unrealized @ Report Date +26.6%

AMT AMERICAN TOWER CORP NEW 0.3%

Value $268K Shares 1,210 Share Price $221.49 * Est. Cost/Share $149.03 Unrealized @ Report Date +23.1%

CHTR CHARTER COMMUNICATIONS INC N 0.3%

Value $262K Shares 635 Share Price $412.60 * Est. Cost/Share $376.74 Unrealized @ Report Date +7.1%

— FAR PT ACQUISITION CORP 0.3%

Value $261K Shares 25,553 Share Price $10.21 Est. Cost/Share $9.66 Unrealized @ Report Date —

MA MASTERCARD INC 0.3%

Value $260K Shares 956 Share Price $271.97 * Est. Cost/Share $243.00 Unrealized @ Report Date +9.5%

V VISA INC 0.3%

Value $252K Shares 1,465 Share Price $172.01 Est. Cost/Share $157.24 Unrealized @ Report Date +8.3%

UAL UNITED AIRLINES HLDGS INC 0.3%

Value $244K Shares 2,763 Share Price $88.31 Est. Cost/Share $84.90 Unrealized @ Report Date +4.1%

GOOGL ALPHABET INC 0.3%

Value $244K Shares 200 Share Price $1220.00 * Est. Cost/Share $58.78 Unrealized @ Report Date 0.0%

MCO MOODYS CORP 0.3%

Value $241K Shares 1,175 Share Price $205.11 * Est. Cost/Share $180.78 Unrealized @ Report Date +9.9%

— CALUMET SPECIALTY PRODS PTNR 0.3%

Value $239K Shares 65,689 Share Price $3.64 Est. Cost/Share $3.64 Unrealized @ Report Date —

CACC CREDIT ACCEP CORP MICH 0.3%

Value $238K Shares 517 Share Price $460.35 * Est. Cost/Share $435.12 Unrealized @ Report Date +8.6%

EXPE EXPEDIA GROUP INC 0.3%

Value $237K Shares 1,763 Share Price $134.43 * Est. Cost/Share $121.55 Unrealized @ Report Date +6.9%

LEN LENNAR CORP 0.3%

Value $229K Shares 4,104 Share Price $55.80 * Est. Cost/Share $44.86 Unrealized @ Report Date 0.0%

— LIBERTY MEDIA CORP DELAWARE 0.3%

Value $224K Shares 5,386 Share Price $41.59 Est. Cost/Share $41.59 Unrealized @ Report Date —

IBKR INTERACTIVE BROKERS GROUP IN 0.2%

Value $220K Shares 4,098 Share Price $53.68 * Est. Cost/Share $12.90 Unrealized @ Report Date -7.3%

JPM JPMORGAN CHASE & CO 0.2%

Value $218K Shares 1,853 Share Price $117.65 * Est. Cost/Share $95.08 Unrealized @ Report Date 0.0%

— UNITED TECHNOLOGIES CORP 0.2%

Value $216K Shares 1,583 Share Price $136.45 Est. Cost/Share $136.45 Unrealized @ Report Date —

C CITIGROUP INC 0.2%

Value $214K Shares 3,101 Share Price $69.01 * Est. Cost/Share $54.15 Unrealized @ Report Date 0.0%

UNP UNION PACIFIC CORP 0.2%

Value $209K Shares 1,289 Share Price $162.14 * Est. Cost/Share $145.81 Unrealized @ Report Date 0.0%

GM GENERAL MTRS CO 0.2%

Value $208K Shares 5,545 Share Price $37.51 * Est. Cost/Share $36.01 Unrealized @ Report Date 0.0%

GSM FERROGLOBE PLC 0.2%

Value $148K Shares 131,378 Share Price $1.13 * Est. Cost/Share $2.22 Unrealized @ Report Date -38.4%

— GLYCOMIMETICS INC 0.1%

Value $115K Shares 26,575 Share Price $4.33 Est. Cost/Share $4.33 Unrealized @ Report Date —

