Delphi Financial Group, Inc. Diversified Active

CIK: 0000859139 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 17, 2014

Total Value ($000): $186,663 (100.0% shares, 0.0% debt)

Holdings (16)

PSEC PROSPECT CAPITAL CORPORATION 18.9%

Value ($000) $35,220 Shares 3,139,036 Est. Cost $2.45 Unrealized +3.2%

— TWO HBRS INVT CORP 16.2%

Value ($000) $30,317 Shares 3,266,900 Est. Cost $10.25 Unrealized —

PMT PENNYMAC MTG INVT TR 14.5%

Value ($000) $27,106 Shares 1,180,554 Est. Cost $22.96 Unrealized —

— PVR PARTNERS L P 13.3%

Value ($000) $24,781 Shares 923,624 Est. Cost $26.65 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 10.9%

Value ($000) $20,369 Shares 1,585,000 Est. Cost $12.85 Unrealized —

— AMERICAN CAPITAL AGENCY CORP 7.9%

Value ($000) $14,759 Shares 765,104 Est. Cost $23.01 Unrealized —

— MARKWEST ENERGY PARTNERS L P 5.3%

Value ($000) $9,939 Shares 150,300 Est. Cost $66.85 Unrealized —

— POWERSHARES GLOBAL ETF TRUST 2.7%

Value ($000) $4,973 Shares 370,000 Est. Cost $13.44 Unrealized —

ACRE ARES COML REAL ESTATE CORP 2.7%

Value ($000) $4,950 Shares 377,839 Est. Cost $13.10 Unrealized —

— CVR REFNG LP 2.5%

Value ($000) $4,732 Shares 209,000 Est. Cost $30.06 Unrealized —

— NORTHERN TIER ENERGY LP 2.3%

Value ($000) $4,351 Shares 177,000 Est. Cost $24.58 Unrealized —

— ALON USA PARTNERS LP 1.0%

Value ($000) $1,807 Shares 108,460 Est. Cost $21.96 Unrealized —

ARCC ARES CAP CORP 0.7%

Value ($000) $1,289 Shares 72,562 Est. Cost $5.40 Unrealized +2.3%

HYG ISHARES 0.7%

Value ($000) $1,244 Shares 13,400 Est. Cost $92.84 Unrealized —

— DYNEX CAP INC 0.3%

Value ($000) $559 Shares 69,909 Est. Cost $10.18 Unrealized —

— BROOKFIELD TOTAL RETURN FD I 0.1%

Value ($000) $267 Shares 11,250 Est. Cost $24.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PSEC	PROSPECT CAPITAL CORPORATION	3,139,036	$35,220	18.9%	$2.45	+3.2%	COM	74348T102
—	TWO HBRS INVT CORP	3,266,900	$30,317	16.2%	$10.25	—	COM	90187B101
PMT	PENNYMAC MTG INVT TR	1,180,554	$27,106	14.5%	$22.96	—	COM	70931T103
—	PVR PARTNERS L P	923,624	$24,781	13.3%	$26.65	—	COM UNIT REPTG L	693665101
—	AMERICAN RLTY CAP PPTYS INC	1,585,000	$20,369	10.9%	$12.85	—	COM	02917T104
—	AMERICAN CAPITAL AGENCY CORP	765,104	$14,759	7.9%	$23.01	—	COM	02503X105
—	MARKWEST ENERGY PARTNERS L P	150,300	$9,939	5.3%	$66.85	—	UNIT LTD PARTN	570759100
—	POWERSHARES GLOBAL ETF TRUST	370,000	$4,973	2.7%	$13.44	—	AGG PFD PORT	73936T565
ACRE	ARES COML REAL ESTATE CORP	377,839	$4,950	2.7%	$13.10	—	COM	04013V108
—	CVR REFNG LP	209,000	$4,732	2.5%	$30.06	—	COMUNIT REP LT	12663P107
—	NORTHERN TIER ENERGY LP	177,000	$4,351	2.3%	$24.58	—	COM UN REPR PART	665826103
—	ALON USA PARTNERS LP	108,460	$1,807	1.0%	$21.96	—	UT LTDPART INT	02052T109
ARCC	ARES CAP CORP	72,562	$1,289	0.7%	$5.40	+2.3%	COM	04010L103
HYG	ISHARES	13,400	$1,244	0.7%	$92.84	—	IBOXX HI YD ETF	464288513
—	DYNEX CAP INC	69,909	$559	0.3%	$10.18	—	COM NEW	26817Q506
—	BROOKFIELD TOTAL RETURN FD I	11,250	$267	0.1%	$24.00	—	COM	11283U108