— SPRING BK PHARMACEUTICALS IN 0.1%

Value $82,000 Shares 23,875 Share Price $3.43 Est. Cost/Share $11.88 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	STRONGBRIDGE BIOPHARMA PLC	6,612,065	$15.8M	17.8%	$2.39	$2.92	—	SHS USD	G85347105
—	SATSUMA PHARMACEUTICALS INC	870,820	$13.07M	14.7%	$15.01	$15.01	—	COM	80405P107
—	MOLECULAR TEMPLATES INC	1,624,241	$10.7M	12.1%	$6.59	$6.39	—	COM	608550109
—	ALCENTRA CAP CORP	1,000,000	$8.89M	10.0%	$8.89	$7.78	—	COM	01374T102
—	GARRISON CAP INC	1,223,096	$8.452M	9.5%	$6.91	$8.25	—	COM	366554103
—	KALA PHARMACEUTICALS INC	1,483,343	$5.644M	6.4%	$3.80	$5.38	—	COM	483119103
—	SCYNEXIS INC	4,325,000	$4.606M	5.2%	$1.06	$1.30	—	COM	811292101
SPY	SPDR S&P 500 ETF TR	14,010	$4.158M	4.7%	$296.79	$249.89	—	TR UNIT	78462F103
—	SUNESIS PHARMACEUTICALS INC	5,345,826	$3.848M	4.3%	$0.72	$0.75	—	COM	867328700
SPY	SPDR S&P 500 ETF TR	9,836	$2.919M	3.3%	$296.77	$249.89	—	Put	78462F103
BRK/B	BERKSHIRE HATHAWAY INC DEL	9,312	$1.937M	2.2%	$208.01	$135.71	+51.8%	CL B NEW	084670702
—	MEI PHARMA INC	845,560	$1.421M	1.6%	$1.68	$3.94	—	COM NEW	55279B202
—	EIGER BIOPHARMACEUTICALS INC	62,015	$636K	0.7%	$10.26	$11.35	—	COM	28249U105
KURA	KURA ONCOLOGY INC	31,567	$479K	0.5%	$15.17 *	$17.68	+0.7%	COM	50127T109
—	FS KKR CAPITAL CORP	80,281	$468K	0.5%	$5.83	$5.50	—	COM	302635107
MELI	MERCADOLIBRE INC	496	$274K	0.3%	$552.42 *	$422.02	+43.7%	COM	58733R102
—	CTI BIOPHARMA CORP	325,185	$272K	0.3%	$0.84	$1.43	—	COM	12648L601
TDG	TRANSDIGM GROUP INC	516	$269K	0.3%	$521.32 *	$309.64	+26.6%	COM	893641100
AMT	AMERICAN TOWER CORP NEW	1,210	$268K	0.3%	$221.49 *	$149.03	+23.1%	COM	03027X100
CHTR	CHARTER COMMUNICATIONS INC N	635	$262K	0.3%	$412.60 *	$376.74	+7.1%	CL A	16119P108
—	FAR PT ACQUISITION CORP	25,553	$261K	0.3%	$10.21	$9.66	—	COM CL A	30734W109
MA	MASTERCARD INC	956	$260K	0.3%	$271.97 *	$243.00	+9.5%	CL A	57636Q104
V	VISA INC	1,465	$252K	0.3%	$172.01	$157.24	+8.3%	COM CL A	92826C839
UAL	UNITED AIRLINES HLDGS INC	2,763	$244K	0.3%	$88.31	$84.90	+4.1%	COM	910047109
GOOGL	ALPHABET INC	200	$244K	0.3%	$1220.00 *	$58.78	0.0%	CAP STK CL A	02079K305
MCO	MOODYS CORP	1,175	$241K	0.3%	$205.11 *	$180.78	+9.9%	COM	615369105
—	CALUMET SPECIALTY PRODS PTNR	65,689	$239K	0.3%	$3.64	$3.64	—	UT LTD PARTNER	131476103
CACC	CREDIT ACCEP CORP MICH	517	$238K	0.3%	$460.35 *	$435.12	+8.6%	COM	225310101
EXPE	EXPEDIA GROUP INC	1,763	$237K	0.3%	$134.43 *	$121.55	+6.9%	COM NEW	30212P303
LEN	LENNAR CORP	4,104	$229K	0.3%	$55.80 *	$44.86	0.0%	CL A	526057104
—	LIBERTY MEDIA CORP DELAWARE	5,386	$224K	0.3%	$41.59	$41.59	—	COM SER C FRMLA	531229854
IBKR	INTERACTIVE BROKERS GROUP IN	4,098	$220K	0.2%	$53.68 *	$12.90	-7.3%	COM CL A	45841N107
JPM	JPMORGAN CHASE & CO	1,853	$218K	0.2%	$117.65 *	$95.08	0.0%	COM	46625H100
—	UNITED TECHNOLOGIES CORP	1,583	$216K	0.2%	$136.45	$136.45	—	COM	913017109
C	CITIGROUP INC	3,101	$214K	0.2%	$69.01 *	$54.15	0.0%	COM NEW	172967424
UNP	UNION PACIFIC CORP	1,289	$209K	0.2%	$162.14 *	$145.81	0.0%	COM	907818108
GM	GENERAL MTRS CO	5,545	$208K	0.2%	$37.51 *	$36.01	0.0%	COM	37045V100
GSM	FERROGLOBE PLC	131,378	$148K	0.2%	$1.13 *	$2.22	-38.4%	SHS	G33856108
—	GLYCOMIMETICS INC	26,575	$115K	0.1%	$4.33	$4.33	—	COM	38000Q102
—	SPRING BK PHARMACEUTICALS IN	23,875	$82,000	0.1%	$3.43	$11.88	—	COM	849431101